Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GOBI INVESTMENT FUND LTD. See All Filings	D/A	2017-07-31 10:08:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474481 Filed Document 0001405086-17-000143 Exclusions or Exemptions 506b Accepted Date 2017-07-31 10:08:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Stonecutter Spirits LLC See All Filings	D	2017-07-31 10:08:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001679312 Filed Document 0001679312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-31 10:08:04 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Gobi Concentrated Partners LP See All Filings	D/A	2017-07-31 10:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597212 Filed Document 0001405086-17-000142 Exclusions or Exemptions 506b Accepted Date 2017-07-31 10:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crawford Lake Enhanced Offshore Fund Ltd See All Filings	D/A	2017-07-31 10:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680677 Filed Document 0001013594-17-000559 Exclusions or Exemptions 506b Accepted Date 2017-07-31 10:04:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Targeted Opportunities, LP See All Filings	D/A	2017-07-31 09:58:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680619 Filed Document 0001013594-17-000558 Exclusions or Exemptions 506b Accepted Date 2017-07-31 09:58:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENENEWS LTD See All Filings	D	2017-07-31 09:21:33 UTC
Amount To Be Raised $245,558 Associated Brokers / Dealers N/A CIK Number 0001454263 Filed Document 0001454263-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-31 09:21:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ellington Enhanced Income Fund Ltd. See All Filings	D/A	2017-07-31 09:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681046 Filed Document 0001012975-17-000563 Exclusions or Exemptions 506b Accepted Date 2017-07-31 09:11:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Outcomes Fund II, L.P. See All Filings	D/A	2017-07-31 08:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612299 Filed Document 0001612299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Market Mavens, LLC See All Filings	D	2017-07-31 08:37:39 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001676374 Filed Document 0001676374-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:37:39 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Seaport European Property Securities Absolute Return Fund, L.P. See All Filings	D	2017-07-31 08:33:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711976 Filed Document 0000945621-17-000327 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:33:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Market Mavens, LLC See All Filings	D	2017-07-31 08:32:02 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001676374 Filed Document 0001676374-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:32:02 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Ivy Lane Special Situations Fund, LP See All Filings	D/A	2017-07-31 08:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505979 Filed Document 0001505979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:16:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Children's Investment Fund LP See All Filings	D/A	2017-07-31 08:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001291009 Filed Document 0000902664-17-003115 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Children's Investment Fund See All Filings	D/A	2017-07-31 08:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331547 Filed Document 0000902664-17-003114 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:07:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stripe, Inc. See All Filings	D	2017-07-31 08:04:21 UTC
Amount To Be Raised $6,215,086 Associated Brokers / Dealers N/A CIK Number 0001691342 Filed Document 0001691342-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:04:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TJC Real Estate Lender, LLC See All Filings	D	2017-07-28 21:27:41 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001709298 Filed Document 0001709298-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 21:27:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAPLEWOOD PLACE PARK L.P. See All Filings	D	2017-07-28 20:16:51 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001713384 Filed Document 0001713384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 20:16:51 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2017-07-28 19:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001405392-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2017-07-28 19:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001503048-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2017-07-28 19:46:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001503048-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:46:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Analytical Labs LLC dba PacLab Analytics LLC See All Filings	D	2017-07-28 19:41:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001713411 Filed Document 0001713411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:41:44 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Rapunzl Investments, LLC See All Filings	C	2017-07-28 19:31:26 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $455,000 CIK Number 0001710904 Filed Document 0001669191-17-000098 Accepted Date 2017-07-28 19:31:26 UTC Type of Offering C Security Offered Amount 10,989 Security Offered Type Other State ILLINOIS
Five Point Capital Midstream Fund III L.P. See All Filings	D	2017-07-28 19:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712325 Filed Document 0001140361-17-029193 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:24:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock International Small Cap Fund See All Filings	D/A	2017-07-28 19:23:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503048 Filed Document 0001503048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:23:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2017-07-28 19:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund See All Filings	D/A	2017-07-28 19:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405795 Filed Document 0001405795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextRX Inc. See All Filings	C/A	2017-07-28 19:17:53 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $100,000 CIK Number 0001674439 Filed Document 0001674439-17-000008 Accepted Date 2017-07-28 19:17:53 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State NEVADA
FULCRUM BIOENERGY INC See All Filings	D	2017-07-28 19:15:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001434441 Filed Document 0001434441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:15:13 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FULCRUM BIOENERGY INC See All Filings	D	2017-07-28 19:15:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001434441 Filed Document 0001434441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:15:12 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2017-07-28 19:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001405796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:14:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNM Global Holdings, Inc. See All Filings	1-A/A	2017-07-28 19:14:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706907 Filed Document 0000721748-17-000479 Accepted Date 2017-07-28 19:14:14 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2017-07-28 19:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS&W International Small Cap Equity Fund See All Filings	D/A	2017-07-28 19:04:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001547430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:04:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid Gold, LLC See All Filings	D	2017-07-28 19:00:23 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001713417 Filed Document 0001713417-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:00:23 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Healthbase Networks, LLC See All Filings	D	2017-07-28 18:58:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001708972 Filed Document 0001128784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:58:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Abogen, Inc. See All Filings	D	2017-07-28 18:29:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers PHX Financial, Inc. d/b/a Phoenix Financial Services CIK Number 0001700326 Filed Document 0001700326-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:29:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Energetic Insurance, Inc. See All Filings	D	2017-07-28 18:16:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001711450 Filed Document 0001711450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:16:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
727 ILLINOIS, LLC See All Filings	D	2017-07-28 18:11:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001713092 Filed Document 0001713092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:11:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
MHC Partner Fund I, LLC See All Filings	D	2017-07-28 18:05:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001713419 Filed Document 0001713419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:05:37 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GRIT, LLC See All Filings	D	2017-07-28 17:56:39 UTC
Amount To Be Raised $3,795,850 Associated Brokers / Dealers N/A CIK Number 0001590870 Filed Document 0001590870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:56:39 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Enclave Platform, L.P. See All Filings	D	2017-07-28 17:56:16 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001713280 Filed Document 0001713280-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:56:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NGP NATURAL RESOURCES XII, L.P. See All Filings	D	2017-07-28 17:30:17 UTC
Amount To Be Raised $5,325,000,000 Associated Brokers / Dealers TCG SECURITIES, L.L.C., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC CIK Number 0001713141 Filed Document 0001713141-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LG 380 Naylor Cross Roads, LLC See All Filings	D	2017-07-28 17:29:48 UTC
Amount To Be Raised $357,750 Associated Brokers / Dealers N/A CIK Number 0001713332 Filed Document 0001713332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:29:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub B3Q LLC See All Filings	D/A	2017-07-28 17:24:16 UTC
Amount To Be Raised $1,145,255 Associated Brokers / Dealers N/A CIK Number 0001711362 Filed Document 0001711362-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares ND Credit Strategies Fund LLC See All Filings	D	2017-07-28 17:24:16 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001712230 Filed Document 0001712230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:24:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Northern Vertex Mining Corp. See All Filings	D	2017-07-28 17:21:19 UTC
Amount To Be Raised $118,594 Associated Brokers / Dealers N/A CIK Number 0001518353 Filed Document 0001140361-17-029171 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:21:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 7TW LLC See All Filings	D	2017-07-28 17:20:41 UTC
Amount To Be Raised $152,000 Associated Brokers / Dealers N/A CIK Number 0001712382 Filed Document 0001712382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:20:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NestGSV, Inc. See All Filings	C/A	2017-07-28 17:16:04 UTC
Financial Interest Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001605652 Filed Document 0001605652-17-000005 Accepted Date 2017-07-28 17:16:04 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Jetpack, Inc. See All Filings	C	2017-07-28 17:15:56 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal, Inc., dba Republic Offering Amount $107,000 CIK Number 0001711875 Filed Document 0001711875-17-000001 Accepted Date 2017-07-28 17:15:56 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Napa Valley Limoncello Co, LLC See All Filings	C/A	2017-07-28 17:15:44 UTC
Financial Interest The intermediary will receive a Convertible Promissory Note in a principal amount that is equal to 2% (two percent) of the aggregate principal amount of all Convertible Promissory Notes issued in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001557286 Filed Document 0001557286-17-000010 Accepted Date 2017-07-28 17:15:44 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA