Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brook Field Community LLC See All Filings	D	2017-03-15 18:20:05 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001699770 Filed Document 0001699770-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 18:20:05 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Parsley Software, Inc. See All Filings	D	2017-03-15 18:18:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001701068 Filed Document 0001701068-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 18:18:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Daplie, Inc. See All Filings	C/A	2017-03-15 18:06:40 UTC
Financial Interest Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001674374 Filed Document 0001445866-17-000228 Accepted Date 2017-03-15 18:06:40 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Common Stock State UTAH
DAD DURHAM HOLDINGS, LP See All Filings	D	2017-03-15 18:04:51 UTC
Amount To Be Raised $7,529,055 Associated Brokers / Dealers N/A CIK Number 0001701069 Filed Document 0001701069-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-15 18:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PIEDMONT PARTNERS OFFSHORE, L.P. See All Filings	D/A	2017-03-15 18:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Phil Trussell, Carter Terry & Company, Inc., and Register Financial Associates, Inc. CIK Number 0001263454 Filed Document 0001263454-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 18:04:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Protosthetics, LLC See All Filings	D/A	2017-03-15 18:02:34 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001687285 Filed Document 0001687285-17-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2017-03-15 18:02:34 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIEDMONT PARTNERS, LP See All Filings	D/A	2017-03-15 18:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Carter Terry & Compay, Inc., and Register Financial Associates, Inc. CIK Number 0001454292 Filed Document 0001454292-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 18:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DUNWOODY PARTNERS, L.P. See All Filings	D/A	2017-03-15 18:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Carter Terry & Company Inc., and Register Financial Associates, Inc. CIK Number 0001125566 Filed Document 0001125566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 18:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STONE MOUNTAIN PARTNERS LTD See All Filings	D/A	2017-03-15 17:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Phil Trussell, Carter Terry & Company, Inc., and Register Financial Associates, Inc. CIK Number 0001419204 Filed Document 0001419204-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:59:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Verkada Inc. See All Filings	D	2017-03-15 17:55:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001688873 Filed Document 0001688873-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:55:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Synergy Asia Feeder Fund See All Filings	D/A	2017-03-15 17:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571029 Filed Document 0001571029-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:52:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID.me, Inc. See All Filings	D	2017-03-15 17:51:01 UTC
Amount To Be Raised $22,916,117 Associated Brokers / Dealers N/A CIK Number 0001518117 Filed Document 0001518117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:51:01 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Synergy Fund Ltd See All Filings	D/A	2017-03-15 17:39:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669286 Filed Document 0001315863-17-000253 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:39:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Asia Master Fund See All Filings	D/A	2017-03-15 17:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571026 Filed Document 0001571026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JRC Enterprises LLC. DBA Dental Fix RX See All Filings	C	2017-03-15 17:30:25 UTC
Financial Interest None Filing Platform FundingWonder Offering Amount $28,000 CIK Number 0001698596 Filed Document 0001698596-17-000001 Accepted Date 2017-03-15 17:30:25 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MARYLAND
Deep Learning Technology Inc. See All Filings	D	2017-03-15 17:28:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701056 Filed Document 0001701056-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-15 17:28:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
JCF IV Coinvest Canada L.P. See All Filings	D	2017-03-15 17:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700468 Filed Document 0001700468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:28:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andytown LLC See All Filings	D	2017-03-15 17:22:35 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001701063 Filed Document 0001701063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:22:35 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Decision Sciences International Corp See All Filings	D	2017-03-15 17:18:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001347065 Filed Document 0001625257-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:18:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KBD CAPITAL PARTNERS LP See All Filings	D	2017-03-15 17:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269196 Filed Document 0001460345-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-15 17:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ridgeline Utah LLC See All Filings	D	2017-03-15 17:16:15 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers TriPoint Global Equities CIK Number 0001701019 Filed Document 0001701019-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-15 17:16:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FV Student Housing, LLC See All Filings	D	2017-03-15 17:13:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001700470 Filed Document 0001700470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:13:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw World Alpha Extension Fund, L.L.C. See All Filings	D/A	2017-03-15 17:13:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453669 Filed Document 0001664757-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:13:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERLY PARTNERS LP See All Filings	D/A	2017-03-15 17:11:31 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001368001 Filed Document 0001368001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:11:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Value All Country Alpha Extension Fund, L.P. See All Filings	D/A	2017-03-15 17:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581795 Filed Document 0001664757-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:10:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pindrop Security, Inc. See All Filings	D/A	2017-03-15 17:10:21 UTC
Amount To Be Raised $87,799,996 Associated Brokers / Dealers N/A CIK Number 0001580211 Filed Document 0001580211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:10:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Bullet Water Treatment Company, LLC See All Filings	D	2017-03-15 17:07:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001697692 Filed Document 0001697692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:07:42 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw U.S. Large Cap Core Enhanced Special Fund (MA), L.L.C. See All Filings	D/A	2017-03-15 17:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001475475 Filed Document 0001664757-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Decision Sciences International Corp See All Filings	D	2017-03-15 17:05:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001347065 Filed Document 0001625257-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:05:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caffeinated Capital Bosu SPV, LLC See All Filings	D	2017-03-15 17:05:33 UTC
Amount To Be Raised $2,130,000 Associated Brokers / Dealers N/A CIK Number 0001697826 Filed Document 0001697826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:05:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
D. E. Shaw U.S. Large Cap Core Enhanced Fund, L.L.C. See All Filings	D/A	2017-03-15 17:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001394249 Filed Document 0001664757-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:04:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Large Cap Core Alpha Extension Fund, L.L.C. See All Filings	D/A	2017-03-15 17:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518056 Filed Document 0001664757-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:01:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEST FACE LONG TERM OPPORTUNITIES FUND LTD See All Filings	D/A	2017-03-15 17:01:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423640 Filed Document 0001423640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 17:01:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Broad Market Core Alpha Extension Special Fund II (MA), L.L.C. See All Filings	D/A	2017-03-15 16:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001475474 Filed Document 0001664757-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PatientBond, LLC See All Filings	D	2017-03-15 16:56:36 UTC
Amount To Be Raised $4,185,583 Associated Brokers / Dealers N/A CIK Number 0001701060 Filed Document 0001701060-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:56:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Electrum Strategic Opportunities Fund II L.P. See All Filings	D	2017-03-15 16:54:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, L.L.C. CIK Number 0001699437 Filed Document 0001699437-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:54:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
URANIUM ENERGY CORP See All Filings	D	2017-03-15 16:54:24 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:54:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw U.S. Broad Market Core Alpha Extension Offshore Fund, L.P. See All Filings	D/A	2017-03-15 16:53:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001394791 Filed Document 0001664757-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:53:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prelude Corp See All Filings	D	2017-03-15 16:53:30 UTC
Amount To Be Raised $5,499,998 Associated Brokers / Dealers N/A CIK Number 0001669317 Filed Document 0001382963-17-000063 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:53:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIG FUND MANAGER LLC See All Filings	D	2017-03-15 16:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700755 Filed Document 0001700755-17-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-03-15 16:50:30 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C. See All Filings	D/A	2017-03-15 16:49:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001394620 Filed Document 0001664757-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:49:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADAGIO MEDICAL, INC. See All Filings	D	2017-03-15 16:49:43 UTC
Amount To Be Raised $12,000,011 Associated Brokers / Dealers N/A CIK Number 0001573223 Filed Document 0001382963-17-000062 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:49:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Polis, Inc. See All Filings	D	2017-03-15 16:49:21 UTC
Amount To Be Raised $1,593,180 Associated Brokers / Dealers N/A CIK Number 0001699804 Filed Document 0001699804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:49:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FWCG Diversified Alternative Income Fund LP See All Filings	D/A	2017-03-15 16:49:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669333 Filed Document 0001669333-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:49:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrossLead, Inc. See All Filings	D/A	2017-03-15 16:47:37 UTC
Amount To Be Raised $2,155,000 Associated Brokers / Dealers N/A CIK Number 0001689903 Filed Document 0001689903-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:47:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Orienteer X Fund, L.L.C. See All Filings	D/A	2017-03-15 16:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648994 Filed Document 0001664757-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:46:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spark Capital Growth Fund II, L.P. See All Filings	D/A	2017-03-15 16:42:14 UTC
Amount To Be Raised $606,020,202 Associated Brokers / Dealers N/A CIK Number 0001671626 Filed Document 0001671626-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
D. E. Shaw Orienteer International Fund, L.P. See All Filings	D/A	2017-03-15 16:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594763 Filed Document 0001664757-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Face Long Term Opportunities (USA) LP See All Filings	D/A	2017-03-15 16:41:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415763 Filed Document 0001415763-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:41:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORGAN CREEK PARTNERS SPV-AEPB, LP See All Filings	D/A	2017-03-15 16:41:09 UTC
Amount To Be Raised $27,124,388 Associated Brokers / Dealers N/A CIK Number 0001619333 Filed Document 0001625257-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-03-15 16:41:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund