Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account VL 157 See All Filings	D/A	2017-04-11 09:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001673839 Filed Document 0001673839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 09:57:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-11 09:47:05 UTC
Amount To Be Raised $14,755,352 Associated Brokers / Dealers James Hebets, Robert Shor, and Scott McGee CIK Number 0001135856 Filed Document 0001135856-17-000121 Exclusions or Exemptions 506b Accepted Date 2017-04-11 09:47:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JKM Capital Investment Fund, LP See All Filings	D	2017-04-11 09:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703382 Filed Document 0001703382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-11 09:37:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AF HoldCo, LLC See All Filings	D/A	2017-04-11 09:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677150 Filed Document 0001677150-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 09:26:17 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-11 09:22:11 UTC
Amount To Be Raised $5,508,506 Associated Brokers / Dealers Andrew Philip Arigo, Blair Alan Van Buren, and Brett Scott Ellen CIK Number 0001135856 Filed Document 0001135856-17-000120 Exclusions or Exemptions 506b Accepted Date 2017-04-11 09:22:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NV Technology Drive, LLC See All Filings	D	2017-04-11 09:20:27 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001703392 Filed Document 0001703392-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 09:20:27 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Synata Bio, Inc. See All Filings	D/A	2017-04-11 09:12:29 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001658888 Filed Document 0001658888-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-11 09:12:29 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
A/D Investors Fund L.P. See All Filings	D/A	2017-04-11 06:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488339 Filed Document 0000902664-17-001943 Exclusions or Exemptions 506b Accepted Date 2017-04-11 06:09:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Parus Fund LLC See All Filings	D/A	2017-04-11 06:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001605037 Filed Document 0000902664-17-001942 Exclusions or Exemptions 506b Accepted Date 2017-04-11 06:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M/D Investors Fund L.P. See All Filings	D/A	2017-04-11 06:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488341 Filed Document 0000902664-17-001941 Exclusions or Exemptions 506b Accepted Date 2017-04-11 06:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ENA Opportunity Offshore Fund Ltd See All Filings	D/A	2017-04-11 06:01:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671570 Filed Document 0000902664-17-001940 Exclusions or Exemptions 506b Accepted Date 2017-04-11 06:01:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envested, Inc. See All Filings	D	2017-04-10 21:37:50 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001702500 Filed Document 0001702500-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 21:37:50 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
M.T.K.C. Stonebreaker LLC See All Filings	D	2017-04-10 21:37:35 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001703324 Filed Document 0001703324-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 21:37:35 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BioClonetics Immunotherapeutics, Inc. See All Filings	C	2017-04-10 21:22:05 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001701251 Filed Document 0001670254-17-000054 Accepted Date 2017-04-10 21:22:05 UTC Type of Offering C Security Offered Amount 200,000 Security Offered Type Other State TEXAS
JPM Forex inc. See All Filings	C	2017-04-10 20:47:16 UTC
Financial Interest none Filing Platform truCrowd, Inc Offering Amount $1,000,000 CIK Number 0001699583 Filed Document 0001699583-17-000001 Accepted Date 2017-04-10 20:47:16 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Common Stock State ILLINOIS
LOLA TechSystems, Inc. See All Filings	D	2017-04-10 20:14:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703323 Filed Document 0001140361-17-015479 Exclusions or Exemptions 506b Accepted Date 2017-04-10 20:14:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
57 Stars Global Opportunity Fund 3 (Guardian), L.P. See All Filings	D	2017-04-10 19:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654837 Filed Document 0001393725-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-04-10 19:22:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ezuza, Inc. See All Filings	D	2017-04-10 19:12:34 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001512882 Filed Document 0001512882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 19:12:34 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Real Asset Alternative Income Strategy, LP See All Filings	D	2017-04-10 18:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702504 Filed Document 0001702504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trov, Inc. See All Filings	D	2017-04-10 18:47:03 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001553586 Filed Document 0001553586-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:47:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LSCP Minerals, LP See All Filings	D	2017-04-10 18:42:30 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001703086 Filed Document 0001703086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:42:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cascade Ridge Capital Master Fund LP See All Filings	D	2017-04-10 18:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698079 Filed Document 0001698079-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:34:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Ridge Capital Fund LP See All Filings	D	2017-04-10 18:31:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698125 Filed Document 0001698125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:31:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Ridge Capital Offshore Fund Ltd. See All Filings	D	2017-04-10 18:24:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698129 Filed Document 0001698129-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:24:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lybrate, Inc. See All Filings	D	2017-04-10 18:17:27 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001616904 Filed Document 0001616904-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:17:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freedom 3 Investments III, LP See All Filings	D/A	2017-04-10 18:12:23 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001694226 Filed Document 0001694226-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SLP V Technology Fund (Offshore), L.P. See All Filings	D	2017-04-10 18:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001702671 Filed Document 0001702671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:07:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SLP V Technology Fund L.P. See All Filings	D	2017-04-10 18:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001702656 Filed Document 0001702656-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:06:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RapidSOS, Inc. See All Filings	D/A	2017-04-10 18:05:20 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001651005 Filed Document 0001651005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 18:05:20 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cyrus Special Strategies Fund, Ltd. See All Filings	D	2017-04-10 17:53:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561097 Filed Document 0001315863-17-000348 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:53:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CM STAGE PRODUCTIONS DEVELOPMENT FUND, LLC See All Filings	D	2017-04-10 17:49:50 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001701565 Filed Document 0001701565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:49:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Twisted Sun Innovations, Inc. See All Filings	D	2017-04-10 17:37:05 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001703300 Filed Document 0001144204-17-019905 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:37:05 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MatlinPatterson Global Opportunities Fund Ltd. See All Filings	D/A	2017-04-10 17:31:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001543382 Filed Document 0001315863-17-000347 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:31:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MatlinPatterson Global Opportunities Fund L.P. See All Filings	D/A	2017-04-10 17:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001543381 Filed Document 0001315863-17-000346 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Versus Systems Inc. See All Filings	D	2017-04-10 17:25:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001701963 Filed Document 0001493152-17-003713 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:25:55 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PQ Bypass, Inc. See All Filings	D	2017-04-10 17:22:58 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001563597 Filed Document 0001563597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:22:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MARANON SENIOR CREDIT STRATEGIES FUND V - UNLEVERED, L.P. See All Filings	D	2017-04-10 17:22:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001700798 Filed Document 0001700798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:22:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Engine Airflow Capital, LP See All Filings	D/A	2017-04-10 17:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623771 Filed Document 0001701186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARANON SENIOR CREDIT STRATEGIES FUND V - LEVERED, L.P. See All Filings	D	2017-04-10 17:20:43 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001700799 Filed Document 0001700799-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:20:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
4135 N 27th Street LLC See All Filings	D	2017-04-10 17:20:16 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001703398 Filed Document 0001703398-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:20:16 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Neptune Financial Inc. See All Filings	D/A	2017-04-10 17:19:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001695372 Filed Document 0001695372-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:19:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Lemon Grove DST See All Filings	D	2017-04-10 17:17:59 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001703410 Filed Document 0001703410-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:17:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Octane Lending, Inc. See All Filings	D	2017-04-10 17:13:01 UTC
Amount To Be Raised $325,447 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:13:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LenderLive Holdings, Inc. See All Filings	D	2017-04-10 17:01:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700908 Filed Document 0001700908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:01:59 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
mSIGNIA, INC. See All Filings	D	2017-04-10 17:01:58 UTC
Amount To Be Raised $3,197,473 Associated Brokers / Dealers N/A CIK Number 0001703310 Filed Document 0001703310-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:01:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
POLARITYTE, INC. See All Filings	D	2017-04-10 17:01:55 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001076682 Filed Document 0001493152-17-003703 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:01:55 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
IOT World Labs Inc See All Filings	D	2017-04-10 17:01:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703334 Filed Document 0000927087-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:01:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Woodford Horizontal Project #15, LLC See All Filings	D	2017-04-10 17:01:10 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001703115 Filed Document 0001703115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:01:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Octane Lending, Inc. See All Filings	D	2017-04-10 17:00:40 UTC
Amount To Be Raised $15,075,016 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:00:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
This American Doc Inc. See All Filings	D	2017-04-10 17:00:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698074 Filed Document 0001698074-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-10 17:00:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity