Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Caring with Honor LLC See All Filings	D	2017-08-03 16:43:18 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001713767 Filed Document 0001713767-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-03 16:43:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Assurity Energy Holdings, LLC See All Filings	D/A	2017-08-03 16:40:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001609750 Filed Document 0001209191-17-047375 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:40:26 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Texzon Technologies, LLC See All Filings	D/A	2017-08-03 16:37:05 UTC
Amount To Be Raised $3,937,500 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:37:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WESTCHESTER BANK HOLDING CORP See All Filings	D	2017-08-03 16:35:14 UTC
Amount To Be Raised $22,246,250 Associated Brokers / Dealers N/A CIK Number 0001438711 Filed Document 0001438711-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:35:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pollex, Inc. See All Filings	D	2017-08-03 16:30:40 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001178377 Filed Document 0001493152-17-008462 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:30:40 UTC Type of Offering D Industry Other Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Kineta Immuno-Oncology, LLC See All Filings	D	2017-08-03 16:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682247 Filed Document 0001682247-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-03 16:24:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
cQuant.io, LLC See All Filings	D	2017-08-03 16:18:19 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001713158 Filed Document 0001713158-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:18:19 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Kineta Chronic Pain, LLC See All Filings	D	2017-08-03 16:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588696 Filed Document 0001588696-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-03 16:17:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/OZRA Fund Ltd. See All Filings	D/A	2017-08-03 16:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001628370 Filed Document 0001474512-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapMan Nordic Real Estate II FCP-RAIF See All Filings	D	2017-08-03 16:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wren Capital LLC CIK Number 0001713824 Filed Document 0001713824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:11:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Two Ton Gastropub, LLC See All Filings	D/A	2017-08-03 16:07:44 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001709575 Filed Document 0001709575-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:07:44 UTC Type of Offering D/A Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Vinci Capital Partners III-C, L.P. See All Filings	D	2017-08-03 16:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713121 Filed Document 0001713121-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:06:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Capital Partners III-B, L.P. See All Filings	D	2017-08-03 16:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713114 Filed Document 0001713114-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2017-08-03 16:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001441557-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:04:28 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Vinci Capital Partners III-A, L.P. See All Filings	D	2017-08-03 16:01:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713118 Filed Document 0001713118-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:01:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sofi Marie Gold Coast JV See All Filings	D	2017-08-03 15:58:37 UTC
Amount To Be Raised $984,000 Associated Brokers / Dealers Not Applicable CIK Number 0001713703 Filed Document 0001713703-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-03 15:58:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
37P - Hillcreste LLC See All Filings	D	2017-08-03 15:51:28 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers Don Duncan and WealthForge Securities, LLC CIK Number 0001713759 Filed Document 0001713759-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-03 15:51:28 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
CNL Strategic Capital, LLC See All Filings	D	2017-08-03 15:44:37 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers CNL Securities Corp. CIK Number 0001684682 Filed Document 0001387131-17-003875 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:44:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Ivory Flagship Offshore Fund LP See All Filings	D/A	2017-08-03 15:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001474512 Filed Document 0001474512-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:43:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JJ's Sweets, Inc. See All Filings	D	2017-08-03 15:36:58 UTC
Amount To Be Raised $1,216,099 Associated Brokers / Dealers N/A CIK Number 0001642229 Filed Document 0000725929-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:36:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria ERISA Fund, Ltd. See All Filings	D/A	2017-08-03 15:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001511871 Filed Document 0001484687-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:36:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levitas, Inc. See All Filings	D	2017-08-03 15:34:26 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001713509 Filed Document 0001713509-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:34:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arctic Distillery, Inc. See All Filings	D	2017-08-03 15:30:56 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001712625 Filed Document 0001712625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:30:56 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria Fund, Ltd. See All Filings	D/A	2017-08-03 15:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484687 Filed Document 0001484687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDE POINT OFFSHORE FUND, LTD. See All Filings	D/A	2017-08-03 15:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, Morgan Stanley Smith Barney LLC, and iCapital Securities, LLC CIK Number 0001554254 Filed Document 0000919574-17-005723 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL EDEN FUND LP See All Filings	D/A	2017-08-03 15:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001493896-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDE POINT PARTNERS, LP See All Filings	D/A	2017-08-03 15:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, Morgan Stanley Smith Barney LLC, and iCapital Securities, LLC CIK Number 0001554286 Filed Document 0000919574-17-005721 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:22:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Truelytics, Inc. See All Filings	D	2017-08-03 15:21:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001684547 Filed Document 0001684547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:21:06 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria Fund LP See All Filings	D/A	2017-08-03 15:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001407856 Filed Document 0001379313-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIM ASIA MULTI-STRATEGY FUND INC. See All Filings	D/A	2017-08-03 15:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael J. Manning CIK Number 0001346291 Filed Document 0001405086-17-000146 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
SHS NC, LLC See All Filings	D	2017-08-03 15:19:50 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Boustead Securities LLC CIK Number 0001708169 Filed Document 0001708169-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-03 15:19:50 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NFC GREEN VENTURES, LLC See All Filings	D	2017-08-03 15:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713426 Filed Document 0001140361-17-030020 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:19:28 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2017-08-03 15:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEP Carolina Shores MOB, LLC See All Filings	D	2017-08-03 15:03:50 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001713614 Filed Document 0001713614-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:03:50 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Ivory Flagship Fund LP See All Filings	D/A	2017-08-03 15:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001473682 Filed Document 0001493896-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSH ASC, LLC See All Filings	D	2017-08-03 15:00:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001713751 Filed Document 0001713751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:00:16 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Waterfall Sandstone Fund, L.P. See All Filings	D/A	2017-08-03 14:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615392 Filed Document 0001615393-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:48:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/Double Black Diamond Fund Ltd. See All Filings	D/A	2017-08-03 14:43:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530552 Filed Document 0001493896-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:43:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Olympic Offshore Fund, Ltd See All Filings	D/A	2017-08-03 14:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615393 Filed Document 0001615393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultimate Holdings Corp See All Filings	D	2017-08-03 14:40:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001713757 Filed Document 0001713757-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:40:34 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
BPI Northgate Retail Partners, LLC See All Filings	D	2017-08-03 14:35:18 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001713850 Filed Document 0001713850-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:35:18 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
86Borders LLC See All Filings	D	2017-08-03 14:34:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622720 Filed Document 0001622720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:34:30 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BRAVO III Onshore Select Feeder Fund, L.P. See All Filings	D	2017-08-03 14:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001708173 Filed Document 0001708173-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:33:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLG Private Fund III LLC See All Filings	D/A	2017-08-03 14:26:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Boustead Securities, LLC and J. Streicher Capital LLC CIK Number 0001681331 Filed Document 0001681331-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-03 14:26:42 UTC Type of Offering D/A Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
LW Development Funding I, LLC See All Filings	D	2017-08-03 14:24:47 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001713495 Filed Document 0001713495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:24:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Health Care Solutions Inc. See All Filings	D	2017-08-03 14:19:41 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001713740 Filed Document 0001713740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:19:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Toon Goggles, Inc. See All Filings	D	2017-08-03 14:18:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001713834 Filed Document 0001213900-17-008193 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:18:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HedgePremier/Double Black Diamond Fund II LP See All Filings	D/A	2017-08-03 14:16:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530553 Filed Document 0001493896-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHIREP GP HOLDINGS, L.P. See All Filings	D	2017-08-03 14:08:37 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001712919 Filed Document 0001712919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:08:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
G2 Investment Partners LP See All Filings	D/A	2017-08-03 14:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472168 Filed Document 0000919574-17-005718 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity