Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SRI - SLF III, L.P. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001634635 Filed Document 0001634635-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
WS Vacek Investment LP See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $1,604,392 Associated Brokers / Dealers N/A CIK Number 0001642957 Filed Document 0001642957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BDR Clyde Hill III LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001643122 Filed Document 0001643122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Stanson Health, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001643226 Filed Document 0001643226-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gener8 Maritime, Inc. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443799 Filed Document 0001104659-15-040393 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permutive, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $1,409,083 Associated Brokers / Dealers N/A CIK Number 0001642340 Filed Document 0001642340-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
DYNATRONICS CORP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ladenburg Thalmann & Co., Inc. and FMV Capital Markets, LLC CIK Number 0000720875 Filed Document 0001637834-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Offshore Feeder Fund Ltd See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537299 Filed Document 0001398344-15-003483 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon Diversified Fund, L.P. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607987 Filed Document 0001607987-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Multi-Strategy Fund See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608697 Filed Document 0001608697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palermo TT Holdings, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640518 Filed Document 0000899140-15-000445 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Echelon Capital Strategies, LLC See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589568 Filed Document 0001589568-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon Capital Fund, L.P. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586984 Filed Document 0001586984-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC ASIAN OPPORTUNITY FUND LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459443 Filed Document 0001459443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShockWave Medical, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $40,311,447 Associated Brokers / Dealers N/A CIK Number 0001642545 Filed Document 0001642545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2015 - CRC IV (QP), LLLP See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642668 Filed Document 0001642668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ovuline, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $3,219,992 Associated Brokers / Dealers N/A CIK Number 0001565532 Filed Document 0001565532-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pan Capital Energy Fund, LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers USCA Securities LLC and USCA Securities LLC CIK Number 0001576519 Filed Document 0001315863-15-000489 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Opportunities Ltd See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413335 Filed Document 0000902664-15-002662 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RWA Holding Company, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $31,475,000 Associated Brokers / Dealers N/A CIK Number 0001642713 Filed Document 0001642713-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Qadium, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001642992 Filed Document 0001642992-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cure Forward Corp. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001624526 Filed Document 0001140361-15-024986 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HighVista 1.5 (U.S.) LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605277 Filed Document 0001605277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delcom Telecommunications, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610222 Filed Document 0001610222-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RidgePort Partners Operator I, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $2,668,200 Associated Brokers / Dealers N/A CIK Number 0001643146 Filed Document 0001643146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Eagle's View Offshore Fund, Ltd. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas H. Mahoney IV and Aubrey Tyson CIK Number 0001643209 Filed Document 0001643209-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HighVista V Limited Partnership See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487568 Filed Document 0001487568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Wolves MNT, LTD See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001643066 Filed Document 0001643066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
BrightSpec, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001642818 Filed Document 0001642818-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Artis Vindicasse SPV, L.P. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Investbridge Capital Limited CIK Number 0001643111 Filed Document 0001643111-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CardioCell, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001633180 Filed Document 0001633180-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Advanced MicroGrid Solutions, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $18,817,197 Associated Brokers / Dealers N/A CIK Number 0001606370 Filed Document 0001606370-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HighVista 1.5 (Offshore) Ltd. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595304 Filed Document 0001595304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Reef Infrastructure Trust See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643172 Filed Document 0001140361-15-021715 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Let's Talk Payments, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001642969 Filed Document 0001209191-15-046458 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kush Bottles, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $2,169,650 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001140361-15-021640 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $396,000 Associated Brokers / Dealers Jason Burlie, James Clary, and Anthony Perricelli CIK Number 0001135856 Filed Document 0001135856-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Athyrium Opportunities Fund II (Non-US) LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $675,250,000 Associated Brokers / Dealers N/A CIK Number 0001628776 Filed Document 0001628776-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Victory Boats, LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers NA CIK Number 0001642596 Filed Document 0001642596-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Persimmon Technologies Corp See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $10,436,482 Associated Brokers / Dealers N/A CIK Number 0001545111 Filed Document 0001545111-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Opportunities Partners LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413334 Filed Document 0000902664-15-002659 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Global Diversified Strategies Fund Ltd See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001529223 Filed Document 0001529223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parachute Home Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $5,831,184 Associated Brokers / Dealers N/A CIK Number 0001643181 Filed Document 0001643181-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Felicia Ltd Liability Co See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001601627 Filed Document 0001601627-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Global Private Opportunities Partners II LP See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001643099 Filed Document 0001140361-15-021669 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mason Park Capital Partners, LP See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604923 Filed Document 0001604923-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PicoBrew, Inc. See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $2,275,810 Associated Brokers / Dealers N/A CIK Number 0001608539 Filed Document 0001608539-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rooibee Red Tea Co See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001520307 Filed Document 0001520307-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BDR Kirkland V LLC See All Filings	D	2015-05-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643112 Filed Document 0001643112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Rock Creek Fund (E), Ltd. See All Filings	D/A	2015-05-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Distributor, LLC CIK Number 0001226854 Filed Document 0000902664-15-002658 Exclusions or Exemptions 506b Accepted Date 2015-05-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity