Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HAVENS INTERNATIONAL ENHANCED FUND, LTD. See All Filings	D/A	2017-03-21 16:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist CIK Number 0001458806 Filed Document 0001013594-17-000301 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innovation X Holdings QP, LLC (Lyft Series IV) See All Filings	D	2017-03-21 16:59:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers National Securities Corporation CIK Number 0001701538 Filed Document 0000905718-17-000364 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:59:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commodities Long Short Fund, L.P. See All Filings	D/A	2017-03-21 16:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681182 Filed Document 0001625257-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:58:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDIAN CREEK INVESTORS L P See All Filings	D/A	2017-03-21 16:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369253 Filed Document 0001013594-17-000300 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Claremont Partners II, L.P. - Class B1 See All Filings	D	2017-03-21 16:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647358 Filed Document 0001647358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:56:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER ASSOCIATES See All Filings	D/A	2017-03-21 16:56:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270057 Filed Document 0001140361-17-012856 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:56:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commodities Long Short Fund, Ltd. See All Filings	D/A	2017-03-21 16:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681189 Filed Document 0001625257-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:54:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cutler Investment Fund, L.P. See All Filings	D/A	2017-03-21 16:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547694 Filed Document 0001547694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:54:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Samsara BioCapital, L.P. See All Filings	D	2017-03-21 16:54:01 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001699737 Filed Document 0001699737-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOMI Environmental Solutions, Inc. See All Filings	D	2017-03-21 16:53:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000314227 Filed Document 0001170022-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:53:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Riley Exploration - Permian, LLC See All Filings	D	2017-03-21 16:50:38 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001701036 Filed Document 0001701036-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:50:38 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Loomis Sayles Credit Long/Short Fund (Offshore), Ltd. See All Filings	D/A	2017-03-21 16:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520310 Filed Document 0001625257-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mitchell Park 600 Wall Equities LLC See All Filings	D	2017-03-21 16:46:14 UTC
Amount To Be Raised $6,834,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001701085 Filed Document 0001701088-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:46:14 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BSBP 741 Lexington LLC See All Filings	D	2017-03-21 16:45:43 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers None CIK Number 0001701379 Filed Document 0001701379-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-21 16:45:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corvid US Long Short Fund, L.P. See All Filings	D	2017-03-21 16:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645632 Filed Document 0001625257-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:45:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corvid US Small Cap Fund, L.P. See All Filings	D	2017-03-21 16:42:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645634 Filed Document 0001625257-17-000030 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:42:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Finance, Inc. See All Filings	D	2017-03-21 16:42:29 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC and Armory Securities, LLC CIK Number 0001532099 Filed Document 0001532099-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:42:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cutler Income & Growth Fund I, L.P. See All Filings	D/A	2017-03-21 16:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547696 Filed Document 0001547696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUVRETTA OFFSHORE FUND, LTD. See All Filings	D/A	2017-03-21 16:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, Citigroup Global Markets Inc., J. P. Morgan Securities LLC, and Park Hill Group LLC CIK Number 0001557912 Filed Document 0000919574-17-002911 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keiretsu Capital Co-Investment Fund III, L.P. See All Filings	D	2017-03-21 16:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701139 Filed Document 0001701139-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:39:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SUVRETTA PARTNERS, LP See All Filings	D/A	2017-03-21 16:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and Park Hill Group LLC CIK Number 0001557898 Filed Document 0000919574-17-002909 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:36:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lofts at 415 600 Wall Equities LLC See All Filings	D	2017-03-21 16:34:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001701088 Filed Document 0001701088-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:34:23 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRXADE GROUP, INC. See All Filings	D	2017-03-21 16:33:29 UTC
Amount To Be Raised $250,875 Associated Brokers / Dealers N/A CIK Number 0001382574 Filed Document 0001382574-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:33:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COMMERCE RESOURCES CORP. See All Filings	D	2017-03-21 16:32:08 UTC
Amount To Be Raised $69,758 Associated Brokers / Dealers N/A CIK Number 0001700553 Filed Document 0001085037-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:32:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE OFFSHORE FUND LTD See All Filings	D/A	2017-03-21 16:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297448 Filed Document 0001013594-17-000299 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TERRACAP PARTNERS IV (HNW) LP See All Filings	D/A	2017-03-21 16:16:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ANDES CAPITAL GROUP, LLC, COMPASS SECURITIES CORPORATION, and ARK GLOBAL, LLC CIK Number 0001694535 Filed Document 0001694535-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:16:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE LONG/SHORT FEEDER FUND LTD. See All Filings	D/A	2017-03-21 16:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480142 Filed Document 0001013594-17-000298 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:12:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TerraCap Partners IV (Institutional) LP See All Filings	D/A	2017-03-21 16:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ANDES CAPITAL GROUP, LLC, COMPASS SECURITIES CORPORATION, and ARK GLOBAL, LLC CIK Number 0001694536 Filed Document 0001694536-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:12:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SOMAVAC Medical Solutions, Inc. See All Filings	D/A	2017-03-21 16:12:07 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001674843 Filed Document 0001674843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:12:07 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BeyondSpring Inc. See All Filings	D	2017-03-21 16:11:12 UTC
Amount To Be Raised $7,221,001 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001677940 Filed Document 0001140361-17-012842 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:11:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Epic Real Estate Partners II, L.P. See All Filings	D	2017-03-21 16:11:01 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001701504 Filed Document 0001701504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:11:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE LONG/SHORT PORTFOLIO FUND LP See All Filings	D/A	2017-03-21 16:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479562 Filed Document 0001013594-17-000297 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sandler Total Return Opportunities Fund, LP See All Filings	D/A	2017-03-21 16:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669825 Filed Document 0001140361-17-012838 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI BSW Fund VI, LLC See All Filings	D/A	2017-03-21 16:08:20 UTC
Amount To Be Raised $8,255,000 Associated Brokers / Dealers N/A CIK Number 0001696619 Filed Document 0001696619-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:08:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NUWAVE INVESTMENT PARTNERS LP See All Filings	D/A	2017-03-21 16:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488067 Filed Document 0001013594-17-000296 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MPA Asia Offshore Fund Ltd. See All Filings	D/A	2017-03-21 16:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573965 Filed Document 0000919574-17-002906 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MPA Asia Fund LP See All Filings	D/A	2017-03-21 16:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573960 Filed Document 0000919574-17-002904 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Prominent Horizontal #3-H, L.P. See All Filings	D	2017-03-21 15:58:38 UTC
Amount To Be Raised $752,500 Associated Brokers / Dealers N/A CIK Number 0001701495 Filed Document 0001701495-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-21 15:58:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Social Finance, Inc. See All Filings	D	2017-03-21 15:56:58 UTC
Amount To Be Raised $49,900,000 Associated Brokers / Dealers N/A CIK Number 0001532099 Filed Document 0001532099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:56:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prominent Horizontal #3-O, L.P. See All Filings	D	2017-03-21 15:51:34 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001701494 Filed Document 0001701494-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-21 15:51:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Candlewood Special Situations Fund, Ltd. See All Filings	D/A	2017-03-21 15:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001461496 Filed Document 0001012975-17-000232 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Candlewood Special Situations Fund, L.P. See All Filings	D/A	2017-03-21 15:48:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001410872 Filed Document 0001012975-17-000231 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:48:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beryl Merger Arbitrage Fund LP See All Filings	D	2017-03-21 15:46:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700979 Filed Document 0000935836-17-000165 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:46:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radnorwood Fund LP See All Filings	D/A	2017-03-21 15:45:12 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001410491 Filed Document 0000935836-17-000164 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:45:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK TOTAL RETURN UNIT TRUST See All Filings	D/A	2017-03-21 15:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch Alternative Investments LLC, Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001460926 Filed Document 0001144204-17-015842 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK TOTAL RETURN LP See All Filings	D/A	2017-03-21 15:43:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Merrill Lynch Alternative Investments LLC, and iCapital Securities, LLC CIK Number 0001460862 Filed Document 0001144204-17-015841 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:43:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK SELECT UNIT TRUST See All Filings	D/A	2017-03-21 15:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Merrill Lynch Alternative Investments LLC CIK Number 0001461069 Filed Document 0001144204-17-015840 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:43:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK SELECT LP See All Filings	D/A	2017-03-21 15:42:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Merrill Lynch Alternative Investments LLC CIK Number 0001009432 Filed Document 0001144204-17-015839 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:42:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK CREDIT OPPORTUNITIES UNIT TRUST See All Filings	D/A	2017-03-21 15:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC., Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001460898 Filed Document 0001144204-17-015838 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2017-03-21 15:41:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001460936 Filed Document 0001144204-17-015835 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:41:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund