Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1547 CSR- Chicago LLC See All Filings	D	2017-03-22 15:42:36 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001700837 Filed Document 0001700837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:42:36 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRG Dynamic Risk Manager - Level 2 Fund, L.P. See All Filings	D/A	2017-03-22 15:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596241 Filed Document 0001596241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Glowb Lights LLC See All Filings	D	2017-03-22 15:34:54 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001699590 Filed Document 0001575705-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:34:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SFC Funding, LP See All Filings	D/A	2017-03-22 15:33:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668966 Filed Document 0001668966-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:33:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Rincon 222, LLC See All Filings	D	2017-03-22 15:29:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001700852 Filed Document 0001700852-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:29:04 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Micro, Inc. See All Filings	D	2017-03-22 15:28:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001677551 Filed Document 0001308411-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:28:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Innovation, Inc. See All Filings	D	2017-03-22 15:25:35 UTC
Amount To Be Raised $3,205,996 Associated Brokers / Dealers N/A CIK Number 0001701474 Filed Document 0001701474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:25:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Real Estate Credit Strategies VII Parallel-K REIT LLC See All Filings	D	2017-03-22 15:22:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001696101 Filed Document 0001699686-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DAKOTA REAL ESTATE INVESTMENT TRUST See All Filings	1-A	2017-03-22 15:12:13 UTC
Amount To Be Raised $19,999,972 Associated Brokers / Dealers To be determined CIK Number 0001074922 Filed Document 0001104659-17-018369 Accepted Date 2017-03-22 15:12:13 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier1 Principal Place of Business NORTH DAKOTA Revenue or Assets $41,171,146 State of Jurisdiction NORTH DAKOTA Type of Security Equity (common or preferred stock)
Barings Real Estate Credit Strategies VII EMP Investor LLC See All Filings	D	2017-03-22 15:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barings Securities LLC CIK Number 0001699686 Filed Document 0001699686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 15:08:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dolphin Builders LP See All Filings	D/A	2017-03-22 14:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595804 Filed Document 0001595804-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:58:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spartan Micro, Inc. See All Filings	D	2017-03-22 14:53:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677551 Filed Document 0001308411-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:53:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Juice&I Inc. See All Filings	D	2017-03-22 14:47:28 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001700589 Filed Document 0001144204-17-016020 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:47:28 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Other
LFL PARTNERS L P See All Filings	D/A	2017-03-22 14:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347716 Filed Document 0001347716-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terrapin Investment Fund 1, LLC See All Filings	D	2017-03-22 14:43:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001691605 Filed Document 0001691605-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-22 14:43:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
F0cal, Inc. See All Filings	D	2017-03-22 14:41:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701284 Filed Document 0001701284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:41:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOGLE OPPORTUNITY FUND II SRI, L.P. See All Filings	D/A	2017-03-22 14:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361231 Filed Document 0001361231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:41:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TuitionCoin Investment LLC See All Filings	D/A	2017-03-22 14:40:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701129 Filed Document 0001701129-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-22 14:40:27 UTC Type of Offering D/A Industry Investing Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Xenarchus Ventures LLC See All Filings	D	2017-03-22 14:38:22 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001700588 Filed Document 0001700588-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-22 14:38:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
BOGLE OPPORTUNITY FUND II, L.P. See All Filings	D/A	2017-03-22 14:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001097466 Filed Document 0001097466-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certa Dose, Inc. See All Filings	D	2017-03-22 14:32:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582843 Filed Document 0001582843-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:32:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BOGLE WORLD OFFSHORE FUND, LTD. See All Filings	D/A	2017-03-22 14:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401114 Filed Document 0001401114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. See All Filings	D/A	2017-03-22 14:29:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457895 Filed Document 0001138174-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:29:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X2 Opportunistic Debt Fund, LLC See All Filings	D	2017-03-22 14:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP CIK Number 0001701668 Filed Document 0001701668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:27:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERGREEN NAMPA GATEWAY, LLC See All Filings	D	2017-03-22 14:24:10 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001701536 Filed Document 0001461859-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:24:10 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
BOGLE OFFSHORE OPPORTUNITY FUND II SRI, LTD. See All Filings	D/A	2017-03-22 14:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138174 Filed Document 0001138174-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elkmont Exchange LLC See All Filings	D	2017-03-22 14:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701623 Filed Document 0001701623-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:18:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
PatientBond, LLC See All Filings	D/A	2017-03-22 14:13:51 UTC
Amount To Be Raised $4,185,583 Associated Brokers / Dealers N/A CIK Number 0001701060 Filed Document 0001701060-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:13:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CloverCroft Investments Inc. See All Filings	D	2017-03-22 14:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700689 Filed Document 0001700689-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 14:09:47 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other
Travefy Inc See All Filings	D	2017-03-22 13:42:08 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001586853 Filed Document 0001586853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:42:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Federal Taphouse State College, LLC See All Filings	D/A	2017-03-22 13:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701452 Filed Document 0001701452-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:39:58 UTC Type of Offering D/A Industry Restaurants Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Sky O Venture Capital See All Filings	D	2017-03-22 13:33:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Sky O Venture Capital CIK Number 0001701607 Filed Document 0001701607-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-22 13:33:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EBH HOLDING COMPANY, INC. See All Filings	D/A	2017-03-22 13:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:32:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CORD:USE Cord Blood Bank Inc See All Filings	D	2017-03-22 13:23:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001408727 Filed Document 0001701242-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:23:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lands 2, LLLP See All Filings	D	2017-03-22 13:20:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001701679 Filed Document 0001701679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:20:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Optometric Medical Solutions II LLC See All Filings	D	2017-03-22 13:13:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001701075 Filed Document 0001162677-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:13:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
China Alpha Fund LP See All Filings	D/A	2017-03-22 13:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P.Morgan Securities LLC CIK Number 0001650237 Filed Document 0001698656-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-22 13:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Life Investors of Korea, LP See All Filings	D	2017-03-22 12:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701157 Filed Document 0000950103-17-002679 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:58:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Sidecar Offshore Fund SPC Segregated Portfolio II See All Filings	D/A	2017-03-22 12:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669234 Filed Document 0001669234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:56:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ActivOrtho, Inc. See All Filings	D	2017-03-22 12:56:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701622 Filed Document 0001701622-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:56:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Series Feeder Fund I, LLC - TCA Global Credit Series See All Filings	D	2017-03-22 12:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701102 Filed Document 0001701102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:47:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Sidecar Fund II L.P. See All Filings	D/A	2017-03-22 12:44:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669236 Filed Document 0001669236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:44:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnolia Finance LLC See All Filings	D	2017-03-22 12:41:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Qualified FINRA B\D's CIK Number 0001692625 Filed Document 0001692625-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-03-22 12:41:28 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Proteus Series Feeder Fund I, LLC - Series 1A See All Filings	D	2017-03-22 12:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698224 Filed Document 0001698224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:36:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Dyadic Security Ltd. See All Filings	D	2017-03-22 12:33:46 UTC
Amount To Be Raised $12,047,262 Associated Brokers / Dealers N/A CIK Number 0001700259 Filed Document 0001213900-17-002681 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:33:46 UTC Type of Offering D Industry Computers Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
LoneStar Heart, Inc. See All Filings	D	2017-03-22 12:30:37 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001493499 Filed Document 0001683168-17-000631 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:30:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Clocktower Strategic Fund Partners LP See All Filings	D	2017-03-22 12:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700601 Filed Document 0000919574-17-002923 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:29:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Taconic CRE Dislocation Onshore Fund L.P. See All Filings	D/A	2017-03-22 12:26:22 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001669237 Filed Document 0001669237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:26:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taconic CRE Dislocation Fund L.P. See All Filings	D/A	2017-03-22 12:17:31 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001669235 Filed Document 0001669235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dallas Multifamily DST See All Filings	D/A	2017-03-22 12:12:30 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, and Brian Evans CIK Number 0001698656 Filed Document 0001698656-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-22 12:12:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity