Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Digital Donations Technologies, Inc. See All Filings	D	2017-03-23 18:00:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001644825 Filed Document 0001144204-17-016323 Exclusions or Exemptions 506c Accepted Date 2017-03-23 18:00:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scale Computing, Inc. See All Filings	D	2017-03-23 17:59:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001462502 Filed Document 0001462502-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:59:20 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Western Investment Hedged Partners L.P. See All Filings	D/A	2017-03-23 17:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443721 Filed Document 0001443721-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio E See All Filings	D	2017-03-23 17:41:24 UTC
Amount To Be Raised $1,771,000 Associated Brokers / Dealers N/A CIK Number 0001701064 Filed Document 0001701064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:41:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valara Partners, LP See All Filings	D/A	2017-03-23 17:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377658 Filed Document 0001377658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:40:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adler Mountain, LP See All Filings	D	2017-03-23 17:34:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701097 Filed Document 0001701097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:34:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Short Duration High Yield Fund, L.P. See All Filings	D/A	2017-03-23 17:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669833 Filed Document 0001315863-17-000272 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Fund, L.P. See All Filings	D/A	2017-03-23 17:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516452 Filed Document 0001516452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:26:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital High Yield Fund, L.P. See All Filings	D/A	2017-03-23 17:25:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669834 Filed Document 0001315863-17-000271 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:25:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 3DJ LLC See All Filings	D	2017-03-23 17:23:44 UTC
Amount To Be Raised $7,025,000 Associated Brokers / Dealers N/A CIK Number 0001701841 Filed Document 0001701841-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:23:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Defensive Income Fund, L.P. See All Filings	D/A	2017-03-23 17:23:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669835 Filed Document 0001315863-17-000270 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:23:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Investment Total Return Partners L.P. See All Filings	D/A	2017-03-23 17:23:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443719 Filed Document 0001443719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:23:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBEIMMUNE INC See All Filings	D	2017-03-23 17:22:32 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001245104 Filed Document 0001245104-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:22:32 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Indaba Capital Partners (Cayman), L.P. See All Filings	D/A	2017-03-23 17:21:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516454 Filed Document 0001516454-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:21:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zenneck Power LLC See All Filings	D/A	2017-03-23 17:18:07 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001692379 Filed Document 0001692379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:18:07 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Indaba Capital Partners, L.P. See All Filings	D/A	2017-03-23 17:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516455 Filed Document 0001516455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:16:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Total Return Co-Investors (A) LP See All Filings	D/A	2017-03-23 17:15:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609433 Filed Document 0000950142-17-000638 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:15:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund (Exempt) LP See All Filings	D/A	2017-03-23 17:15:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600911 Filed Document 0000950142-17-000637 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund (Offshore) Ltd. See All Filings	D/A	2017-03-23 17:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600915 Filed Document 0000950142-17-000636 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:14:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund (Onshore) LP See All Filings	D/A	2017-03-23 17:13:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600921 Filed Document 0000950142-17-000635 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:13:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OncoResponse Inc See All Filings	D/A	2017-03-23 17:06:51 UTC
Amount To Be Raised $34,044,454 Associated Brokers / Dealers N/A CIK Number 0001655774 Filed Document 0001655774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:06:51 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RREEF America REIT II INC See All Filings	D/A	2017-03-23 17:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398574 Filed Document 0001398574-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 17:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cello Fixed Income Domestic Fund, LP See All Filings	D/A	2017-03-23 16:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538353 Filed Document 0001013594-17-000308 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CELLO FIXED INCOME FUND, LTD. See All Filings	D/A	2017-03-23 16:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479967 Filed Document 0001013594-17-000307 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:57:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AATS Stores LLC See All Filings	D	2017-03-23 16:48:28 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001700847 Filed Document 0001700847-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:48:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
A-DKR-18-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2017-03-23 16:44:53 UTC
Amount To Be Raised $167,500 Associated Brokers / Dealers N/A CIK Number 0001684488 Filed Document 0001701649-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:44:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IOG Class S Investment Vehicle I, LP See All Filings	D	2017-03-23 16:43:56 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671230 Filed Document 0001671230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:43:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sol Boards, Inc. See All Filings	D	2017-03-23 16:39:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-23 16:39:51 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Oncternal Therapeutics, Inc. See All Filings	D/A	2017-03-23 16:36:30 UTC
Amount To Be Raised $23,504,838 Associated Brokers / Dealers N/A CIK Number 0001600987 Filed Document 0001140361-17-013027 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:36:30 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Zebra Brands, Inc. See All Filings	D	2017-03-23 16:35:21 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001701836 Filed Document 0001701836-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:35:21 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
A-EUW-21-Fund, a series of AX-BiGe-Funds, LLC See All Filings	D	2017-03-23 16:34:20 UTC
Amount To Be Raised $80,500 Associated Brokers / Dealers N/A CIK Number 0001701422 Filed Document 0001701649-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:34:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-VDT-11-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2017-03-23 16:25:09 UTC
Amount To Be Raised $133,000 Associated Brokers / Dealers N/A CIK Number 0001700727 Filed Document 0001701649-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:25:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smartland PR1 See All Filings	D	2017-03-23 16:24:09 UTC
Amount To Be Raised $326,000 Associated Brokers / Dealers N/A CIK Number 0001701721 Filed Document 0001701721-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:24:09 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Otis Gold Corp. See All Filings	D	2017-03-23 16:21:51 UTC
Amount To Be Raised $112,100 Associated Brokers / Dealers N/A CIK Number 0001469907 Filed Document 0001176256-17-000069 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:21:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
A-BZF-21-Fund, a series of AngelList-ShGa-Funds, LLC See All Filings	D	2017-03-23 16:20:27 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001696516 Filed Document 0001701649-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:20:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PGY-37-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D	2017-03-23 16:17:04 UTC
Amount To Be Raised $390,687 Associated Brokers / Dealers N/A CIK Number 0001700127 Filed Document 0001701649-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND See All Filings	D/A	2017-03-23 16:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001093610 Filed Document 0000350797-17-000070 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:16:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-QBZ-19-Fund, a series of AX-InEs-Funds, LLC See All Filings	D	2017-03-23 16:13:53 UTC
Amount To Be Raised $440,500 Associated Brokers / Dealers N/A CIK Number 0001701436 Filed Document 0001701649-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:13:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archetype Alpha I Fund LP See All Filings	D/A	2017-03-23 16:12:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688383 Filed Document 0001564366-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:12:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEW-TEX/ARCHER SWD, LLC See All Filings	D	2017-03-23 16:07:15 UTC
Amount To Be Raised $2,231,250 Associated Brokers / Dealers N/A CIK Number 0001701571 Filed Document 0001701571-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 16:07:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
VENREX VIII LIMITED PARTNERSHIP See All Filings	D	2017-03-23 15:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699991 Filed Document 0001140361-17-013017 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:42:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IA1, a series of IA Fund, LLC See All Filings	D	2017-03-23 15:37:44 UTC
Amount To Be Raised $188,000 Associated Brokers / Dealers N/A CIK Number 0001701446 Filed Document 0001701649-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:37:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIDNIGHT, LLC See All Filings	D	2017-03-23 15:37:43 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001701655 Filed Document 0001701655-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:37:43 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Meadowbrook Storage, LLC See All Filings	D	2017-03-23 15:34:29 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers None CIK Number 0001701796 Filed Document 0001701796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:34:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
M, a series of Anicha Ventures LLC See All Filings	D	2017-03-23 15:33:08 UTC
Amount To Be Raised $122,000 Associated Brokers / Dealers N/A CIK Number 0001700710 Filed Document 0001701649-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:33:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-DSV-15-Fund, a series of AX-MiTe-Funds, LLC See All Filings	D	2017-03-23 15:27:41 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001701649 Filed Document 0001701649-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:27:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCTRUST, Inc. See All Filings	D/A	2017-03-23 15:23:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, More than 5 Persons, and More than 5 Persons CIK Number 0001480970 Filed Document 0001480970-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:23:12 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Greenleaf Investment Partners L036, LLC See All Filings	D	2017-03-23 15:20:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001701234 Filed Document 0001701234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:20:24 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Water Partners Investment Fund, LP See All Filings	D/A	2017-03-23 15:17:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564366 Filed Document 0001564366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:17:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RespireRx Pharmaceuticals Inc. See All Filings	D	2017-03-23 15:15:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000849636 Filed Document 0000849636-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-23 15:15:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity