Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Salient Zarvona Energy Fund II-A, L.P. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew B. Linbeck, William W. Cathriner II, Craig C. Dawson, Fred L. Williams, Jr., J. Matthew Newtown, Matthew P. Summers, Stephen D. Strake, Sr., Matthew H. Moncrief, John Coleman Dawson, III, Greg B. Reidy, and Gregory A. Reid CIK Number 0001602162 Filed Document 0001602162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kent Capital Master Fund, Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488505 Filed Document 0001181431-14-012948 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GMO TRUST ON BEHALF OF ITS SERIES GMO BENCHMARK-FREE FUND See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521632 Filed Document 0001599462-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Orca Pharmaceuticals, LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001575447 Filed Document 0001575447-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Advantage Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001394925 Filed Document 0001013594-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
K-Saturn, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001601382 Filed Document 0001601382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bluffs of Williston LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001602833 Filed Document 0001602833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Community Sourced Capital, SPC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602316 Filed Document 0001602316-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CORSAIR SELECT LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., and J. H. Darbie & Co., Inc. CIK Number 0001456208 Filed Document 0001013594-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
R3 (C), Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484760 Filed Document 0001484760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREDOS FLOATING RATE FUND LTD. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001571048 Filed Document 0000919574-14-002316 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREDOS FLOATING RATE FUND LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001409064 Filed Document 0000919574-14-002311 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTERNATIVE PACKAGING SOLUTIONS LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $2,253,199 Associated Brokers / Dealers N/A CIK Number 0001376680 Filed Document 0000950138-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON CREDIT OPPORTUNITIES LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366465 Filed Document 0001013594-14-000291 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EQS Wealth Return Fund, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602293 Filed Document 0001144204-14-016021 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armory Credit Opportunity Fund, LP See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., Compass Securities Corporation, and Jefferies LLC CIK Number 0001602735 Filed Document 0001398344-14-001681 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CardioWise, Inc. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001560519 Filed Document 0001560519-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ACM Opportunities Fund, L.P. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $5,281,818 Associated Brokers / Dealers N/A CIK Number 0001602292 Filed Document 0001602292-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RED KITE COMPASS FUND L P See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367677 Filed Document 0000947871-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Manager Skill II Inc. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602531 Filed Document 0001602531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Square International, Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. and Credit Suisse Securities (Europe) Limited CIK Number 0001324919 Filed Document 0000902664-14-001848 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campbell Multi-Strategy Trust See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Altegris Investments, Inc., Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, David A. Noyes & Company, Futures Investment Company, Geneos Wealth Management, Inc., JAE Investments, Inc., Janney Montgomery Scott, LLC, Kalos Capital, Inc., Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Oppenheimer & Co., Inc., Prospera Financial Services, Inc., Raymond James & Associates, Inc, RBC Capital Markets LLC, BB&T Scott & Stringfellow, Inc., Silver Oak Securities, Inc., Stephens, Inc., Stifel Nicolaus & Company, Incorporated, Triad Advisors, Inc., UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Winslow, Evans & Crocker, Inc., HighTower Securities, LLC, Lincoln Investment Planning, Rockfleet, and Titan Securities CIK Number 0001336519 Filed Document 0001336519-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAMLYN ONSHORE FUND, LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393721 Filed Document 0000919574-14-002303 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc. and VSR Financial Services Incorporated CIK Number 0001285999 Filed Document 0001192482-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Focused Mid Cap Equity Fund, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474376 Filed Document 0001192482-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKROCK HEALTH SCIENCES HEDGE FUND LLC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BlackRock Investments, LLC CIK Number 0001367718 Filed Document 0001367718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001162596 Filed Document 0001162596-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
URSUS PARTNERS L P See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884860 Filed Document 0001144204-14-016094 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESLEY CAPITAL, LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001434847 Filed Document 0000919574-14-002308 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISTO TECHNOLOGIES INC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001052380 Filed Document 0000950138-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
XSA-Poshly February 2014 LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $59,000 Associated Brokers / Dealers N/A CIK Number 0001602754 Filed Document 0001602754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PENN DIVERSIFIED MICRO CAP EQUITY FUND LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc. and VSR Financial Services Incorporated CIK Number 0001461084 Filed Document 0001192482-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transcapital Georgia Tax Credit Fund II LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $62,408,457 Associated Brokers / Dealers Bedminster Financial Group, Limited CIK Number 0001333647 Filed Document 0001333647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GMO TRUST ON BEHALF OF ITS SERIES GMO IMPLEMENTATION FUND See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536369 Filed Document 0001599462-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
TCP Multi-Strategy Fund LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572154 Filed Document 0001019056-14-000407 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCS Global Equity Partners, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509404 Filed Document 0001315863-14-000195 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insurance Hedge Fund, L.P. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576589 Filed Document 0001576589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treasury Inflation Protected Securities (TIPS) Series of the Hartford Institutional Trust See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300724 Filed Document 0001300724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consolidated Asset Funding 3 LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $100,009,479 Associated Brokers / Dealers N/A CIK Number 0001568846 Filed Document 0001568846-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Pay-Fund, a series of AngelList-KJ-Funds, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $157,468 Associated Brokers / Dealers N/A CIK Number 0001602778 Filed Document 0001602778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Advantage, L.P. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001394927 Filed Document 0001013594-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fenwick Recovery Fund LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001357827 Filed Document 0000919574-14-002315 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORSAIR CAPITAL INVESTORS LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., J.H. DARBIE & CO., INC., and Award Capital Advisory Limited CIK Number 0001456210 Filed Document 0001013594-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GMO TRUST ON BEHALF OF ITS SERIES GMO ALTERNATIVE ASSET OPPORTUNITY FUND See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460405 Filed Document 0001599462-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PAULSON RECOVERY FUND LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444083 Filed Document 0001013594-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AVANTI ENERGY INC. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $465,062 Associated Brokers / Dealers N/A CIK Number 0001581214 Filed Document 0001581214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CAMPBELL GLOBAL ASSETS FUND LTD SAC See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hanwha Securities Co. CIK Number 0001390565 Filed Document 0001390565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWS SAF VI, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers TREVOR DALLAS and MARCUS LAM CIK Number 0001602743 Filed Document 0001602743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CQS CONVERTIBLE & QUANTITATIVE STRATEGIES FEEDER FUND LTD See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458358 Filed Document 0001458358-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund