Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Global Sigma BondVOL, LP See All Filings	D	2017-08-14 14:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001651843 Filed Document 0001651843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:28:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARK CAPITAL II, LP See All Filings	D/A	2017-08-14 14:22:37 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001710546 Filed Document 0001710546-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:22:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EYENOVIA, INC. See All Filings	D	2017-08-14 14:19:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001682639 Filed Document 0001682639-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:19:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Freenome Holdings, Inc. See All Filings	D/A	2017-08-14 14:17:02 UTC
Amount To Be Raised $71,999,965 Associated Brokers / Dealers N/A CIK Number 0001676446 Filed Document 0001676446-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:17:02 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier Carlyle Structured Credit Onshore Feeder LP See All Filings	D/A	2017-08-14 14:16:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001697674 Filed Document 0001697674-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:16:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIG Bancorp See All Filings	D	2017-08-14 14:15:44 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Stonecrest Capital Markets, Inc. and Stonecrest Capital Markets, Inc. CIK Number 0001714284 Filed Document 0001714284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:15:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Winthrop-Witkoff Co-Investment Fund L.P. See All Filings	D	2017-08-14 14:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001714491 Filed Document 0001714491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:10:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO BRAVO Fund III Onshore Feeder TE, L.P. See All Filings	D/A	2017-08-14 14:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY LLC, and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001690893 Filed Document 0001690893-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric SPC - US Equity Fundamental Neutral SP See All Filings	D	2017-08-14 14:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709186 Filed Document 0001714609-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:06:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harris Bay Commerce, LLC See All Filings	D	2017-08-14 14:05:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001714389 Filed Document 0001714389-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:05:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hicor Technologies, Inc. See All Filings	D	2017-08-14 14:02:25 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001539069 Filed Document 0001539069-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:02:25 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CWC Income Properties 6 LLC See All Filings	D	2017-08-14 14:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714293 Filed Document 0001714293-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 14:00:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tinkergarten, Inc. See All Filings	D	2017-08-14 13:57:32 UTC
Amount To Be Raised $5,386,445 Associated Brokers / Dealers N/A CIK Number 0001690745 Filed Document 0001690745-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:57:32 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Private Market Opportunity - Vista Fund I, LLC See All Filings	D	2017-08-14 13:43:52 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001712389 Filed Document 0001140361-17-031775 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:43:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Onshore Feeder, L.P. See All Filings	D/A	2017-08-14 13:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY LLC, and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001690894 Filed Document 0001690894-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:42:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric SPC - Emso Opportunity I SP See All Filings	D	2017-08-14 13:36:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714609 Filed Document 0001714609-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:36:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverdale Multifamily DST See All Filings	D/A	2017-08-14 13:36:19 UTC
Amount To Be Raised $32,937,608 Associated Brokers / Dealers Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, Primex, American Portfolios Financial Services, Inc, Colorado Financial Service Corp, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Calton & Associates, Nationwide Planning Associates, Inc, Nationwide Planning Associates, Inc, Summit Brokerage Services, Inc, Summit Brokerage Services, Inc, DFPG Investments, Inc, First Allied Securities Inc, Independent Financial Group, LLC, Independent Financial Group, LLC, Northland Securities, Inc, Silver Portal Capital LLC, First Allied Securities Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Primex Prime Electronic Execution Inc, Investacorp,Inc, Concorde Investment Services, LLC, First Allied Securities Inc, Lincoln Financial Advisors, DFPG Investments, Inc, Sagepoint Financial, Inc, Sagepoint Financial, Inc, Summit Brokerage Services, Inc, Royal Alliance Associates, Inc, 1st Global Capital Corporation, Triad Advisors, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cabot Lodge Securities LLC, Royal Alliance Associates, Inc, Courtlandt Securities Corp, Lincoln Financial Advisors, First Allied Securities, Inc, Summit Brokerage Services, Inc, Simmons First Investment Group Inc, Simmons First Investment Group Inc, McDermott Investment Services, LLC, First Allied Securites Inc, Concorde Investment Services, LLC, Cetera Advisors, LLC, Cetera Advisors, LLC, Parkland Securities, LLC, Kalos Capital, Inland Securities Corporation, Sigma Financial Corporation, Royal Alliance Associates, Inc, Triad Advisors Inc, H.D Vest Investment Securities Inc, Sagepoint Financial, Inc, Lincoln Financial Advisors, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Wealthforge LLC, Colorado Financial Service Corp, Centaurus Financial Inc, National Securities Corp., National Securities Corp, National Securities Corp, Concorde Investment Services, LLC, Lincoln Financial Advisors, Independent Financial Group LLC, Independent Financial Group LLC, Commonwealth Financial Network, Commonwealth Financial Network, Parkland Securities, LLC, First Allied Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Lincoln Financial Advisors, Centaurus Financial, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors, 1st Global Capital Corporation, Lincoln Financial Advisors, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Investacorp, Inc, Concorde Investment Services, LLC, National Securities Corp, and FSC Securities Corporation CIK Number 0001703605 Filed Document 0001703605-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:36:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SNM Global Holdings, Inc. See All Filings	1-A/A	2017-08-14 13:30:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706907 Filed Document 0000721748-17-000529 Accepted Date 2017-08-14 13:30:33 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Pristine Sun WI, LLC See All Filings	C/A	2017-08-14 13:25:53 UTC
Financial Interest None Filing Platform GRIDSHARE LLC Offering Amount $500,000 CIK Number 0001695656 Filed Document 0001695656-17-000006 Accepted Date 2017-08-14 13:25:53 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State OREGON
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-08-14 13:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-08-14 13:25:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Verus Capital, LLC See All Filings	D	2017-08-14 13:20:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714645 Filed Document 0001104659-17-051697 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:20:26 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DELPHI CAPITAL LP See All Filings	D/A	2017-08-14 13:18:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925698 Filed Document 0000935836-17-000389 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:18:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF DEBT FUND, LLC See All Filings	D	2017-08-14 13:17:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620517 Filed Document 0001620517-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-14 13:17:21 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BRELF II, LLC See All Filings	D/A	2017-08-14 13:09:09 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001607840 Filed Document 0001607840-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-14 13:09:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GrayMeta, Inc. See All Filings	D	2017-08-14 13:06:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001643485 Filed Document 0001078782-17-001110 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:06:44 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KRA COMPANIES, LLC See All Filings	D	2017-08-14 13:02:24 UTC
Amount To Be Raised $3,896,000 Associated Brokers / Dealers Metropolitan Capital Investment Bank CIK Number 0001650354 Filed Document 0001140361-17-031716 Exclusions or Exemptions 506b Accepted Date 2017-08-14 13:02:24 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Permanent Majority Corp See All Filings	D	2017-08-14 12:59:38 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001714668 Filed Document 0001714668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:59:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hazoor Digital Assets Fund, LP See All Filings	D	2017-08-14 12:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713650 Filed Document 0001713650-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:57:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Structured Credit Harvest Fund, LP See All Filings	D/A	2017-08-14 12:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, First Liberties Financial, Blue Sand Securities LLC, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, and KPG Capital Partners, LLC CIK Number 0001555231 Filed Document 0001555231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:56:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MediCanna Vision Inc. See All Filings	D/A	2017-08-14 12:55:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703385 Filed Document 0001099814-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:55:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Thebes Partners Offshore, Ltd. See All Filings	D/A	2017-08-14 12:54:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609548 Filed Document 0001013594-17-000631 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:54:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Thebes Partners, LP See All Filings	D/A	2017-08-14 12:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609547 Filed Document 0001013594-17-000630 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:54:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qena Capital Partners Offshore, Ltd. See All Filings	D/A	2017-08-14 12:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684109 Filed Document 0001013594-17-000629 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Denver MSA Multifamily II DST See All Filings	D/A	2017-08-14 12:51:32 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, Concorde Investment Services LLC, Concorde Investment Services, LLC, Boustead Securities, LLC, Parkland Securities, LLC, Lion Street Financial, LLC, First Allied Securities, Inc, Concorde Investment Services LLC, Vanderbilt FInancial Group, H.D. Vest Investment Securities Inc, H.D. Vest Investment Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Sagepoint Financial, Inc, Cetera Advisors, LLC, Commonwealth Financial Network, Commonwealth Financial Network, Cambridge Investment Research, Lion Street Financial, LLC, Sagepoint Financial, Inc, Woodbury Financial Services, Inc, Sandlapper Securities, LLC, Concorde Investment Services, LLC, Sandlapper Securities, LLC, 1st Global Capital Corporation, H.D Vest Investment Securities, Inc, Vanderbilt Securities, LLC, H.D Vest Investment Securities, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Cambridge Investment Research, Concorde Investment Services, LLC, Cambridge Investment Research, Royal Alliance Associates, Inc, Silver Portal Capital LLC, Cambridge Investment Research, Questar Capital Corp, Cambridge Investment Research, First Allied Securites, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cetera Financial Specialists LLC, Investacorp, Inc, Independence Capital Corporation, 1st Global Capital Corporation, and FSC Securities Corporation CIK Number 0001710485 Filed Document 0001710485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:51:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Qena Capital Partners, LP See All Filings	D/A	2017-08-14 12:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682227 Filed Document 0001013594-17-000628 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:49:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LUXOR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2017-08-14 12:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356913 Filed Document 0001013594-17-000627 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:48:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Capital Partners, LP See All Filings	D/A	2017-08-14 12:46:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393021 Filed Document 0001013594-17-000626 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:46:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Venture Partners, LP See All Filings	D/A	2017-08-14 12:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660210 Filed Document 0001013594-17-000625 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:45:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Wavefront, LP See All Filings	D/A	2017-08-14 12:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479129 Filed Document 0001013594-17-000624 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:44:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCross Fund 4 LLC See All Filings	D	2017-08-14 12:39:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701405 Filed Document 0001701405-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-14 12:39:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
i3 Verticals, LLC See All Filings	D	2017-08-14 12:38:36 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001599436 Filed Document 0001599436-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:38:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Coatue Kona III Private Investors Offshore, L.P. See All Filings	D	2017-08-14 12:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711541 Filed Document 0001012975-17-000599 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:36:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Coatue Kona III Private Investors, LLC See All Filings	D	2017-08-14 12:34:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711340 Filed Document 0001012975-17-000598 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:34:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
My Gene Counsel, LLC See All Filings	D	2017-08-14 12:25:53 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001668628 Filed Document 0001668628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:25:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO BRAVO Fund III Offshore Feeder, L.P. See All Filings	D/A	2017-08-14 12:23:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001690892 Filed Document 0001690892-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:23:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resolute Capital Partners Fund IV, L.P. See All Filings	D/A	2017-08-14 12:21:57 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001703513 Filed Document 0001015325-17-000040 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:21:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Kalo Capital Management, LP See All Filings	D	2017-08-14 12:10:12 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001513907 Filed Document 0001513907-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:10:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Rivalcade Inc. See All Filings	C	2017-08-14 12:00:30 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SeedInvest Offering Amount $1,000,000 CIK Number 0001711451 Filed Document 0001711451-17-000001 Accepted Date 2017-08-14 12:00:30 UTC Type of Offering C Security Offered Amount 250,000 Security Offered Type Common Stock State FLORIDA
Silver Mount Fund - The Consumer Health Fund See All Filings	D	2017-08-14 12:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714489 Filed Document 0001714489-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 12:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
310 Digital, LLC See All Filings	D	2017-08-14 11:56:12 UTC
Amount To Be Raised $50,200 Associated Brokers / Dealers N/A CIK Number 0001714628 Filed Document 0001714628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 11:56:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity