Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Indigo Opportunities Fund US, L.P. See All Filings	D	2017-03-30 14:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PATRICK CAPITAL MARKETS, LLC CIK Number 0001626497 Filed Document 0001626497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 14:04:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RatHaus Tempe, LLC See All Filings	C-W	2017-03-30 14:03:50 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001694334 Filed Document 0001694334-17-000003 Accepted Date 2017-03-30 14:03:50 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Bucket Technologies, Inc. See All Filings	D	2017-03-30 13:59:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001702498 Filed Document 0001702498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:59:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Breaking Data Corp. See All Filings	D	2017-03-30 13:53:55 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001702479 Filed Document 0001702479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:53:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MaxFun Inc. See All Filings	D	2017-03-30 13:51:27 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001701555 Filed Document 0001701555-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:51:27 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
Lombard International Life Assurance Co Separate Account VA 132 See All Filings	D/A	2017-03-30 13:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001648220 Filed Document 0001648220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:45:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 129 See All Filings	D/A	2017-03-30 13:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001636676 Filed Document 0001636676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:42:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkinJect, Inc. See All Filings	D	2017-03-30 13:40:55 UTC
Amount To Be Raised $4,355,000 Associated Brokers / Dealers N/A CIK Number 0001640615 Filed Document 0001640615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:40:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawkshead Partners LP See All Filings	D/A	2017-03-30 13:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560970 Filed Document 0001560970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HawksHead Opportunity Fund I LLC See All Filings	D/A	2017-03-30 13:28:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678752 Filed Document 0001678752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:28:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE Premier KKR Health Care Strategic Growth Onshore Feeder LP See All Filings	D	2017-03-30 13:20:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001702437 Filed Document 0001140361-17-013914 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:20:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Medicines Group, LLC See All Filings	D	2017-03-30 13:19:19 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001702105 Filed Document 0001702105-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:19:19 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FIG 2017 STACK MULTIWELL, GP See All Filings	D	2017-03-30 13:19:18 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001702448 Filed Document 0001654954-17-002750 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:19:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Aerpio Pharmaceuticals, Inc. See All Filings	D	2017-03-30 13:16:43 UTC
Amount To Be Raised $41,835,597 Associated Brokers / Dealers Raymond James & Associates, Inc., National Securities Corporation, and Katalyst Securities LLC CIK Number 0001422142 Filed Document 0001422142-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:16:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OSMIUM SPARTAN L P See All Filings	D/A	2017-03-30 13:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367480 Filed Document 0001192534-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:10:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SmartCatch, Inc. See All Filings	D	2017-03-30 13:06:15 UTC
Amount To Be Raised $3,705,715 Associated Brokers / Dealers N/A CIK Number 0001702378 Filed Document 0001702378-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:06:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venture Science Accelerate Fund I, LP See All Filings	D	2017-03-30 13:04:56 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001702407 Filed Document 0001701632-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osmium Capital II, LP See All Filings	D/A	2017-03-30 13:02:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451006 Filed Document 0001192534-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 13:02:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ventanas Investments LLC See All Filings	D	2017-03-30 12:56:56 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001702491 Filed Document 0001702491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:56:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OSMIUM CAPITAL LP See All Filings	D/A	2017-03-30 12:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001192534 Filed Document 0001192534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:54:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StratusLIVE LLC See All Filings	D/A	2017-03-30 12:50:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001577127 Filed Document 0001577127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:50:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
CCAP Fund HFD (Cayman), Ltd. See All Filings	D	2017-03-30 12:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679294 Filed Document 0001679295-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCP COMMERCIAL REAL ESTATE FINANCE FUND, LLC See All Filings	D	2017-03-30 12:47:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001702482 Filed Document 0001702482-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-30 12:47:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vista Public Strategies Onshore Fund, L.P. See All Filings	D/A	2017-03-30 12:46:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670749 Filed Document 0001670749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:46:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QUATERRA RESOURCES INC See All Filings	D	2017-03-30 12:46:37 UTC
Amount To Be Raised $79,972 Associated Brokers / Dealers N/A CIK Number 0001339688 Filed Document 0001339688-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:46:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CCAP Fund HFND (Cayman), Ltd. See All Filings	D	2017-03-30 12:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679295 Filed Document 0001679295-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:45:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Looker Data Sciences, Inc. See All Filings	D	2017-03-30 12:35:50 UTC
Amount To Be Raised $81,499,954 Associated Brokers / Dealers N/A CIK Number 0001558048 Filed Document 0001140361-17-013902 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:35:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corporate Investments Group, Inc See All Filings	1-A/A	2017-03-30 12:33:29 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001696900 Filed Document 0001696900-17-000008 Accepted Date 2017-03-30 12:33:29 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business ILLINOIS Revenue or Assets $142,928 State of Jurisdiction ILLINOIS Type of Security Equity (common or preferred stock)
Washtenaw Trust, LLC See All Filings	D/A	2017-03-30 12:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636761 Filed Document 0001636761-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RTV 1515 METROCREST DRIVE LLC See All Filings	D	2017-03-30 12:23:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701788 Filed Document 0001701788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:23:32 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Washtenaw Trust, LLC See All Filings	D/A	2017-03-30 12:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636761 Filed Document 0001636761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CP 2017 TEA I, L.P. See All Filings	D	2017-03-30 12:18:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001702414 Filed Document 0001702414-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONTICELLO TECHNOLOGIES, LLC See All Filings	D	2017-03-30 12:15:51 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001701755 Filed Document 0001701755-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-03-30 12:15:51 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HGI US Property Fund X, LLC See All Filings	D/A	2017-03-30 12:14:10 UTC
Amount To Be Raised $16,025,000 Associated Brokers / Dealers Yoram Mehr, Ira Lawrence, Pioneer International Services Limited, Uzi Yadid, Jacob Immanuel, and BIN, LLC CIK Number 0001696593 Filed Document 0001696593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ROLLINS CAPITAL PARTNERS LP See All Filings	D/A	2017-03-30 12:13:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460559 Filed Document 0001460559-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:13:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stream TV Networks, Inc. See All Filings	D	2017-03-30 12:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Shields & Co., LLC CIK Number 0001518633 Filed Document 0001518633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:13:27 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
McB Denver, LP See All Filings	D	2017-03-30 12:13:02 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001702480 Filed Document 0001702480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:13:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sagoon Inc. See All Filings	1-A POS	2017-03-30 12:01:00 UTC
Amount To Be Raised $19,999,972 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001639953 Filed Document 0001144204-17-017529 Accepted Date 2017-03-30 12:01:00 UTC Type of Offering 1-A POS Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tacit Capital Fund, LP - Series 7 See All Filings	D	2017-03-30 12:00:41 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001701632 Filed Document 0001701632-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:00:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Oak Industrial Development Venture, LP See All Filings	D	2017-03-30 12:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702124 Filed Document 0001702124-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 12:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HRE Retail Fund II, L.P. See All Filings	D/A	2017-03-30 11:52:37 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Davenport & Company LLC, Frontier Solutions, LLC, Richard A. Rhoads, and Jeff Beck CIK Number 0001669978 Filed Document 0001669978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:52:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incentive Active Value Long Only Fund L.P. See All Filings	D/A	2017-03-30 11:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670178 Filed Document 0000945621-17-000183 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:51:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angeles Global Equity Opportunities Fund LLC See All Filings	D/A	2017-03-30 11:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670868 Filed Document 0001670868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox Innovative Systems LLC See All Filings	D	2017-03-30 11:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696056 Filed Document 0001696056-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:49:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OrthogenRx, Inc. See All Filings	D	2017-03-30 11:48:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001584198 Filed Document 0001584198-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:48:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CP 2017 SH Fund I, L.P. See All Filings	D	2017-03-30 11:42:37 UTC
Amount To Be Raised $39,900,000 Associated Brokers / Dealers N/A CIK Number 0001702415 Filed Document 0001702415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:42:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interphase Medical Equipment, Inc. See All Filings	D	2017-03-30 11:42:08 UTC
Amount To Be Raised $1,653,633 Associated Brokers / Dealers N/A CIK Number 0001701580 Filed Document 0001701580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:42:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
A-AHL-19-Fund, a series of AX-TBL-Funds, LLC See All Filings	D	2017-03-30 11:39:44 UTC
Amount To Be Raised $138,632 Associated Brokers / Dealers N/A CIK Number 0001700701 Filed Document 0001700701-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:39:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Island Brewing Company, LLC See All Filings	D/A	2017-03-30 11:36:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001638975 Filed Document 0001638975-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:36:33 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 128 See All Filings	D/A	2017-03-30 11:29:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001636677 Filed Document 0001636677-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-30 11:29:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund