Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Washington Place Fund, a Series of Global Endowment Targeted Strategy Fund, LP See All Filings	D	2017-08-16 11:46:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714804 Filed Document 0001714078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:46:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Mill Investments, LLC See All Filings	D	2017-08-16 11:44:41 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001714856 Filed Document 0001714856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:44:41 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Keel Capital S.A., SICAV-SIF See All Filings	D/A	2017-08-16 11:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681190 Filed Document 0001315863-17-000685 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Geostellar, Inc. See All Filings	C/A	2017-08-16 11:20:47 UTC
Financial Interest 2.0% of the Securities being issued in the Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001517560 Filed Document 0001517560-17-000009 Accepted Date 2017-08-16 11:20:47 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State WEST VIRGINIA
Bubba's Foods LLC See All Filings	D	2017-08-16 11:20:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001714855 Filed Document 0001714855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:20:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
TRu Investments, LLC See All Filings	D	2017-08-16 11:17:26 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001683090 Filed Document 0001683090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:17:26 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CA International Equity CEF Fund See All Filings	D	2017-08-16 11:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714078 Filed Document 0001714078-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:14:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QURE4U, INC. See All Filings	D	2017-08-16 11:09:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001714788 Filed Document 0001714788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:09:25 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Barington SPV II, L.P. See All Filings	D/A	2017-08-16 10:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623375 Filed Document 0001623375-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:51:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Funding IV, LLC See All Filings	D	2017-08-16 10:48:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001714390 Filed Document 0001714390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:48:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Go Therapeutics, Inc. See All Filings	D	2017-08-16 10:16:22 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001714218 Filed Document 0001714218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:16:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GREENLEA LANE CAPITAL PARTNERS LP See All Filings	D/A	2017-08-16 10:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413048 Filed Document 0001413048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torpedo Diagnostics, Inc. See All Filings	D	2017-08-16 09:54:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714453 Filed Document 0001714453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:54:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-08-16 09:44:53 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Michael Tuttle and Scott Bethune CIK Number 0001343394 Filed Document 0001343394-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:44:53 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Denim.LA, Inc. See All Filings	1-A/A	2017-08-16 09:30:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001668010 Filed Document 0001144204-17-043600 Accepted Date 2017-08-16 09:30:27 UTC Type of Offering 1-A/A Industry RETAIL-APPAREL & ACCESSORY STORES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $2,500,306 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
KIIO INC. See All Filings	D	2017-08-16 09:22:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565663 Filed Document 0000892712-17-000612 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:22:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NY Residential REIT, LLC See All Filings	1-A POS	2017-08-15 21:49:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001692725 Filed Document 0001387131-17-004229 Accepted Date 2017-08-15 21:49:43 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Duckly Inc. See All Filings	D	2017-08-15 21:38:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714784 Filed Document 0001714784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 21:38:14 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
HZ Hulen, LLC See All Filings	D	2017-08-15 21:05:46 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001713853 Filed Document 0001713853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 21:05:46 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
4000 Hulen Sponsor, LLC See All Filings	D	2017-08-15 20:56:41 UTC
Amount To Be Raised $19,700,000 Associated Brokers / Dealers N/A CIK Number 0001713845 Filed Document 0001713845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 20:56:41 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Jones Global Investments, LLC See All Filings	D	2017-08-15 20:16:23 UTC
Amount To Be Raised $2,775,000 Associated Brokers / Dealers N/A CIK Number 0001714760 Filed Document 0001714760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 20:16:23 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Continuum Biosciences, Inc. See All Filings	D	2017-08-15 20:11:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714808 Filed Document 0001714808-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 20:11:58 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
HAL HOSPITALITY GROUP LLC See All Filings	D	2017-08-15 20:04:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714427 Filed Document 0001714427-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-15 20:04:07 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Allied Global Investment Fund LLC See All Filings	D	2017-08-15 20:01:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714814 Filed Document 0001714814-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 20:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Water Aggregates Fund LP See All Filings	D	2017-08-15 19:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spouting Rock Capital Advisors, LLC, Frontier Solutions, LLC, and Blue Sand Securities LLC CIK Number 0001713573 Filed Document 0001713573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:46:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actium High Yield Loan Fund IV LLC See All Filings	D	2017-08-15 19:43:32 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001714527 Filed Document 0001209191-17-049083 Exclusions or Exemptions 506c Accepted Date 2017-08-15 19:43:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Real Estate Debt Fund, LP See All Filings	D	2017-08-15 19:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714374 Filed Document 0001714378-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:43:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQUEEZE, LLC See All Filings	D/A	2017-08-15 19:24:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672452 Filed Document 0001672452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:24:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Marathon Emerging Markets Bond Fund II, L.P. See All Filings	D	2017-08-15 19:20:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714378 Filed Document 0001714378-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:20:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NP Industrial One Investments, LLC See All Filings	D	2017-08-15 19:18:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001714736 Filed Document 0001714736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:18:46 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SiDx, Inc. See All Filings	D	2017-08-15 19:18:37 UTC
Amount To Be Raised $1,589,940 Associated Brokers / Dealers N/A CIK Number 0001714792 Filed Document 0001714792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:18:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
250 W Jackson LP See All Filings	D	2017-08-15 19:13:07 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001714534 Filed Document 0001714534-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-15 19:13:07 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SOCKWA Corp See All Filings	C	2017-08-15 18:16:31 UTC
Financial Interest 1.3x return on 6% of sales Filing Platform StartWise, Inc. Offering Amount $90,000 CIK Number 0001714567 Filed Document 0001714567-17-000001 Accepted Date 2017-08-15 18:16:31 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Petzila, Inc. See All Filings	D	2017-08-15 18:15:26 UTC
Amount To Be Raised $10,923,300 Associated Brokers / Dealers N/A CIK Number 0001655926 Filed Document 0001655926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 18:15:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Smith Story Wine Cellars, LLC See All Filings	D	2017-08-15 18:06:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714780 Filed Document 0001664773-17-000007 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-15 18:06:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Automation, Inc. See All Filings	D	2017-08-15 18:03:00 UTC
Amount To Be Raised $20,675,123 Associated Brokers / Dealers N/A CIK Number 0001652492 Filed Document 0001652492-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 18:03:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WAPP II Development Company, LLC See All Filings	D	2017-08-15 17:54:24 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001714331 Filed Document 0001714331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:54:24 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
DK STRATEGIC YIELD U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2017-08-15 17:50:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528239 Filed Document 0001528239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:50:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Co-Investment Fund III, L.P. See All Filings	D	2017-08-15 17:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714771 Filed Document 0000902664-17-003339 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:44:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Absolute Partnership I, LP See All Filings	D	2017-08-15 17:43:26 UTC
Amount To Be Raised $100,563,800 Associated Brokers / Dealers N/A CIK Number 0001714290 Filed Document 0001714290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:43:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PA Co-Investment Fund III (Offshore), L.P. See All Filings	D	2017-08-15 17:43:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714769 Filed Document 0000902664-17-003338 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:43:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP See All Filings	D/A	2017-08-15 17:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528238 Filed Document 0001528238-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:41:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VerdeGo Aero See All Filings	D	2017-08-15 17:37:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714832 Filed Document 0001714832-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:37:03 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
I-5 HOLDINGS LTD. See All Filings	D	2017-08-15 17:34:52 UTC
Amount To Be Raised $435,000 Associated Brokers / Dealers N/A CIK Number 0001714776 Filed Document 0001183740-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:34:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MODIOHEALTH, INC. See All Filings	D	2017-08-15 17:33:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714608 Filed Document 0001140361-17-032353 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:33:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DK CAPITAL GROWTH U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2017-08-15 17:30:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523629 Filed Document 0001523629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:30:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tides at Old Town Investors, LLC See All Filings	D	2017-08-15 17:25:15 UTC
Amount To Be Raised $3,068,182 Associated Brokers / Dealers N/A CIK Number 0001711209 Filed Document 0001683168-17-002151 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:25:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carrot Inc. See All Filings	D	2017-08-15 17:24:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714744 Filed Document 0001714744-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:24:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
I-5 HOLDINGS LTD. See All Filings	D	2017-08-15 17:22:34 UTC
Amount To Be Raised $181,152 Associated Brokers / Dealers N/A CIK Number 0001714776 Filed Document 0001183740-17-000140 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:22:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pensam Georgetown, LLC See All Filings	D	2017-08-15 17:21:09 UTC
Amount To Be Raised $15,225,000 Associated Brokers / Dealers N/A CIK Number 0001714748 Filed Document 0001714748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:21:09 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity