|
|
D |
2017-03-30 17:09:59 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698000
- Filed Document
- 0001698000-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 17:09:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-03-30 17:08:19 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702032
- Filed Document
- 0001702032-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 17:08:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 17:08:04 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695646
- Filed Document
- 0001140361-17-014033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 17:08:04 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 17:07:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702083
- Filed Document
- 0001702083-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 17:07:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 17:05:42 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695646
- Filed Document
- 0001140361-17-014029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 17:05:42 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-03-30 17:03:41 UTC |
- Amount To Be Raised
- $1,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695646
- Filed Document
- 0001140361-17-014026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 17:03:41 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-03-30 16:58:07 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702058
- Filed Document
- 0001702058-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:58:07 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A |
2017-03-30 16:53:14 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Wellington Shields & Co., LLC
- CIK Number
- 0001701756
- Filed Document
- 0001493152-17-003055
- Accepted Date
- 2017-03-30 16:53:14 UTC
- Type of Offering
- 1-A
- Industry
- RETAIL-EATING & DRINKING PLACES
- Offering Tier
- Tier2
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $1
- State of Jurisdiction
- CALIFORNIA
- Type of Security
- E
|
|
|
D |
2017-03-30 16:48:31 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556492
- Filed Document
- 0001556492-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:48:31 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-30 16:47:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660145
- Filed Document
- 0001660145-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:47:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 16:44:49 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701533
- Filed Document
- 0001701533-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:44:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:43:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631946
- Filed Document
- 0001631946-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:43:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:43:12 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001701543
- Filed Document
- 0000905718-17-000420
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:43:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:43:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702317
- Filed Document
- 0001698660-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:43:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:43:08 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687682
- Filed Document
- 0000897069-17-000197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:43:08 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 16:42:01 UTC |
- Amount To Be Raised
- $3,056,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669842
- Filed Document
- 0001701749-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:42:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:41:58 UTC |
- Amount To Be Raised
- $1,326,561
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702356
- Filed Document
- 0001702356-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:41:58 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 16:41:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695706
- Filed Document
- 0001695706-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:41:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:39:12 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Probitas Funds Group, LLC
- CIK Number
- 0001635133
- Filed Document
- 0001635133-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:39:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VL 152
See All Filings
|
D/A |
2017-03-30 16:38:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kestra Investment Services, LLC and Niagara International Capital Limited
- CIK Number
- 0001654230
- Filed Document
- 0001654230-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:38:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:36:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698660
- Filed Document
- 0001698660-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:36:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:36:42 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580960
- Filed Document
- 0001580960-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:36:42 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-03-30 16:35:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632877
- Filed Document
- 0001479037-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:35:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:34:28 UTC |
- Amount To Be Raised
- $1,560,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702398
- Filed Document
- 0001702398-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:34:28 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-03-30 16:33:08 UTC |
- Amount To Be Raised
- $12,540,704
- Associated Brokers / Dealers
- Piper Jaffray & Co. and LifeSci Capital LLC
- CIK Number
- 0001638287
- Filed Document
- 0001596771-17-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:33:08 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:33:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670900
- Filed Document
- 0000902664-17-001817
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:33:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:30:24 UTC |
- Amount To Be Raised
- $61,790,000
- Associated Brokers / Dealers
- Denning & Company, LLC
- CIK Number
- 0001702107
- Filed Document
- 0001702107-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:30:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:29:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637775
- Filed Document
- 0000902664-17-001816
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:29:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:29:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630505
- Filed Document
- 0001562555-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:29:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:28:25 UTC |
- Amount To Be Raised
- $166,652,219
- Associated Brokers / Dealers
- Denning & Company, LLC
- CIK Number
- 0001702099
- Filed Document
- 0001702099-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:28:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:28:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701404
- Filed Document
- 0001315863-17-000289
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:28:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 16:27:29 UTC |
- Amount To Be Raised
- $5,300,017
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691342
- Filed Document
- 0001691342-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:27:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:26:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580595
- Filed Document
- 0001315863-17-000288
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:26:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 16:24:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701962
- Filed Document
- 0000905718-17-000417
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:24:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:24:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563780
- Filed Document
- 0001315863-17-000287
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:24:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:23:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697750
- Filed Document
- 0001697750-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-30 16:23:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:19:50 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503068
- Filed Document
- 0001503068-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:19:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 16:17:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570419
- Filed Document
- 0001570419-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:17:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:15:23 UTC |
- Amount To Be Raised
- $22,631,637
- Associated Brokers / Dealers
- Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, and Concorde Investment Services LLC
- CIK Number
- 0001698656
- Filed Document
- 0001693202-17-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:15:23 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 16:13:21 UTC |
- Amount To Be Raised
- $10
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702474
- Filed Document
- 0001702474-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:13:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- HAWAII
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:13:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SDDCO Brokerage Advisors LLC
- CIK Number
- 0001407156
- Filed Document
- 0001407156-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:13:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:12:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580592
- Filed Document
- 0001315863-17-000286
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:12:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-30 16:11:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Macquarie Capital (USA) Inc., Macquarie Infrastructure and Real Assets (Sales) Canada Ltd., Macquarie Infrastructure and Real Assets (Europe) Ltd., Macquarie Capital Limited, Macquarie Securities Korea Limited, and Macquarie Fund Advisers PTY LTD
- CIK Number
- 0001696947
- Filed Document
- 0001696947-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:11:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:09:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SDDCO Brokerage Advisors LLC
- CIK Number
- 0001407156
- Filed Document
- 0001407156-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:09:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-30 16:08:32 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702346
- Filed Document
- 0001702346-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:08:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:07:40 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, and Concorde Investment Services, LLC
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:07:40 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:05:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544990
- Filed Document
- 0001315863-17-000285
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:05:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 16:04:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SDDCO Brokerage Advisors LLC
- CIK Number
- 0001407156
- Filed Document
- 0001407156-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:04:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-30 16:03:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593192
- Filed Document
- 0001315863-17-000284
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 16:03:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-30 15:58:56 UTC |
- Amount To Be Raised
- $1,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687102
- Filed Document
- 0001687102-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-30 15:58:56 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|