Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stagecoach Communities LLC See All Filings	D	2017-04-21 16:52:11 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001691176 Filed Document 0001691176-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:52:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Axonic High Conviction Series A TDF, a group of segregated series of Marble Hill Funds LLC See All Filings	D/A	2017-04-21 16:51:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636503 Filed Document 0001636503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Get Spiffy, Inc. See All Filings	D	2017-04-21 16:40:36 UTC
Amount To Be Raised $7,536,260 Associated Brokers / Dealers N/A CIK Number 0001674877 Filed Document 0001461373-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:40:36 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lowe Capital Partners Inc See All Filings	D	2017-04-21 16:36:34 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001704154 Filed Document 0001704154-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:36:34 UTC Type of Offering D Industry Investment Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cellics Therapeutics, Inc. See All Filings	D/A	2017-04-21 16:31:48 UTC
Amount To Be Raised $6,000,050 Associated Brokers / Dealers N/A CIK Number 0001611752 Filed Document 0001611752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:31:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AthloTech, Inc. See All Filings	D	2017-04-21 16:29:40 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001704122 Filed Document 0001704122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:29:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ENERGY MLP INCOME FUND L P See All Filings	D/A	2017-04-21 16:28:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001274595 Filed Document 0001315863-17-000379 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:28:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Peninsula Ventures IV, L.P. See All Filings	D/A	2017-04-21 16:25:39 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:25:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nikola Labs Inc. See All Filings	D	2017-04-21 16:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700784 Filed Document 0001700784-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:25:23 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Quest Circle Properties See All Filings	D	2017-04-21 16:22:21 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0001704467 Filed Document 0001704467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:22:21 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WutzGood Inc. See All Filings	D	2017-04-21 16:22:17 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001702377 Filed Document 0001702377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:22:17 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Debt
Quicket Solutions, Inc. See All Filings	D	2017-04-21 16:20:29 UTC
Amount To Be Raised $3,613,329 Associated Brokers / Dealers N/A CIK Number 0001660058 Filed Document 0001660058-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:20:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Flickswitch LLC See All Filings	C/A	2017-04-21 16:09:43 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001700426 Filed Document 0001644600-17-000062 Accepted Date 2017-04-21 16:09:43 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
Flying Fish Smolt Fund, LLC See All Filings	D	2017-04-21 16:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704518 Filed Document 0001704518-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 16:08:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqua Vitea LLC See All Filings	D	2017-04-21 15:57:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001551459 Filed Document 0001551459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:57:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Coast to Crest Fund, L.P. See All Filings	D	2017-04-21 15:49:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001703995 Filed Document 0001703995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:49:38 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Outdoor Home Services, Inc. See All Filings	D/A	2017-04-21 15:47:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672338 Filed Document 0001672338-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:47:45 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Parkloco Inc. See All Filings	D/A	2017-04-21 15:39:55 UTC
Amount To Be Raised $574,999 Associated Brokers / Dealers N/A CIK Number 0001671473 Filed Document 0001671473-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:39:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rhizome Partners LP See All Filings	D/A	2017-04-21 15:24:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575312 Filed Document 0001575312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:24:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Swift Special Situations Fund, LP See All Filings	D	2017-04-21 15:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704211 Filed Document 0001704211-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:14:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmenta Capital Fund SPV, L.P. - Investment Class 5 See All Filings	D	2017-04-21 15:11:22 UTC
Amount To Be Raised $4,975,000 Associated Brokers / Dealers N/A CIK Number 0001703266 Filed Document 0001703266-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Surgical Partners, LLC See All Filings	D	2017-04-21 15:02:05 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001704408 Filed Document 0001144204-17-021505 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:02:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SI Brookhollow Industrial Investor, LP See All Filings	D	2017-04-21 14:59:33 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001704478 Filed Document 0001704478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:59:33 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON Technology Partners II L.P. See All Filings	D/A	2017-04-21 14:59:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, L.P. CIK Number 0001695168 Filed Document 0001695168-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Life Assets Trust S.A. - Compartment VII See All Filings	D/A	2017-04-21 14:48:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrews Partners CIK Number 0001698703 Filed Document 0001315863-17-000378 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Somogyi AgTech LLC dba Anikona Farm See All Filings	C	2017-04-21 14:48:57 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001674384 Filed Document 0001670254-17-000060 Accepted Date 2017-04-21 14:48:57 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State HAWAII
Big Moon Power, LLC See All Filings	D	2017-04-21 14:47:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001704487 Filed Document 0001080368-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:47:28 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2017-04-21 14:39:18 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:39:18 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Carmenta Capital Fund SPV, L.P. - Investment Class 1 See All Filings	D/A	2017-04-21 14:38:48 UTC
Amount To Be Raised $12,040,000 Associated Brokers / Dealers N/A CIK Number 0001652834 Filed Document 0001652834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:38:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ziften Technologies, Inc. See All Filings	D/A	2017-04-21 14:19:46 UTC
Amount To Be Raised $41,418,000 Associated Brokers / Dealers N/A CIK Number 0001540062 Filed Document 0001540062-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:19:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BGT Investor III L.L.C. See All Filings	D	2017-04-21 14:15:50 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001701613 Filed Document 0001701613-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:15:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) See All Filings	D/A	2017-04-21 13:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400318 Filed Document 0001400318-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sugarloaf Hotel LLC See All Filings	D	2017-04-21 13:51:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001410898 Filed Document 0001376474-17-000122 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:51:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
Balboa Income Fund LP See All Filings	D	2017-04-21 13:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704124 Filed Document 0000935836-17-000220 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:49:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WholeStone Farms I, LLC See All Filings	D/A	2017-04-21 13:44:51 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001697302 Filed Document 0001697302-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:44:51 UTC Type of Offering D/A Industry Agriculture Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Partners Fund LP See All Filings	D/A	2017-04-21 13:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260407 Filed Document 0001095449-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Castle Holdings, LLC See All Filings	D	2017-04-21 13:34:46 UTC
Amount To Be Raised $3,240,000 Associated Brokers / Dealers N/A CIK Number 0001704480 Filed Document 0001704480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:34:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Institutional Fund LP See All Filings	D/A	2017-04-21 13:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001192971 Filed Document 0001095449-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Growth & Income Fund LP See All Filings	D/A	2017-04-21 13:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177742 Filed Document 0001095449-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Growth Fund, L.P. See All Filings	D/A	2017-04-21 13:18:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470977 Filed Document 0001095449-17-000044 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:18:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Debt Fund II Feeder (Cayman), L.P. See All Filings	D/A	2017-04-21 13:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672156 Filed Document 0001672156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iintoo Arden San Angelo RREAF L.P. See All Filings	D	2017-04-21 13:10:19 UTC
Amount To Be Raised $2,133,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001704491 Filed Document 0001704491-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-21 13:10:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Advisors Fund LP See All Filings	D/A	2017-04-21 13:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001255917 Filed Document 0001095449-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Castle HB Fund, LLC See All Filings	D	2017-04-21 13:06:44 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001704477 Filed Document 0001704477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:06:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
28TH AVE MANAGER, LLC See All Filings	D	2017-04-21 13:05:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704428 Filed Document 0001704428-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:05:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Real Estate Debt Fund II, L.P. See All Filings	D/A	2017-04-21 13:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671937 Filed Document 0001671937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ayin Special Opportunities (Offshore) LP See All Filings	D/A	2017-04-21 12:55:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OLD CITY SECURITIES LLC CIK Number 0001672738 Filed Document 0001556907-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:55:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Celenian Appreciation Fund, L.P. See All Filings	D/A	2017-04-21 12:55:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369743 Filed Document 0001095449-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:55:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Sustainability & Impact SMID Cap Fund, L.P. See All Filings	D/A	2017-04-21 12:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527792 Filed Document 0000945621-17-000218 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:47:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Global Dividend Growth Fund QP, L.P. See All Filings	D/A	2017-04-21 12:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570412 Filed Document 0000945621-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund