Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Picmonic Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001541521 Filed Document 0001541521-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $1,604,163 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0001167978-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Brama Food Co. Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $399,999 Associated Brokers / Dealers N/A CIK Number 0001644339 Filed Document 0001644339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Event Partners Ltd. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644553 Filed Document 0001140361-15-023870 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Civic Capital Fund I See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307115 Filed Document 0001625257-15-000046 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LATTICE ENGINES INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001430644 Filed Document 0001430644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MODUMETAL INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $33,837,429 Associated Brokers / Dealers N/A CIK Number 0001394973 Filed Document 0001394973-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LOOMIS SAYLES MULTISECTOR FULL DISCRETION TRUST See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433432 Filed Document 0001433432-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0001167978-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GoPay, LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $427,890 Associated Brokers / Dealers N/A CIK Number 0001644427 Filed Document 0001644427-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Unitrends Holdings Corp See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640169 Filed Document 0001640169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Senic I Fund, a series of Wefunds LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $139,000 Associated Brokers / Dealers N/A CIK Number 0001644411 Filed Document 0001644411-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LK Opportunities Fund II, L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc. and Cambridge Investment Research, Inc. CIK Number 0001634765 Filed Document 0001634765-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invus Opportunities Fund III US, L.P. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643967 Filed Document 0001643967-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Associated Petroleum Inc See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $176,000 Associated Brokers / Dealers NA CIK Number 0001568870 Filed Document 0001568870-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CHCP Value Fund (Offshore), L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546207 Filed Document 0001546207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Global Alpha Domestic Fund LP See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644223 Filed Document 0001644223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akahi Fund L P See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001301491 Filed Document 0000935836-15-000306 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pensam Barrington LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers N/A CIK Number 0001644129 Filed Document 0001644129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Cambria Special Situations Fund, LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001451168 Filed Document 0000935836-15-000313 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABK Capital, LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611167 Filed Document 0001611167-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windermere Equity Fund Series See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489787 Filed Document 0001489787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIOLET GREY INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $18,739,621 Associated Brokers / Dealers N/A CIK Number 0001593073 Filed Document 0001140361-15-023514 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MW Equity Fund I, LP See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001644072 Filed Document 0001644072-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
IGENICA BIOTHERAPEUTICS, INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001453044 Filed Document 0001453044-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MODUMETAL INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001394973 Filed Document 0001394973-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0001167978-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd, Joseph A Ondris, Marc Seeherman, Lawrence A Breen, Charles Geraci, Robert Burns, Brian Smith, and Torry Scott CIK Number 0001637256 Filed Document 0001637256-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Credit Asset Trust See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Loomis Sayles Core Plus Fixed Income Trust See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557645 Filed Document 0001557645-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
LATTICE ENGINES INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001430644 Filed Document 0001430644-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLC Direct Credit Fund, LP See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001644387 Filed Document 0000908662-15-000246 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoPay, LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001644427 Filed Document 0001644427-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cadron Creek Capital LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001644328 Filed Document 0001644328-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SI HOLDINGS, INC. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610829 Filed Document 0001610829-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Equity Fund See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405788 Filed Document 0001583880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akahi Fund II LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356727 Filed Document 0000935836-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001552912 Filed Document 0000902664-15-002747 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hargray Capital Holdings LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643797 Filed Document 0001181431-15-008005 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Quarry Trail Investments, LLC See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $12,275,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001643888 Filed Document 0001643888-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VP Parent Holdings, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $73,131,738 Associated Brokers / Dealers N/A CIK Number 0001644353 Filed Document 0001644353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Teladoc, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477449 Filed Document 0001477449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Insightra Medical, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $2,837,500 Associated Brokers / Dealers N/A CIK Number 0001606764 Filed Document 0001606764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FLUOROPHARMA MEDICAL, INC. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001402785 Filed Document 0001415889-15-002006 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Currant, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001644316 Filed Document 0001644316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allovue, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001608594 Filed Document 0001608594-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New West Genetics LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001644254 Filed Document 0001644254-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Milne Spirit Works LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644299 Filed Document 0001644299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity