|
|
D |
2017-08-18 13:04:26 UTC |
- Amount To Be Raised
- $4,246,089
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535652
- Filed Document
- 0001062993-17-003892
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 13:04:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 13:04:22 UTC |
- Amount To Be Raised
- $4,378,162
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535652
- Filed Document
- 0001062993-17-003891
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 13:04:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 13:02:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001713668
- Filed Document
- 0000950103-17-007998
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 13:02:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 13:02:32 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710264
- Filed Document
- 0001710264-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 13:02:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-08-18 12:54:40 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713699
- Filed Document
- 0001713699-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:54:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 12:52:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc., Family Management Securities, LLC, Papamarkou Wellner & Co., Inc., and Primary Capital, LLC
- CIK Number
- 0001284076
- Filed Document
- 0000919574-17-006302
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:52:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 12:52:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498898
- Filed Document
- 0001498898-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:52:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 12:32:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556585
- Filed Document
- 0001556585-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:32:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 12:31:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584276
- Filed Document
- 0001584276-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:31:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 12:28:02 UTC |
- Amount To Be Raised
- $4,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522561
- Filed Document
- 0001522561-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:28:02 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
|
|
D/A |
2017-08-18 12:22:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556588
- Filed Document
- 0001556588-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:22:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 12:19:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC
- CIK Number
- 0001343728
- Filed Document
- 0001343623-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:19:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 12:15:29 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666840
- Filed Document
- 0001666840-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:15:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 12:13:33 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001715062
- Filed Document
- 0001715062-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 12:13:33 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 12:03:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704009
- Filed Document
- 0001704009-17-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-18 12:03:56 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 11:57:06 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697410
- Filed Document
- 0001697410-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:57:06 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 11:40:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC
- CIK Number
- 0001343623
- Filed Document
- 0001343623-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:40:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:37:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001225676
- Filed Document
- 0001144204-17-044063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:37:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:36:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001263072
- Filed Document
- 0001144204-17-044062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:36:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 11:35:41 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Brown Associates, Inc.
- CIK Number
- 0001713911
- Filed Document
- 0001713911-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:35:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 11:35:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616765
- Filed Document
- 0001144204-17-044061
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:35:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:33:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616763
- Filed Document
- 0001144204-17-044058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:33:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:31:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001263077
- Filed Document
- 0001144204-17-044057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:31:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 11:30:56 UTC |
- Amount To Be Raised
- $7,692,217
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622142
- Filed Document
- 0001622142-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:30:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 11:30:54 UTC |
- Amount To Be Raised
- $1,675,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001714976
- Filed Document
- 0001714976-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:30:54 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 11:29:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001263073
- Filed Document
- 0001144204-17-044056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:29:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:26:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001610266
- Filed Document
- 0001610266-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:26:45 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 11:16:24 UTC |
- Amount To Be Raised
- $1,475,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714239
- Filed Document
- 0001714239-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:16:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 11:01:39 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714818
- Filed Document
- 0001714818-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:01:39 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 11:01:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001347616
- Filed Document
- 0001315863-17-000696
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:01:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:58:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580605
- Filed Document
- 0001315863-17-000695
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:58:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:57:45 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649781
- Filed Document
- 0001263987-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:57:45 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:56:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001347612
- Filed Document
- 0001315863-17-000694
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:56:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:53:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001538147
- Filed Document
- 0001315863-17-000693
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:53:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:50:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470128
- Filed Document
- 0001315863-17-000692
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:50:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:49:23 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715039
- Filed Document
- 0001715039-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:49:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-08-18 10:48:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524734
- Filed Document
- 0001315863-17-000691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:48:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:45:35 UTC |
- Amount To Be Raised
- $1,837,953
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575455
- Filed Document
- 0001209191-17-049554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:45:35 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:45:23 UTC |
- Amount To Be Raised
- $4,752,000
- Associated Brokers / Dealers
- Peter Lieberman, Don A. Linzer, Tylor M. Balson, and Rupesh P. Sawant
- CIK Number
- 0001715047
- Filed Document
- 0001715042-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:45:23 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:35:53 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714922
- Filed Document
- 0001714922-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:35:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:28:26 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684005
- Filed Document
- 0001461373-17-000038
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-18 10:28:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 10:24:07 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573416
- Filed Document
- 0001573416-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:24:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:24:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650943
- Filed Document
- 0001013594-17-000635
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:24:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:23:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715048
- Filed Document
- 0001715048-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:23:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:22:55 UTC |
- Amount To Be Raised
- $10,180,000
- Associated Brokers / Dealers
- Thomas P. Niemiec, Randy L. Hines, Jeffrey D. Jacobson, David B. Juran, Wynn R. Juran, Thomas C. Olander, Jeffrey A. Schachtman, Roman Gadaskin, Fredrick J. Olson, James L. Melby, James D. Kallstrom, Ryan C. McEnerney, Scott W. Rickford, Brian R. Trygstad, and Thomas P. Hackl
- CIK Number
- 0001165842
- Filed Document
- 0001165842-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:22:55 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Debt
|
|
|
D |
2017-08-18 10:02:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715015
- Filed Document
- 0000945621-17-000343
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:02:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 10:00:39 UTC |
- Amount To Be Raised
- $5,400,000
- Associated Brokers / Dealers
- Peter Lieberman, Don A. Linzer, Imran Mohiuddin, Stephen Liu, Alyssa Butter, and Shawn Fox
- CIK Number
- 0001715042
- Filed Document
- 0001715042-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:00:39 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-18 09:55:49 UTC |
- Amount To Be Raised
- $3,109,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706332
- Filed Document
- 0001231919-17-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:55:49 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:54:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Greenstone Group FZC
- CIK Number
- 0001683818
- Filed Document
- 0000902664-17-003388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:54:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 09:49:48 UTC |
- Amount To Be Raised
- $2,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714485
- Filed Document
- 0001714485-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:49:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|