Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Technology Impact Fund, LP See All Filings	D	2017-08-18 16:39:31 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Kenmar Securities, LLC and Skandinaviska Enskilda Banken AB (publ) CIK Number 0001714927 Filed Document 0001714927-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:39:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Bridge Capital III LLC See All Filings	D	2017-08-18 16:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001715038 Filed Document 0001715038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:27:46 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2017-08-18 16:23:05 UTC
Amount To Be Raised $1,105,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-17-000377 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:23:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
OceanIQ Partners/Game Series, LLC See All Filings	D	2017-08-18 16:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714998 Filed Document 0001714997-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:23:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Logic Product Group LLC See All Filings	C	2017-08-18 16:21:16 UTC
Financial Interest The intermediary will acquire a preferred equity for the issuer valued at 5% of the amount raised through SI Securities, LLC Filing Platform SI SECURITIES, LLC Offering Amount CIK Number 0001698034 Filed Document 0001644600-17-000156 Accepted Date 2017-08-18 16:21:16 UTC Type of Offering C Security Offered Amount 6,830 Security Offered Type Preferred Stock State NEW YORK
VISUALANT INC See All Filings	D	2017-08-18 16:17:09 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-17-000375 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LevelTen Energy, Inc. See All Filings	D	2017-08-18 16:16:25 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001695480 Filed Document 0001695480-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:16:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
OceanIQ Partners/Autonomous Driving Series, LLC See All Filings	D	2017-08-18 16:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714997 Filed Document 0001714997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EMERGENT CAPITAL, INC. See All Filings	D	2017-08-18 16:10:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers n/a CIK Number 0001494448 Filed Document 0000932440-17-000062 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:10:52 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Whereable Technologies LLC See All Filings	D/A	2017-08-18 16:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653214 Filed Document 0001653214-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:06:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WESTEND PARTNERS LP See All Filings	D/A	2017-08-18 16:05:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422465 Filed Document 0001422465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:05:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPIDR Tech Inc. See All Filings	D	2017-08-18 16:03:44 UTC
Amount To Be Raised $3,449,367 Associated Brokers / Dealers N/A CIK Number 0001714978 Filed Document 0001714978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:03:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLC Stabilized Income Fund I, LLC See All Filings	D	2017-08-18 15:59:59 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001698602 Filed Document 0001698602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:59:59 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Wolfhawk Energy Holdings, LLC See All Filings	D	2017-08-18 15:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710408 Filed Document 0001140361-17-032699 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:59:27 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RCP-IFP, LLC See All Filings	D	2017-08-18 15:44:21 UTC
Amount To Be Raised $34,700,000 Associated Brokers / Dealers N/A CIK Number 0001714469 Filed Document 0001714469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:44:21 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Illuminare Biotechnologies Inc See All Filings	D	2017-08-18 15:39:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001701523 Filed Document 0001701523-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:39:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Krystal Biotech, Inc. See All Filings	D	2017-08-18 15:36:49 UTC
Amount To Be Raised $11,254,534 Associated Brokers / Dealers N/A CIK Number 0001711279 Filed Document 0001711279-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:36:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sage Equity Partners Sirata Beach, LP See All Filings	D	2017-08-18 15:30:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001712250 Filed Document 0001712250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JSDI Pavey Square Holding, LLC See All Filings	D	2017-08-18 15:24:59 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001715103 Filed Document 0001715103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:24:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Content Watch Holdings, Inc. See All Filings	D	2017-08-18 15:17:58 UTC
Amount To Be Raised $1,915,000 Associated Brokers / Dealers N/A CIK Number 0001663119 Filed Document 0001663119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:17:58 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CloudCover, Ltd. See All Filings	D/A	2017-08-18 15:16:56 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers None CIK Number 0001516574 Filed Document 0001516574-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:16:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MoSys, Inc. See All Filings	D	2017-08-18 15:15:50 UTC
Amount To Be Raised $1,126,250 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0000890394 Filed Document 0001104659-17-052631 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:15:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Quiq, Inc. See All Filings	D/A	2017-08-18 15:11:35 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001681438 Filed Document 0001209191-17-049583 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:11:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Food Creation Nation LLC See All Filings	D	2017-08-18 15:10:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714958 Filed Document 0001714958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:10:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
ORASI SOFTWARE INC See All Filings	D	2017-08-18 15:00:03 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001195723 Filed Document 0001195723-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:00:03 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-08-18 14:59:55 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Joseph Todd Carpenter CIK Number 0001343394 Filed Document 0001343394-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:59:55 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RQM Offshore Partners, Ltd. See All Filings	D	2017-08-18 14:36:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712236 Filed Document 0001712236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:36:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camino Song LLC See All Filings	D	2017-08-18 14:33:00 UTC
Amount To Be Raised $224,000 Associated Brokers / Dealers N/A CIK Number 0001715092 Filed Document 0001715092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:33:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RQM Partners, LP See All Filings	D/A	2017-08-18 14:32:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617357 Filed Document 0001617357-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:32:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INPIXON See All Filings	D	2017-08-18 14:27:19 UTC
Amount To Be Raised $602,645 Associated Brokers / Dealers N/A CIK Number 0001529113 Filed Document 0001213900-17-008917 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:27:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Briarfield Capital, LLC See All Filings	D/A	2017-08-18 14:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529373 Filed Document 0001529373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:26:40 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
F9 Teams Inc. See All Filings	D/A	2017-08-18 14:22:33 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001713099 Filed Document 0001713099-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:22:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Magnitude Total Portfolio Fund, L.P. See All Filings	D/A	2017-08-18 14:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626662 Filed Document 0001626662-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:15:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kairos Impact Partners LLC See All Filings	D	2017-08-18 14:10:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715024 Filed Document 0001715024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:10:21 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
First Coast Surgical Services LLC See All Filings	D	2017-08-18 14:08:31 UTC
Amount To Be Raised $52,000 Associated Brokers / Dealers N/A CIK Number 0001643272 Filed Document 0001643272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:08:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ProMIS Neurosciences Inc. See All Filings	D	2017-08-18 14:04:11 UTC
Amount To Be Raised $3,840,000 Associated Brokers / Dealers Noble Capital Markets, Inc. CIK Number 0001374339 Filed Document 0001183740-17-000149 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:04:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
West Texas Surgical Services, LLC See All Filings	D	2017-08-18 14:01:26 UTC
Amount To Be Raised $248,000 Associated Brokers / Dealers N/A CIK Number 0001589504 Filed Document 0001589504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 14:01:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fruit Street Health, P.B.C. See All Filings	D	2017-08-18 13:54:14 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001609428 Filed Document 0001609428-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-18 13:54:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LoLo, LLC See All Filings	D	2017-08-18 13:51:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:51:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Perlara PBC See All Filings	D	2017-08-18 13:46:32 UTC
Amount To Be Raised $7,438,261 Associated Brokers / Dealers N/A CIK Number 0001607099 Filed Document 0001607099-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:46:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
URGENT MEDICAL ACCESS, INC. See All Filings	D	2017-08-18 13:45:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715073 Filed Document 0001461859-17-000022 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-18 13:45:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3901 Michael Blvd, LLC See All Filings	D	2017-08-18 13:40:09 UTC
Amount To Be Raised $4,875,000 Associated Brokers / Dealers N/A CIK Number 0001715052 Filed Document 0001715052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:40:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lenexa Investors 2, LLC See All Filings	D	2017-08-18 13:37:08 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001715066 Filed Document 0001715066-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-18 13:37:08 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Towerview Voyager Fund, LP See All Filings	D	2017-08-18 13:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714950 Filed Document 0001714950-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:34:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fruit Street Health, P.B.C. See All Filings	D/A	2017-08-18 13:31:31 UTC
Amount To Be Raised $6,801,453 Associated Brokers / Dealers N/A CIK Number 0001609428 Filed Document 0001609428-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-18 13:31:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HICAP CHELSEA LLC See All Filings	D	2017-08-18 13:30:44 UTC
Amount To Be Raised $2,453,000 Associated Brokers / Dealers N/A CIK Number 0001713942 Filed Document 0001713942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:30:44 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ICG Centre Street Partnership, L.P. See All Filings	D	2017-08-18 13:27:39 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001713919 Filed Document 0001713919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:27:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG LEAGUE ADVANCE FUND II, LP See All Filings	D	2017-08-18 13:23:34 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001714583 Filed Document 0001714583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:23:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
OMNISEQ, INC. See All Filings	D	2017-08-18 13:18:58 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers CROSSTREE CAPITAL SECURITIES CIK Number 0001713983 Filed Document 0001713983-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:18:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Permira Credit Solutions Managed Account N L.P. See All Filings	D	2017-08-18 13:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715079 Filed Document 0001715079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 13:06:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity