Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Clarion Private Investors, LLC See All Filings	D	2017-04-04 16:50:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001697183 Filed Document 0001697183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:50:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Frontier Biosciences, LLC See All Filings	D	2017-04-04 16:41:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001628804 Filed Document 0001628804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:41:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KCA Financials Fund, LP See All Filings	D	2017-04-04 16:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702798 Filed Document 0001702798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB INFRASTRUCTURE INVESTMENT GROUP 59, LP See All Filings	D	2017-04-04 16:34:02 UTC
Amount To Be Raised $24,200,000 Associated Brokers / Dealers CMB Swiss Co GmbH and Prevail Capital, LLC CIK Number 0001702008 Filed Document 0001702008-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:34:02 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sproose Holdings, Inc. See All Filings	D	2017-04-04 16:31:12 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001702678 Filed Document 0001702678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:31:12 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stabilis Fund V, LP See All Filings	D/A	2017-04-04 16:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702716 Filed Document 0001315863-17-000321 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Repairify Holdings, LLC See All Filings	D	2017-04-04 16:24:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001702484 Filed Document 0001702484-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:24:43 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHRGR Inc. See All Filings	C	2017-04-04 16:22:40 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $600,000 CIK Number 0001702784 Filed Document 0001644600-17-000046 Accepted Date 2017-04-04 16:22:40 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Elixsys Group LLC See All Filings	D	2017-04-04 16:20:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001699581 Filed Document 0001699581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:20:06 UTC Type of Offering D Industry Environmental Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
WPCS INTERNATIONAL INC See All Filings	D	2017-04-04 16:18:43 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001086745 Filed Document 0001144204-17-018864 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:18:43 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CerraCap II LP See All Filings	D/A	2017-04-04 16:16:21 UTC
Amount To Be Raised $43,500,000 Associated Brokers / Dealers N/A CIK Number 0001693567 Filed Document 0001140361-17-014648 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:16:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Accord Group Holdings LLC See All Filings	D	2017-04-04 16:10:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001579532 Filed Document 0001579532-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:10:41 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MD MANAGEMENT LLC See All Filings	D	2017-04-04 16:06:23 UTC
Amount To Be Raised $186,960 Associated Brokers / Dealers N/A CIK Number 0001423624 Filed Document 0001423624-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 16:06:23 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MD INVESTMENT LLC See All Filings	D	2017-04-04 15:57:01 UTC
Amount To Be Raised $1,682,640 Associated Brokers / Dealers N/A CIK Number 0001423625 Filed Document 0001423625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:57:01 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENTEC-99, INC. See All Filings	D	2017-04-04 15:55:42 UTC
Amount To Be Raised $3,000,677 Associated Brokers / Dealers N/A CIK Number 0001558849 Filed Document 0001558849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:55:42 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AG Europe Realty Holdings, L.P. See All Filings	D/A	2017-04-04 15:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604674 Filed Document 0001604674-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:54:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iTutor.com Inc. See All Filings	D	2017-04-04 15:40:42 UTC
Amount To Be Raised $7,317,186 Associated Brokers / Dealers N/A CIK Number 0001664657 Filed Document 0001664657-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:40:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Europe Realty Fund, L.P. See All Filings	D/A	2017-04-04 15:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604673 Filed Document 0001604673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meru Cayman HFF, Ltd. See All Filings	D/A	2017-04-04 15:36:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483560 Filed Document 0000919574-17-003137 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:36:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arryved, Inc. See All Filings	D	2017-04-04 15:35:14 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001661154 Filed Document 0001661154-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:35:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ResilientGrit Fund, L.P. See All Filings	D/A	2017-04-04 15:27:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473917 Filed Document 0001473917-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:27:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sigma Performance Interests Holdings, LP See All Filings	D	2017-04-04 15:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702840 Filed Document 0001702840-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:26:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invest In America Credit Fund 1 LLC See All Filings	D	2017-04-04 15:25:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702466 Filed Document 0001140361-17-014616 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:25:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SlashNext, Inc. See All Filings	D	2017-04-04 15:24:14 UTC
Amount To Be Raised $10,025,602 Associated Brokers / Dealers N/A CIK Number 0001702314 Filed Document 0001702314-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:24:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Andvari Fund, L.P. See All Filings	D/A	2017-04-04 15:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565162 Filed Document 0001565162-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sigma Co-Investment Holdings, LP See All Filings	D	2017-04-04 15:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702801 Filed Document 0001702801-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:21:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak US Parallel III-A, LP See All Filings	D	2017-04-04 15:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702309 Filed Document 0001315863-17-000320 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:20:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCG Private Select Partners II, L.P. See All Filings	D	2017-04-04 15:16:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001702898 Filed Document 0001702898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:16:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Blue Isles Futures Fund Ltd. See All Filings	D/A	2017-04-04 15:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670691 Filed Document 0001670691-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Reger Investor Note Fund, LLC See All Filings	D	2017-04-04 15:07:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608748 Filed Document 0001608748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 15:07:10 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
MATTERHORN PARTNERS, L.P. See All Filings	D/A	2017-04-04 14:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001009350 Filed Document 0000919574-17-003135 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:49:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Partnership Holdings, LP See All Filings	D	2017-04-04 14:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702756 Filed Document 0001702756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:49:45 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Visory, Inc. See All Filings	D	2017-04-04 14:47:40 UTC
Amount To Be Raised $1,200 Associated Brokers / Dealers N/A CIK Number 0001702666 Filed Document 0001702666-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:47:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 146 See All Filings	D/A	2017-04-04 14:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, M Holdings Securities, Inc., and M Financial Securities Marketing, Inc. CIK Number 0001677031 Filed Document 0001677031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:39:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 25 See All Filings	D/A	2017-04-04 14:37:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kestra Investment Services, LLC CIK Number 0001259800 Filed Document 0001259800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:37:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoggyChef Inc See All Filings	C	2017-04-04 14:31:26 UTC
Financial Interest The intermediary will acquire preferred equity of the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $750,000 CIK Number 0001698350 Filed Document 0001644600-17-000044 Accepted Date 2017-04-04 14:31:26 UTC Type of Offering C Security Offered Amount 375,000 Security Offered Type Preferred Stock State NEW YORK
XEME Biopharma, Inc. See All Filings	D	2017-04-04 14:29:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696915 Filed Document 0001696915-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-04 14:29:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLC See All Filings	D	2017-04-04 14:28:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001702844 Filed Document 0001625257-17-000051 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC See All Filings	D/A	2017-04-04 14:24:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001118319 Filed Document 0001118319-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:24:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polybiomics Inc. See All Filings	D	2017-04-04 14:15:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001702866 Filed Document 0001702866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:15:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenwave Global Macro Fund LP See All Filings	D/A	2017-04-04 14:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596476 Filed Document 0001315863-17-000319 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Elmiso LLC See All Filings	D	2017-04-04 14:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683682 Filed Document 0001683682-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:08:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Balanced Equity Fund, LP See All Filings	D/A	2017-04-04 14:07:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521468 Filed Document 0001556212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:07:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares Pref Projects, LLC, Series G See All Filings	D	2017-04-04 14:05:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001702814 Filed Document 0001702814-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 14:05:05 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PREVENT BIOMETRICS, INC. See All Filings	D	2017-04-04 13:56:54 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001651864 Filed Document 0001362118-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:56:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD. See All Filings	D/A	2017-04-04 13:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540085 Filed Document 0001012975-17-000278 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroSpire Inc. See All Filings	D	2017-04-04 13:51:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001702396 Filed Document 0001702396-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:51:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HypGames, Inc. See All Filings	D	2017-04-04 13:51:04 UTC
Amount To Be Raised $2,190,478 Associated Brokers / Dealers N/A CIK Number 0001688181 Filed Document 0001144204-17-018791 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:51:04 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPOINT QUALIFIED FUND LP See All Filings	D/A	2017-04-04 13:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318388 Filed Document 0001012975-17-000277 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4th Prime Corp See All Filings	D/A	2017-04-04 13:49:01 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001701675 Filed Document 0001701675-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-04 13:49:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity