Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TME HOLDCO INC See All Filings	D/A	2017-04-06 08:22:12 UTC
Amount To Be Raised $424,565 Associated Brokers / Dealers NONE CIK Number 0001698457 Filed Document 0001698457-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 08:22:12 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Alula Hydronutrients, Inc. See All Filings	C	2017-04-06 07:06:24 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $500,000 CIK Number 0001702516 Filed Document 0001702516-17-000002 Accepted Date 2017-04-06 07:06:24 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Ondello Inc. See All Filings	C	2017-04-06 07:05:32 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,000,000 CIK Number 0001702939 Filed Document 0001702939-17-000001 Accepted Date 2017-04-06 07:05:32 UTC Type of Offering C Security Offered Amount 95,239 Security Offered Type Preferred Stock State CALIFORNIA
Engaged Capital Co-Invest V-A, LP See All Filings	D/A	2017-04-05 21:44:39 UTC
Amount To Be Raised $30,400,000 Associated Brokers / Dealers N/A CIK Number 0001700254 Filed Document 0001144204-17-019303 Exclusions or Exemptions 506b Accepted Date 2017-04-05 21:44:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund V, LLC See All Filings	D/A	2017-04-05 21:24:52 UTC
Amount To Be Raised $10,391,400 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001693700-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-05 21:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Niveau Brands Inc. See All Filings	C	2017-04-05 21:14:52 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001690631 Filed Document 0001665160-17-000112 Accepted Date 2017-04-05 21:14:52 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
Celadon Technology Fund IX, LLC See All Filings	D/A	2017-04-05 21:12:04 UTC
Amount To Be Raised $1,310,333 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001693700 Filed Document 0001693700-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 21:12:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GHR Acquisition, LLC See All Filings	D	2017-04-05 20:04:26 UTC
Amount To Be Raised $10,263,540 Associated Brokers / Dealers N/A CIK Number 0001698627 Filed Document 0001698627-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 20:04:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sunstone Value-Add Multifamily Fund IV, LLC See All Filings	D/A	2017-04-05 19:55:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Globalist Capital, LLC CIK Number 0001668368 Filed Document 0001668368-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:55:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AbCellera Biologics Inc. See All Filings	D	2017-04-05 19:47:19 UTC
Amount To Be Raised $863,329 Associated Brokers / Dealers N/A CIK Number 0001703057 Filed Document 0001140361-17-015051 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:47:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Doers Education Asean Ltd See All Filings	D	2017-04-05 19:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers na CIK Number 0001672885 Filed Document 0001021432-17-000116 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:34:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lab Sensor Solutions, Inc. See All Filings	C	2017-04-05 19:33:25 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $320,000 CIK Number 0001702248 Filed Document 0001702248-17-000002 Accepted Date 2017-04-05 19:33:25 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Franklin Hill Acquisition Corp See All Filings	D	2017-04-05 19:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001662640 Filed Document 0001021432-17-000115 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:26:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Global Indy I, LLC See All Filings	D	2017-04-05 19:26:10 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001703062 Filed Document 0001703062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:26:10 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PANGAEA VENTURES FUND IV, L.P. See All Filings	D/A	2017-04-05 19:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668797 Filed Document 0001668797-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 19:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Associates Equity Fund LLC IV See All Filings	D	2017-04-05 18:52:48 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001702868 Filed Document 0001702868-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 18:52:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Real Estate Fund III - Debt, LP See All Filings	D/A	2017-04-05 18:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654834 Filed Document 0001654834-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 18:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Singular Medical Technologies, Inc. See All Filings	D	2017-04-05 17:51:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001702687 Filed Document 0001702687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:51:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Motoroso, Inc. See All Filings	C/A	2017-04-05 17:50:58 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001609889 Filed Document 0001670254-17-000053 Accepted Date 2017-04-05 17:50:58 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Acera LLC See All Filings	D	2017-04-05 17:50:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers NA CIK Number 0001703002 Filed Document 0001703002-17-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-04-05 17:50:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Punch TV Studios Inc. See All Filings	1-A POS	2017-04-05 17:42:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651699 Filed Document 0001651699-17-000005 Accepted Date 2017-04-05 17:42:20 UTC Type of Offering 1-A POS Industry TELEVISION BROADCASTING STATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $34,490 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Taurus CD 189 Wellington EV LP See All Filings	D	2017-04-05 17:37:08 UTC
Amount To Be Raised $19,700,000 Associated Brokers / Dealers Alexander Jeffers, Allison Walk, and T Capital Funding, LLC CIK Number 0001702845 Filed Document 0001702845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:37:08 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guarnerix Inc. See All Filings	D/A	2017-04-05 17:28:34 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001656129 Filed Document 0001656129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:28:34 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Paralos Dry Bulk Recovery Fund See All Filings	D	2017-04-05 17:28:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702244 Filed Document 0001382963-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuMark US Large-Cap Market-Neutral I, LP See All Filings	D/A	2017-04-05 17:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642188 Filed Document 0001263421-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paralos Dry Bulk Recovery Fund, L.P. See All Filings	D	2017-04-05 17:26:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702189 Filed Document 0001382963-17-000066 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:26:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitefort Capital Fund, LP See All Filings	D	2017-04-05 17:25:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702735 Filed Document 0001013594-17-000329 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:25:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Transplant Genomics Inc. See All Filings	D	2017-04-05 17:14:11 UTC
Amount To Be Raised $5,525,247 Associated Brokers / Dealers Arcadia Securities, LLC CIK Number 0001604710 Filed Document 0001604710-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:14:11 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Happy Tax Holding Corp See All Filings	C	2017-04-05 17:13:20 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001690781 Filed Document 0001670254-17-000050 Accepted Date 2017-04-05 17:13:20 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State DELAWARE
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2017-04-05 17:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:10:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2017-04-05 17:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corsica Innovations Inc. See All Filings	C	2017-04-05 17:07:26 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,000,000 CIK Number 0001687516 Filed Document 0001687516-17-000001 Accepted Date 2017-04-05 17:07:26 UTC Type of Offering C Security Offered Amount 2,765 Security Offered Type Preferred Stock State COLORADO
Avenue Aviation Opportunities Fund II (Offshore), L.P. See All Filings	D	2017-04-05 17:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702025 Filed Document 0000950142-17-000726 Exclusions or Exemptions 506b Accepted Date 2017-04-05 17:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Engine Accelerator Fund I, L.P. See All Filings	D	2017-04-05 17:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702763 Filed Document 0001702763-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-05 17:00:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IM - Winter Holdings Inc. See All Filings	D	2017-04-05 16:55:29 UTC
Amount To Be Raised $7,000,006 Associated Brokers / Dealers N/A CIK Number 0001701697 Filed Document 0001701697-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:55:29 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2017-04-05 16:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Seniors Housing & Medical Properties Co-Investment Fund II LP See All Filings	D	2017-04-05 16:46:32 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001702972 Filed Document 0001477932-17-001577 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:46:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WUE Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2017-04-05 16:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630764 Filed Document 0001630764-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timberline Resources Corp See All Filings	D/A	2017-04-05 16:36:31 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers CIBC World Markets, Haywood Securities Inc., Canaccord Genuity, PI Financial Corp., and Leede Jones Gable CIK Number 0001288750 Filed Document 0001140361-17-014939 Exclusions or Exemptions 506c Accepted Date 2017-04-05 16:36:31 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Harmonic Investors LLC Fund I See All Filings	D/A	2017-04-05 16:36:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-04-05 16:36:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2017-04-05 16:35:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:35:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GK DST - Cedar Falls Grocery See All Filings	D/A	2017-04-05 16:28:03 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Peter Dorn, John P. Harvey Jr., Robert L. Boggess, Trawnegan Gall, David Kangas, Stephen R. Holt, Ivan West, Michael G. Culwell, Sudhanshu Jain, Brian M. Loschenko, Guy A. Harrigan, Gregory R. Hill, and John H. Ferguson CIK Number 0001680064 Filed Document 0001691188-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:28:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Amend Surgical, Inc. See All Filings	D	2017-04-05 16:24:57 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001656957 Filed Document 0001656957-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:24:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Cendana Blackbird, L.P. See All Filings	D	2017-04-05 16:24:48 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001702126 Filed Document 0001702126-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cendana Capital III, L.P. See All Filings	D/A	2017-04-05 16:23:43 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001667487 Filed Document 0001667487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:23:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Satori Resources Inc. See All Filings	D	2017-04-05 16:23:12 UTC
Amount To Be Raised $22,500 Associated Brokers / Dealers N/A CIK Number 0001703015 Filed Document 0001703015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:23:12 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Cendana Investments II, LP See All Filings	D/A	2017-04-05 16:22:23 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001678985 Filed Document 0001678985-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:22:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexgenia Inc. See All Filings	D	2017-04-05 16:19:45 UTC
Amount To Be Raised $1,900 Associated Brokers / Dealers N/A CIK Number 0001623317 Filed Document 0001168404-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-05 16:19:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Armed Forces Wireless/Mobile, Inc. See All Filings	D	2017-04-05 16:17:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630367 Filed Document 0001630367-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-05 16:17:50 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADAIR DUO DEVELOPMENT GP See All Filings	D	2017-04-05 16:14:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703000 Filed Document 0001703000-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-05 16:14:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other