Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SM MERGER/ARBITRAGE, L.P. See All Filings	D/A	2017-04-06 17:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231101 Filed Document 0000919574-17-003213 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ekistic Investments IV, LLC See All Filings	D	2017-04-06 17:42:33 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001703003 Filed Document 0001703003-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:42:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Donut Media Inc. See All Filings	D	2017-04-06 17:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696379 Filed Document 0001140361-17-015155 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:38:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ekistic Investments V, LLC See All Filings	D	2017-04-06 17:38:10 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001703004 Filed Document 0001703004-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ekistic Investments V, LLC See All Filings	D	2017-04-06 17:38:10 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001703004 Filed Document 0001703004-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CASA Partners VII Operating Partnership, LP See All Filings	D	2017-04-06 17:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702141 Filed Document 0001702141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT CONVEXITY OFFSHORE FUND, LTD. See All Filings	D	2017-04-06 17:26:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001699288 Filed Document 0001699288-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:26:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riata Acuity, LP See All Filings	D	2017-04-06 17:21:40 UTC
Amount To Be Raised $7,052,474 Associated Brokers / Dealers N/A CIK Number 0001702476 Filed Document 0001702476-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:21:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SALIENT CONVEXITY FUND, L.P. See All Filings	D	2017-04-06 17:20:41 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001698180 Filed Document 0001698180-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:20:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bayou City Energy II, L.P. See All Filings	D/A	2017-04-06 17:16:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691825 Filed Document 0001140361-17-015145 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:16:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stringbean Technologies LLC See All Filings	D	2017-04-06 17:15:16 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001703072 Filed Document 0001703072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:15:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHRGR Inc. See All Filings	C/A	2017-04-06 17:13:56 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount CIK Number 0001702784 Filed Document 0001644600-17-000055 Accepted Date 2017-04-06 17:13:56 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Sosnowski Fund, LP See All Filings	D/A	2017-04-06 17:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ray A. Balestri CIK Number 0001462729 Filed Document 0001315863-17-000326 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:11:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novita Pharmaceuticals, Inc. See All Filings	D/A	2017-04-06 17:07:23 UTC
Amount To Be Raised $6,464,669 Associated Brokers / Dealers N/A CIK Number 0001509360 Filed Document 0000897069-17-000216 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:07:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ALTRAVUE FUND I, LP See All Filings	D/A	2017-04-06 17:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671955 Filed Document 0001405086-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nine Point Energy Holdings, Inc. See All Filings	D	2017-04-06 17:00:20 UTC
Amount To Be Raised $178,573,000 Associated Brokers / Dealers N/A CIK Number 0001702042 Filed Document 0001167978-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:00:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KITSBOW LLC See All Filings	D	2017-04-06 16:58:04 UTC
Amount To Be Raised $1,200,667 Associated Brokers / Dealers N/A CIK Number 0001581629 Filed Document 0001581629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:58:04 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KYMETA Corp See All Filings	D	2017-04-06 16:57:42 UTC
Amount To Be Raised $73,576,847 Associated Brokers / Dealers N/A CIK Number 0001580860 Filed Document 0001580860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:57:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KPQ Holdings LP See All Filings	D	2017-04-06 16:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652904 Filed Document 0001652904-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:55:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QSpex Technologies Inc See All Filings	D/A	2017-04-06 16:54:45 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers Riverbank Capital Securities, Inc. CIK Number 0001418588 Filed Document 0001418588-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:54:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
GSN Games, Inc. See All Filings	D	2017-04-06 16:53:26 UTC
Amount To Be Raised $25,061,850 Associated Brokers / Dealers N/A CIK Number 0001702339 Filed Document 0001104659-17-021994 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:53:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Black Hydra Fund LP See All Filings	D/A	2017-04-06 16:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600477 Filed Document 0001600477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
MCM - Resi, LLC See All Filings	D	2017-04-06 16:47:37 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers None CIK Number 0001702841 Filed Document 0001493152-17-003603 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:47:37 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Fund, LP See All Filings	D/A	2017-04-06 16:46:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462117 Filed Document 0001595271-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:46:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuity EyeCare Rollover, LLC See All Filings	D	2017-04-06 16:45:57 UTC
Amount To Be Raised $5,698,943 Associated Brokers / Dealers N/A CIK Number 0001702759 Filed Document 0001702759-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:45:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2017-04-06 16:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001521634 Filed Document 0001625257-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosperitent Group, LP See All Filings	D/A	2017-04-06 16:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579262 Filed Document 0001579262-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphero, Inc. See All Filings	D	2017-04-06 16:36:12 UTC
Amount To Be Raised $43,000,004 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:36:12 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ESJ HIGHER GROUND LLLP See All Filings	D	2017-04-06 16:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flexam LP CIK Number 0001700997 Filed Document 0001700997-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESJ GUNN LLLP See All Filings	D	2017-04-06 16:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flexam LP CIK Number 0001700995 Filed Document 0001700995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:33:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acquisition Glacier II Inc. See All Filings	D	2017-04-06 16:31:07 UTC
Amount To Be Raised $2,368,813 Associated Brokers / Dealers N/A CIK Number 0001614111 Filed Document 0000950172-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:31:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Stoplight, Inc. See All Filings	D	2017-04-06 16:30:54 UTC
Amount To Be Raised $2,017,787 Associated Brokers / Dealers N/A CIK Number 0001665322 Filed Document 0001665322-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:30:54 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tracker Partners LP See All Filings	D/A	2017-04-06 16:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570764 Filed Document 0001570764-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raymond James Tax Credit Fund 44 L.L.C. See All Filings	D	2017-04-06 16:26:59 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc. and Sean M. Hannan CIK Number 0001702472 Filed Document 0001702472-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:26:59 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Yankeesteal, LLC See All Filings	D	2017-04-06 16:23:14 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001703077 Filed Document 0001703077-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:23:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jupiter Biomedical Research, Inc. See All Filings	D/A	2017-04-06 16:21:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001694280 Filed Document 0001553350-17-000372 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:21:08 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
West Creek Financial Holdings, Inc. See All Filings	D	2017-04-06 16:20:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676277 Filed Document 0001676277-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:20:04 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis Pozzolans LLC See All Filings	D/A	2017-04-06 16:16:49 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001671379 Filed Document 0001671379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:16:49 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
EI Spectra, LLC See All Filings	D	2017-04-06 16:16:15 UTC
Amount To Be Raised $1,614,810 Associated Brokers / Dealers N/A CIK Number 0001581803 Filed Document 0000927087-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:16:15 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
MOD Super Fast Pizza Intermediate Holdings I, LLC See All Filings	D	2017-04-06 16:13:02 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001702982 Filed Document 0001140361-17-015139 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:13:02 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital Global Private Equity Partners II, L.P. See All Filings	D	2017-04-06 16:10:44 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001701912 Filed Document 0001701912-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:10:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Bat Country, LLC See All Filings	C/A	2017-04-06 16:07:13 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $450,000 CIK Number 0001701184 Filed Document 0001701184-17-000003 Accepted Date 2017-04-06 16:07:13 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Alexander Capital Ventures LLC See All Filings	D	2017-04-06 16:05:16 UTC
Amount To Be Raised $1,278,900 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001682558-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:05:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geofortis Pozzolans LLC See All Filings	D	2017-04-06 16:01:21 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001671379 Filed Document 0001671379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:01:21 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2017-04-06 16:01:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001521633 Filed Document 0001625257-17-000054 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:01:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Capital Venture Partners XII, L.P. See All Filings	D	2017-04-06 16:00:50 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001701910 Filed Document 0001701910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 16:00:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Geofortis LLC See All Filings	D	2017-04-06 15:56:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 15:56:19 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Swing Application Ltd See All Filings	D	2017-04-06 15:55:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001703095 Filed Document 0001703095-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 15:55:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Commonfund Capital U.S. Private Equity Partners X, L.P. See All Filings	D	2017-04-06 15:52:09 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001701909 Filed Document 0001701909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 15:52:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Acuity EyeCare Parent Holdings, LLC See All Filings	D	2017-04-06 15:49:34 UTC
Amount To Be Raised $36,309,693 Associated Brokers / Dealers N/A CIK Number 0001702434 Filed Document 0001702434-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 15:49:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity