Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IONTERA, INC. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $3,697,539 Associated Brokers / Dealers N/A CIK Number 0001413427 Filed Document 0001413427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Visium Catalyst Offshore Fund, Ltd. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326637 Filed Document 0000919574-15-003130 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobitor Corp See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637710 Filed Document 0001637710-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cadence Biomedical, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001533465 Filed Document 0001533465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Abuyo, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001535287 Filed Document 0001079973-15-000218 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
npm, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $7,999,995 Associated Brokers / Dealers N/A CIK Number 0001600670 Filed Document 0001600670-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ostra Capital Partners 8, LP See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573915 Filed Document 0000919574-15-003122 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDEN RIM RESOURCES LTD See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers Sprott Global Resource Investments Ltd CIK Number 0001625137 Filed Document 0001625137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets $No Revenues Type of Security Equity
GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605090 Filed Document 0001605090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InAuth,Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $23,467,873 Associated Brokers / Dealers N/A CIK Number 0001637448 Filed Document 0001209191-15-029028 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thrasos Innovation Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001637636 Filed Document 0001637636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NOVINIUM INC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001268969 Filed Document 0001268969-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mast Select Opportunities, L.P. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526299 Filed Document 0001315863-15-000314 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairview Special Opportunities Fund II, L.P. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001631034 Filed Document 0001631034-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Glynn Partners IV, L.P. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001636001 Filed Document 0001636001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUO WORLD INC See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001635136 Filed Document 0001165527-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Starboard - Brite-Line, LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637792 Filed Document 0001637792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CORERX INC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers STILLPOINT CAPITAL LLC CIK Number 0001635467 Filed Document 0001078782-15-000431 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $315,145 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-15-000103 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ScanEarth, LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001636741 Filed Document 0001636741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Standard Analytics IO Inc See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001637319 Filed Document 0001637319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ICG Alternative Credit (Delaware) LP See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637216 Filed Document 0001507943-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EdgeTheory, LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001578415 Filed Document 0001578415-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Perennial Specialty Income Fund, LP See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636695 Filed Document 0001144204-15-018208 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironwood Concentrated Fund LP See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603910 Filed Document 0001546927-15-000109 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BioScrip, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $83,899,559 Associated Brokers / Dealers Cain Brothers & Company, LLC CIK Number 0001014739 Filed Document 0001144204-15-018133 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilmark Air 2017 LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637458 Filed Document 0001637458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZURE GROWTH EQUITY (SPRINKLR), L.P. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637423 Filed Document 0001637423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banihal Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637653 Filed Document 0001637653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Belles Organics, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001637555 Filed Document 0001637555-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
In Your Arms Developmental LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638093 Filed Document 0001638093-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TRIANGLE PEAK PARTNERS GLOBAL ALLOCATION LP See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446272 Filed Document 0001446272-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WISErg Corp See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $10,640,365 Associated Brokers / Dealers N/A CIK Number 0001538943 Filed Document 0001538943-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 9FE LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $93,500 Associated Brokers / Dealers N/A CIK Number 0001635850 Filed Document 0001635850-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler Real Estate Investment Trust, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers Compass Point Research & Trading, LLC and Maxim Group LLC CIK Number 0001527541 Filed Document 0001527541-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Torchlight Debt Opportunity Fund V, LP See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636534 Filed Document 0000947871-15-000225 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUIRFIELD VALUE PARTNERS, LP/PORTFOLIO E See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001637247 Filed Document 0000919574-15-003138 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Special Opportunities, LP See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637463 Filed Document 0000902664-15-001928 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feetz Inc See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001625129 Filed Document 0001625129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Boardage Partners, L.P. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591061 Filed Document 0001591061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast Select Opportunities, Ltd See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526298 Filed Document 0001315863-15-000315 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Socotra, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001622547 Filed Document 0001622547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GMO World Equity Allocation Investment Fund Plc See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545528 Filed Document 0001545528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J2 Software Solutions,Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,512,000 Associated Brokers / Dealers N/A CIK Number 0001551292 Filed Document 0001551292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Fayerweather Fund 1, L.P. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636490 Filed Document 0001636490-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Internet Fund, L.P. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549510 Filed Document 0001549510-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carrhae Capital Fund LP See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550306 Filed Document 0000902664-15-001923 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAST CREDIT OPPORTUNITIES I LTD See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263932 Filed Document 0001315863-15-000310 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchester Global Bond Fund-130/30 Currency Hedged See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636356 Filed Document 0001544824-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA GSO Capital Solutions Overseas Feeder Fund II Segregated Portfolio See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637290 Filed Document 0001637290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund