Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
L&K Manufacturing, Inc. See All Filings	D/A	2017-09-01 10:49:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667023 Filed Document 0001667023-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:49:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Calor Fund, L.P. See All Filings	D/A	2017-09-01 10:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683175 Filed Document 0001683175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
I-AM Capital Partners LLC See All Filings	D	2017-09-01 10:32:34 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001714740 Filed Document 0001465818-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:32:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MedCore Realty HSP, LLC See All Filings	D	2017-09-01 10:31:48 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001716054 Filed Document 0001716054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:31:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ridge Valley Investments, LLC See All Filings	D/A	2017-09-01 10:17:59 UTC
Amount To Be Raised $5,468,400 Associated Brokers / Dealers SANDLAPPER Securities, LLC CIK Number 0001714746 Filed Document 0001714746-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:17:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Driehaus Appraisal Litigation Fund, L.P. See All Filings	D/A	2017-09-01 10:14:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Driehaus Securities LLC CIK Number 0001683178 Filed Document 0001683178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:14:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adroit Worldwide Media, Inc. See All Filings	D	2017-09-01 10:07:23 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001716069 Filed Document 0001716069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:07:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Welto, Inc. See All Filings	D	2017-09-01 10:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716035 Filed Document 0001716035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:06:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Powerhouse Dynamics, Inc. See All Filings	D/A	2017-09-01 10:03:40 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001460517 Filed Document 0001460517-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-01 10:03:40 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rainier Wheatland Investors, LP See All Filings	D	2017-09-01 09:58:15 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001715820 Filed Document 0001715820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 09:58:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cobham plc See All Filings	D/A	2017-09-01 09:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501366 Filed Document 0001501366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 09:57:30 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
SummerHaven Commodity Offshore Fund, Ltd. See All Filings	D/A	2017-09-01 09:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546157 Filed Document 0000919574-17-006570 Exclusions or Exemptions 506b Accepted Date 2017-09-01 09:56:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Capy Inc. See All Filings	D	2017-09-01 09:48:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001715434 Filed Document 0001715434-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-01 09:48:20 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Cocoa Corp See All Filings	D	2017-09-01 09:09:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001647477 Filed Document 0001647477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 09:09:56 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
FILTRATION INDUSTRIAL LLC See All Filings	D/A	2017-09-01 08:59:05 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001709039 Filed Document 0001709039-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-01 08:59:05 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
FILTRATION INDUSTRIAL LLC See All Filings	D/A	2017-09-01 08:46:36 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001709039 Filed Document 0001709039-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-01 08:46:36 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
UHY Advisors Inc See All Filings	D/A	2017-09-01 08:32:03 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001413310 Filed Document 0001413310-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-01 08:32:03 UTC Type of Offering D/A Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS INSTITUTIONAL FUND, LLC See All Filings	D/A	2017-09-01 08:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465560 Filed Document 0001465560-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-01 08:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merricks Capital Soft Commodities FOO Master Fund See All Filings	D/A	2017-09-01 07:31:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653705 Filed Document 0000902664-17-003490 Exclusions or Exemptions 506b Accepted Date 2017-09-01 07:31:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Merricks Capital Soft Commodities FOO Feeder Fund See All Filings	D/A	2017-09-01 07:29:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653699 Filed Document 0000902664-17-003489 Exclusions or Exemptions 506b Accepted Date 2017-09-01 07:29:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Koppenberg Macro Commodity Fund, Ltd. See All Filings	D/A	2017-09-01 07:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital Inc. CIK Number 0001461517 Filed Document 0000902664-17-003488 Exclusions or Exemptions 506b Accepted Date 2017-09-01 07:08:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koppenberg Macro Commodity Fund, L.P. See All Filings	D/A	2017-09-01 07:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital Inc. CIK Number 0001461473 Filed Document 0000902664-17-003487 Exclusions or Exemptions 506b Accepted Date 2017-09-01 07:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylete, Inc. See All Filings	1-A	2017-09-01 06:33:15 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001599738 Filed Document 0001683168-17-002286 Accepted Date 2017-09-01 06:33:15 UTC Type of Offering 1-A Industry APPAREL & OTHER FINISHD PRODS OF FABRICS & SIMILAR MATL Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $6,924,728 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
Graphite One Resources Inc. See All Filings	D	2017-09-01 06:05:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620742 Filed Document 0001209191-17-050985 Exclusions or Exemptions 506b Accepted Date 2017-09-01 06:05:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DTHERA SCIENCES See All Filings	D	2017-08-31 21:51:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001586372 Filed Document 0001586372-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-31 21:51:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MycoTechnology, Inc. See All Filings	D/A	2017-08-31 21:39:38 UTC
Amount To Be Raised $40,326,567 Associated Brokers / Dealers . CIK Number 0001589814 Filed Document 0001589814-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-31 21:39:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EquiAlt Fund II, LLC See All Filings	D/A	2017-08-31 21:10:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001576949 Filed Document 0001576949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 21:10:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Dirty Dancing Touring LLC See All Filings	D	2017-08-31 20:43:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715411 Filed Document 0001715411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 20:43:21 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mi Ola, Incorporated See All Filings	C/A	2017-08-31 20:04:02 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001671112 Filed Document 0001665160-17-000395 Accepted Date 2017-08-31 20:04:02 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
Longfin Corp See All Filings	1-A POS	2017-08-31 19:55:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699683 Filed Document 0001699683-17-000023 Accepted Date 2017-08-31 19:55:42 UTC Type of Offering 1-A POS Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $298,786 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
FVCBankcorp, Inc. See All Filings	D	2017-08-31 19:52:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001675644 Filed Document 0001484364-17-000040 Exclusions or Exemptions 506b Accepted Date 2017-08-31 19:52:03 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CuraSeal Inc. See All Filings	D	2017-08-31 19:31:40 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001641680 Filed Document 0001641680-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 19:31:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PayJoy, Inc. See All Filings	D	2017-08-31 18:59:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001655009 Filed Document 0001655009-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 18:59:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
LEITLOCK Directed Capital Fund I LLC See All Filings	D/A	2017-08-31 18:50:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Watchdog Capital, LLC and Pariter Securities, LLC CIK Number 0001702989 Filed Document 0001702989-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-31 18:50:07 UTC Type of Offering D/A Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
BioClonetics Immunotherapeutics, Inc. See All Filings	C/A	2017-08-31 18:45:11 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001701251 Filed Document 0001670254-17-000251 Accepted Date 2017-08-31 18:45:11 UTC Type of Offering C/A Security Offered Amount 200,000 Security Offered Type Other State TEXAS
Phoenix Technology Group Inc. See All Filings	D	2017-08-31 18:44:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001715779 Filed Document 0001715779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 18:44:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Secured Real Estate Income Fund II, LLC See All Filings	1-A/A	2017-08-31 18:42:35 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678107 Filed Document 0001445866-17-001285 Accepted Date 2017-08-31 18:42:35 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Alumina Global Equity Select, LP See All Filings	D	2017-08-31 18:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715987 Filed Document 0001715987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 18:32:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skyland Analytics Inc. See All Filings	D	2017-08-31 18:17:50 UTC
Amount To Be Raised $889,993 Associated Brokers / Dealers N/A CIK Number 0001651009 Filed Document 0001651009-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-31 18:17:50 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
IAM Credit Opportunities Master Fund, LP See All Filings	D/A	2017-08-31 18:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559571 Filed Document 0001559571-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 18:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evensi, Inc. See All Filings	D	2017-08-31 17:53:53 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001715774 Filed Document 0001715774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:53:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Jennison Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2017-08-31 17:49:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001582260 Filed Document 0001582260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:49:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAM Credit Opportunities Fund, LP See All Filings	D/A	2017-08-31 17:46:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557402 Filed Document 0001557402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:46:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEPPERTREE RANCH LLC See All Filings	D/A	2017-08-31 17:37:07 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers Growth Capital Growth Services CIK Number 0001714633 Filed Document 0001714633-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:37:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Frontier Fund V-B, L.P. See All Filings	D	2017-08-31 17:34:29 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Lazard Freres & Co LLC CIK Number 0001715808 Filed Document 0001715808-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:34:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JENNISON GLOBAL HEALTHCARE FUND LP See All Filings	D/A	2017-08-31 17:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001464243 Filed Document 0001464243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Fund V-A, L.P. See All Filings	D	2017-08-31 17:30:55 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Lazard Freres & Co LLC CIK Number 0001715806 Filed Document 0001715806-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:30:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HKW CAPITAL PARTNERS V-A, L.P. See All Filings	D	2017-08-31 17:28:49 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers THOMAS CAPITAL GROUP, INC. CIK Number 0001715754 Filed Document 0001715754-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HKW CAPITAL PARTNERS V, L.P. See All Filings	D	2017-08-31 17:28:25 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers THOMAS CAPITAL GROUP, INC. CIK Number 0001715741 Filed Document 0001715741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:28:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2017-08-31 17:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-31 17:27:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund