Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Clearfield Offshore Fund Ltd. See All Filings	D/A	2017-05-11 10:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640211 Filed Document 0000902664-17-002272 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Power Supply Collective, Inc. See All Filings	D	2017-05-11 10:11:08 UTC
Amount To Be Raised $6,764,553 Associated Brokers / Dealers N/A CIK Number 0001593389 Filed Document 0001593389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:11:08 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearfield 2015 LLC See All Filings	D/A	2017-05-11 10:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640227 Filed Document 0000902664-17-002271 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLJH Management, LLC See All Filings	D	2017-05-11 10:10:39 UTC
Amount To Be Raised $1,999,992 Associated Brokers / Dealers N/A CIK Number 0001671331 Filed Document 0001671331-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:10:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
P10 Industries, Inc. See All Filings	D	2017-05-11 10:09:27 UTC
Amount To Be Raised $14,650,000 Associated Brokers / Dealers N/A CIK Number 0001044435 Filed Document 0001209191-17-031379 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:09:27 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lyric Financial, LLC See All Filings	D	2017-05-11 10:08:24 UTC
Amount To Be Raised $2,781,605 Associated Brokers / Dealers N/A CIK Number 0001700189 Filed Document 0001700189-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:08:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CLINTON SPECIAL OPPORTUNITIES FUND LLC See All Filings	D/A	2017-05-11 10:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381140 Filed Document 0000902664-17-002270 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:07:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clinton Equity Strategies Fund, L.P. See All Filings	D/A	2017-05-11 10:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548843 Filed Document 0000902664-17-002269 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alphonso Inc. See All Filings	D	2017-05-11 10:04:56 UTC
Amount To Be Raised $8,704,586 Associated Brokers / Dealers N/A CIK Number 0001706362 Filed Document 0001706362-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:04:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HomeBancorp, Inc. See All Filings	D/A	2017-05-11 10:04:40 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods CIK Number 0001400106 Filed Document 0001400106-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:04:40 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CONCHOID CAPITAL FUND LP See All Filings	D/A	2017-05-11 10:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606966 Filed Document 0001013594-17-000382 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:00:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADEN CAPITAL, L.P. See All Filings	D/A	2017-05-11 09:59:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607586 Filed Document 0001013594-17-000381 Exclusions or Exemptions 506b Accepted Date 2017-05-11 09:59:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-11 08:28:48 UTC
Amount To Be Raised $13,005 Associated Brokers / Dealers Arthur Gilbert, Jason Burlie, Steven Cwienkala, and Douglass Woolley CIK Number 0001135856 Filed Document 0001135856-17-000157 Exclusions or Exemptions 506b Accepted Date 2017-05-11 08:28:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CIBUS Fund L.P. See All Filings	D	2017-05-11 08:20:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704917 Filed Document 0000945621-17-000237 Exclusions or Exemptions 506b Accepted Date 2017-05-11 08:20:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-11 08:11:13 UTC
Amount To Be Raised $372,000 Associated Brokers / Dealers Todd Mezrah CIK Number 0001135856 Filed Document 0001135856-17-000156 Exclusions or Exemptions 506b Accepted Date 2017-05-11 08:11:13 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2017-05-11 07:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001692236 Filed Document 0001692236-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-11 07:59:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outlier Ventures 2017 MCS LLC See All Filings	D	2017-05-11 07:41:32 UTC
Amount To Be Raised $513,000 Associated Brokers / Dealers N/A CIK Number 0001704059 Filed Document 0001704059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 07:41:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 106 See All Filings	D	2017-05-11 07:19:31 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697292 Filed Document 0001697292-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 07:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEAT BIOLOGICS, INC. See All Filings	D	2017-05-11 07:00:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001476963 Filed Document 0001553350-17-000527 Exclusions or Exemptions 506b Accepted Date 2017-05-11 07:00:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MIDDLEFIELD BANC CORP See All Filings	D	2017-05-11 06:18:47 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000836147 Filed Document 0001209191-17-031423 Exclusions or Exemptions 506b Accepted Date 2017-05-11 06:18:47 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Jet Capital Concentrated Offshore Fund, Ltd. See All Filings	D/A	2017-05-11 06:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549328 Filed Document 0000902664-17-002268 Exclusions or Exemptions 506b Accepted Date 2017-05-11 06:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Jet Capital Concentrated Fund, L.P. See All Filings	D/A	2017-05-11 06:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332912 Filed Document 0000902664-17-002267 Exclusions or Exemptions 506b Accepted Date 2017-05-11 06:01:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Exploride Inc See All Filings	C/A	2017-05-10 21:52:09 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $99,999 CIK Number 0001697113 Filed Document 0001665160-17-000174 Accepted Date 2017-05-10 21:52:09 UTC Type of Offering C/A Security Offered Amount 64,935 Security Offered Type Common Stock State MARYLAND
LEAF GROUP LTD. See All Filings	D	2017-05-10 21:36:25 UTC
Amount To Be Raised $1,820,552 Associated Brokers / Dealers Deny Designs CIK Number 0001365038 Filed Document 0001365038-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-10 21:36:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Crowdfunz 2243 Jackson Ave LLC See All Filings	D	2017-05-10 21:04:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001706398 Filed Document 0001706398-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-10 21:04:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SaltWorth Capital, LLC See All Filings	D	2017-05-10 20:41:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706104 Filed Document 0001706104-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-10 20:41:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
A-NNK-16-Fund, a series of AX-NoLi-Funds, LLC See All Filings	D	2017-05-10 20:29:37 UTC
Amount To Be Raised $122,000 Associated Brokers / Dealers N/A CIK Number 0001703518 Filed Document 0001703498-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 20:29:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OOC-19-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-05-10 20:20:16 UTC
Amount To Be Raised $182,993 Associated Brokers / Dealers N/A CIK Number 0001703498 Filed Document 0001703498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 20:20:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNAL MEDICINE NETWORK GROUP INC. See All Filings	D	2017-05-10 20:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001587639 Filed Document 0001587639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 20:17:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Exploride, Inc. See All Filings	C/A	2017-05-10 19:55:26 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $99,999 CIK Number 0001697113 Filed Document 0001665160-17-000170 Accepted Date 2017-05-10 19:55:26 UTC Type of Offering C/A Security Offered Amount 64,935 Security Offered Type Common Stock State MARYLAND
Exploride Inc See All Filings	C	2017-05-10 19:43:18 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $99,999 CIK Number 0001697113 Filed Document 0001665160-17-000168 Accepted Date 2017-05-10 19:43:18 UTC Type of Offering C Security Offered Amount 64,935 Security Offered Type Common Stock State MARYLAND
Metropolitan Partners Fund IV LLC See All Filings	D/A	2017-05-10 19:42:44 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001698676 Filed Document 0001698676-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-10 19:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Partners Fund IV LLC See All Filings	D/A	2017-05-10 19:35:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001698676 Filed Document 0001698676-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-10 19:35:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peptilogics, Inc. See All Filings	D	2017-05-10 19:26:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001663983 Filed Document 0001663983-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-10 19:26:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GS&A GLOBAL SPECIAL SITUATIONS FUND See All Filings	D	2017-05-10 19:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706414 Filed Document 0001706414-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 19:19:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Paragon Advisors Corp See All Filings	D	2017-05-10 19:15:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001706299 Filed Document 0001706299-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 19:15:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
BECAUSE COSMETICS LLC See All Filings	D	2017-05-10 19:02:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NONE CIK Number 0001704552 Filed Document 0001704552-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-10 19:02:10 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Sidecar Interactive, Inc. See All Filings	D	2017-05-10 18:35:05 UTC
Amount To Be Raised $8,523,320 Associated Brokers / Dealers N/A CIK Number 0001451353 Filed Document 0001451353-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 18:35:05 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Snow Park Special Opportunities Fund, LLC See All Filings	D	2017-05-10 18:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706300 Filed Document 0001706300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 18:24:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVI II CO-INVEST LP See All Filings	D/A	2017-05-10 18:20:26 UTC
Amount To Be Raised $161,400,000 Associated Brokers / Dealers N/A CIK Number 0001675814 Filed Document 0001674537-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 18:20:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MARWYN VALUE INVESTORS II LP See All Filings	D/A	2017-05-10 18:14:23 UTC
Amount To Be Raised $645,600,000 Associated Brokers / Dealers CREDIT SUISSE ASSET MANAGEMENT LIMITED CIK Number 0001674537 Filed Document 0001674537-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 18:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Varde Mortgage Fund II, L.P. See All Filings	D	2017-05-10 18:10:05 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001706312 Filed Document 0001706312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 18:10:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chanticleer Holdings, Inc. See All Filings	D	2017-05-10 17:51:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers T.R. Winston & Company LLC CIK Number 0001106838 Filed Document 0001106838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:51:41 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Sawtooth Solutions, LLC See All Filings	D	2017-05-10 17:41:23 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001486066 Filed Document 0001486066-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:41:23 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Octant Energy Corp. See All Filings	D	2017-05-10 17:41:03 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001705896 Filed Document 0001705896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:41:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Pearl Portfolio, LLC See All Filings	D	2017-05-10 17:36:39 UTC
Amount To Be Raised $2,422,875 Associated Brokers / Dealers SKB Securities, Robert R. Walker, Jr., and Christopher T. Courtiol CIK Number 0001706365 Filed Document 0001706365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:36:39 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
SKB-Pearl Portfolio, LLC See All Filings	D	2017-05-10 17:36:39 UTC
Amount To Be Raised $2,422,875 Associated Brokers / Dealers SKB Securities, Robert R. Walker, Jr., and Christopher T. Courtiol CIK Number 0001706365 Filed Document 0001706365-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:36:39 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Proscia Inc. See All Filings	D	2017-05-10 17:28:39 UTC
Amount To Be Raised $927,200 Associated Brokers / Dealers N/A CIK Number 0001625007 Filed Document 0001625007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Private Equity Secondaries Fund XVI (Offshore), L.P. See All Filings	D	2017-05-10 17:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001706113 Filed Document 0001706113-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:25:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELITE PHARMACEUTICALS INC /NV/ See All Filings	D	2017-05-10 17:22:39 UTC
Amount To Be Raised $41,600,000 Associated Brokers / Dealers N/A CIK Number 0001053369 Filed Document 0001053369-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-10 17:22:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity