Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Orderly Health Inc. See All Filings	D	2017-04-13 17:38:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001669545 Filed Document 0001669545-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:38:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Katerra Inc. See All Filings	D	2017-04-13 17:38:17 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001634563 Filed Document 0001168404-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:38:17 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Standard Partners, L.P. See All Filings	D/A	2017-04-13 17:37:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568493 Filed Document 0000899140-17-000380 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:37:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Standard Offshore Fund Ltd. See All Filings	D/A	2017-04-13 17:37:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568528 Filed Document 0000899140-17-000379 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:37:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fresh Start Beverage Co See All Filings	D	2017-04-13 17:28:32 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001676080 Filed Document 0001676080-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:28:32 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JJR Clothing, Inc. See All Filings	D	2017-04-13 17:22:47 UTC
Amount To Be Raised $2,375,236 Associated Brokers / Dealers N/A CIK Number 0001689642 Filed Document 0001689642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:22:47 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PHOENIX FABRICATORS HOLDING, LLC See All Filings	D	2017-04-13 17:19:29 UTC
Amount To Be Raised $24,240,500 Associated Brokers / Dealers N/A CIK Number 0001703420 Filed Document 0001405086-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:19:29 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Wallace Investment Fund, LP See All Filings	D/A	2017-04-13 17:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Advisors, LLC CIK Number 0001554030 Filed Document 0001554030-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USFRT II FM Lending LLC See All Filings	D	2017-04-13 17:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664455 Filed Document 0001664455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:08:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
McCarthy Gross Capital, LP See All Filings	D	2017-04-13 17:07:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701110 Filed Document 0001701110-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:07:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Uranium Corp See All Filings	D	2017-04-13 17:06:33 UTC
Amount To Be Raised $2,380,994 Associated Brokers / Dealers Haywood Securities Inc., Gravitas Securities Inc., and Canaccord Genuity Corp. CIK Number 0001621906 Filed Document 0001621906-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:06:33 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Claros Mortgage Trust, Inc. See All Filings	D/A	2017-04-13 17:03:34 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001666291 Filed Document 0001140361-17-015799 Exclusions or Exemptions 506b Accepted Date 2017-04-13 17:03:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bioniz Therapeutics, Inc. See All Filings	D/A	2017-04-13 16:55:33 UTC
Amount To Be Raised $18,640,340 Associated Brokers / Dealers N/A CIK Number 0001662388 Filed Document 0001662388-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:55:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REFLEXIS SYSTEMS INC See All Filings	D	2017-04-13 16:50:53 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001371372 Filed Document 0001371372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:50:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rajant Corp See All Filings	D	2017-04-13 16:45:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001703830 Filed Document 0001703830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:45:56 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Orion Commodities Offshore Fund Ltd. See All Filings	D	2017-04-13 16:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703261 Filed Document 0001703261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bienville Argentina Opportunities Offshore Fund 2.0, Ltd. See All Filings	D	2017-04-13 16:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702688 Filed Document 0001192482-17-000102 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:44:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon High Income Municipal Fund, LP See All Filings	D/A	2017-04-13 16:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Advisors, LLC CIK Number 0001557295 Filed Document 0001557295-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:42:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloudCar, Inc. See All Filings	D	2017-04-13 16:42:25 UTC
Amount To Be Raised $44,172,721 Associated Brokers / Dealers N/A CIK Number 0001552752 Filed Document 0001552752-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:42:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bienville Argentina Opportunities Fund 2.0, LP See All Filings	D	2017-04-13 16:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701077 Filed Document 0001192482-17-000101 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM FINANCIAL TRUST INC See All Filings	D	2017-04-13 16:42:04 UTC
Amount To Be Raised $116,449,117 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:42:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Polunin Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2017-04-13 16:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, and Daniel Adrian Weiss CIK Number 0001605885 Filed Document 0001192482-17-000100 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:41:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
JOSHUA DAVID MELLBERG, LLC See All Filings	D	2017-04-13 16:40:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NONE CIK Number 0001703226 Filed Document 0001703226-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:40:35 UTC Type of Offering D Industry Insurance Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
202 Self-Storage, LLC See All Filings	D/A	2017-04-13 16:39:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001687514 Filed Document 0001687514-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:39:41 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PALO ALTO HEALTHCARE FUND II L P See All Filings	D/A	2017-04-13 16:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001366743 Filed Document 0000941712-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:35:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shadeland Realty, LLC See All Filings	D	2017-04-13 16:34:42 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001703783 Filed Document 0001703783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:34:42 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2017-04-13 16:34:09 UTC
Amount To Be Raised $30,834,171 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-17-003543 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:34:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHI Orthotics, LLC See All Filings	D	2017-04-13 16:34:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001703620 Filed Document 0001703620-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:34:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MICRO CAP PARTNERS L P See All Filings	D/A	2017-04-13 16:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0000941712 Filed Document 0000941712-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:33:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE II LTD See All Filings	D/A	2017-04-13 16:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001430918 Filed Document 0001430918-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE LTD See All Filings	D/A	2017-04-13 16:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001372021 Filed Document 0001372021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:28:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurHealth Holding Co LLC See All Filings	D	2017-04-13 16:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703439 Filed Document 0001703439-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:28:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Lagunita, Ltd. See All Filings	D/A	2017-04-13 16:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001605896 Filed Document 0001605896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Field Equities - Fund I LLC See All Filings	D	2017-04-13 16:25:35 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001640706 Filed Document 0001640706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polunin Developing Countries Fund, LLC See All Filings	D/A	2017-04-13 16:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, Daniel Adrian Weiss, Paul Joseph Weissman, Nansie Jean Bernard, and Roberto Tancinco Fabros CIK Number 0001529217 Filed Document 0001192482-17-000099 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:24:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Managed Fund/GAM Global Rates Hedge Fund Ltd. See All Filings	D/A	2017-04-13 16:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001466899 Filed Document 0001140361-17-015795 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Verition Partners Fund LLC See All Filings	D/A	2017-04-13 16:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603383 Filed Document 0001603383-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Ridge Diversified Fund III, LP See All Filings	D	2017-04-13 16:21:46 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001703642 Filed Document 0001703642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:21:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Fund/Sandler Plus Offshore Fund Ltd. See All Filings	D/A	2017-04-13 16:20:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001542699 Filed Document 0001140361-17-015793 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:20:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2017-04-13 16:17:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0001625257-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:17:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonk Breaker, LLC See All Filings	D	2017-04-13 16:16:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001703686 Filed Document 0001703686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:16:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Akers Biosciences, Inc. See All Filings	D	2017-04-13 16:13:00 UTC
Amount To Be Raised $2,027,760 Associated Brokers / Dealers None CIK Number 0001321834 Filed Document 0001493152-17-003835 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:13:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bioniz Therapeutics, Inc. See All Filings	D/A	2017-04-13 16:10:16 UTC
Amount To Be Raised $18,640,340 Associated Brokers / Dealers N/A CIK Number 0001662388 Filed Document 0001662388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:10:16 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lab Cat Games LLC See All Filings	C	2017-04-13 16:09:31 UTC
Financial Interest A 2.5% security fee. Filing Platform MANORHAVEN CAPITAL LLC Offering Amount $24,000 CIK Number 0001703108 Filed Document 0001703108-17-000006 Accepted Date 2017-04-13 16:09:31 UTC Type of Offering C Security Offered Amount 480 Security Offered Type Other State OREGON
WHALE ROCK FLAGSHIP FUND LTD See All Filings	D/A	2017-04-13 16:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001457666 Filed Document 0001457666-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slalom Investments, LP See All Filings	D	2017-04-13 16:08:03 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:08:03 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XVIII LLC See All Filings	D/A	2017-04-13 16:07:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001699433 Filed Document 0001699433-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CareDox Inc. See All Filings	D	2017-04-13 16:07:19 UTC
Amount To Be Raised $11,816,277 Associated Brokers / Dealers N/A CIK Number 0001517611 Filed Document 0001517611-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:07:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHALE ROCK FLAGSHIP FUND L P See All Filings	D/A	2017-04-13 16:05:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001363290 Filed Document 0001363290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:05:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHALE ROCK FLAGSHIP (AI) FUND LP See All Filings	D/A	2017-04-13 16:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001457667 Filed Document 0001457667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-13 16:02:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund