Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dampier Subsea Corp. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $9,249,900 Associated Brokers / Dealers Pelagic Strategic Partners, LLC CIK Number 0001604504 Filed Document 0001604504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: WNTN Dedicated Investor Fund Ltd See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001605041 Filed Document 0001140361-14-016586 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgilOne, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $25,000,016 Associated Brokers / Dealers N/A CIK Number 0001563380 Filed Document 0001563380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EXMO Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605564 Filed Document 0001605564-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
SPIRE CAPITAL PARTNERS III, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQUEDUCT CAPITAL GROUP, LLC CIK Number 0001573920 Filed Document 0001605447-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians' Health Choice, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596021 Filed Document 0001596021-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Reaction Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600230 Filed Document 0001600230-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Aviation Ventures Series Fund II LLC Series One See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001573430 Filed Document 0001382963-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Master Portfolio (A), L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488800 Filed Document 0001488800-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salesvue, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605642 Filed Document 0001140361-14-016725 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Rockefeller Sustainability & Impact SMID Cap Fund, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527792 Filed Document 0000945621-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001605447-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concordia G-10 Fixed Income Relative Value I, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541714 Filed Document 0001371269-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMMUNE PHARMACEUTICALS INC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $11,720,475 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001208261 Filed Document 0001208261-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VAPORIN, INC. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001504937 Filed Document 0001493152-14-001118 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Partners Capital Falcon Fund (A), L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493437 Filed Document 0001493437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liaison Technologies, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001517852 Filed Document 0001517852-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TINKERINE STUDIOS LTD. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $96,556 Associated Brokers / Dealers N/A CIK Number 0001592681 Filed Document 0001085037-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pi-Coral, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001605537 Filed Document 0001605537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted U.S. Logistics Holdings, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460242 Filed Document 0001308526-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS GAVEA FUND, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001522380 Filed Document 0001605447-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZRE III Access Fund LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001604835 Filed Document 0001140361-14-016612 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMIGER PARTNERS L P See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001279826 Filed Document 0000919574-14-002625 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECG Russell, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001605556 Filed Document 0001605556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
EOS Surfaces LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001526626 Filed Document 0001526626-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CROSSROADS SYSTEMS INC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $4,482,816 Associated Brokers / Dealers N/A CIK Number 0001093207 Filed Document 0001144204-14-022490 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bentall Kennedy Management (U.S.) Limited Partnership See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $260,537 Associated Brokers / Dealers N/A CIK Number 0001523984 Filed Document 0001523984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fairway-Parkside, LLLP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $11,350,000 Associated Brokers / Dealers N/A CIK Number 0001605416 Filed Document 0001605416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Form Crete, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001605528 Filed Document 0001605528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SIMCOE PARTNERS L P See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC and Robotti & Company, LLC CIK Number 0001220336 Filed Document 0000919574-14-002620 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient Trend Institutional V20 Fund, L.P. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers David Hicks CIK Number 0001605340 Filed Document 0001605340-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HILDENE OPPORTUNITIES FUND LP See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group and Agecroft Partners LLC CIK Number 0001434127 Filed Document 0001434127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THERANOSTICS HEALTH, INC. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Concordia Municipal Opportunities Fund III, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371269 Filed Document 0001371269-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aviation Ventures Series Fund LLC Series One See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised $5,735,000 Associated Brokers / Dealers N/A CIK Number 0001569284 Filed Document 0001382963-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
PERELLA WEINBERG PARTNERS XERION FUND LP See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424531 Filed Document 0000902664-14-002198 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KTS Holdings, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605518 Filed Document 0001605518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Parthenon Short Maturity High Yield Bond Fund, LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605255 Filed Document 0001566114-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPEN BLUE SEA FARMS, INC. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001453312 Filed Document 0001453312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hildene Opportunities Fund II, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541435 Filed Document 0001541435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ezCater, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001531046 Filed Document 0001531046-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vir-Sec, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500559 Filed Document 0001144204-14-022348 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TRIANGLE PEAK PARTNERS GLOBAL ALLOCATION LP See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446272 Filed Document 0001446272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Trend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001440755 Filed Document 0000898432-14-000580 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Small Cap Fund LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TIGER GLOBAL PRIVATE INVESTMENT PARTNERS VIII, L.P. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001604528 Filed Document 0001604528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Five Mile Capital Residential Bridge Loan Venture II LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers . CIK Number 0001605055 Filed Document 0001605055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HEALTH INTELLIGENCE CO LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508432 Filed Document 0001508432-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OVERLOOK PERFORMANCE FUND See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES INC. CIK Number 0001459637 Filed Document 0001459637-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Squadra Equity Fund Ltd. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550444 Filed Document 0001550444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity