Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CCI TECHNOLOGY PARTNERS, L.P. See All Filings	D/A	2017-05-12 11:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001182273 Filed Document 0000902664-17-002308 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crotega L.L.C. See All Filings	D	2017-05-12 11:24:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677258 Filed Document 0001677258-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:24:10 UTC Type of Offering D Industry Construction Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CCI HEALTHCARE PARTNERS II DIVERSIFIED, L.P. See All Filings	D/A	2017-05-12 11:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277313 Filed Document 0000902664-17-002307 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGOOD LLC See All Filings	D	2017-05-12 11:23:51 UTC
Amount To Be Raised $1,571,529 Associated Brokers / Dealers N/A CIK Number 0001432039 Filed Document 0001432039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:23:51 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CCI HEALTHCARE PARTNERS DIVERSIFIED, L.P. See All Filings	D/A	2017-05-12 11:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc., and Silver Leaf Partners, LLC CIK Number 0001180853 Filed Document 0000902664-17-002306 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:22:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEDICAL CENTER SURGERY ASSOCIATES, L.P. See All Filings	D/A	2017-05-12 11:16:57 UTC
Amount To Be Raised $1,176,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001680755 Filed Document 0001680755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:16:57 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PING EXCEPTIONAL VALUE FUND OFFSHORE, LTD See All Filings	D/A	2017-05-12 11:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanjay Patel CIK Number 0001435070 Filed Document 0001435070-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INSIGNIA INSURANCE DEDICATED FUND L P See All Filings	D/A	2017-05-12 11:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390922 Filed Document 0001390922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PING EXCEPTIONAL VALUE FUND, LP See All Filings	D/A	2017-05-12 11:06:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001435074 Filed Document 0001435074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:06:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIA Diagnostics Inc. See All Filings	D	2017-05-12 11:03:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656738 Filed Document 0001656738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 11:03:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Business Rockstars LLC See All Filings	D	2017-05-12 10:58:24 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001660687 Filed Document 0001140361-17-019945 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:58:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ping Emerging Markets Macro Fund See All Filings	D/A	2017-05-12 10:57:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001512711 Filed Document 0001512711-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:57:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Entrepreneurs' Fund VIII, L.P. See All Filings	D	2017-05-12 10:55:57 UTC
Amount To Be Raised $14,470,000 Associated Brokers / Dealers N/A CIK Number 0001693818 Filed Document 0001693818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:55:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Savile Row Healthcare Hedged Equity Institutional Fund, LLC See All Filings	D/A	2017-05-12 10:53:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672010 Filed Document 0001015325-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:53:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
GrizzlyRock Value Partners, LP See All Filings	D/A	2017-05-12 10:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 303 Alternatives, LLC and Old City Securities LLC CIK Number 0001568243 Filed Document 0001568243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Lights Royalties II LP See All Filings	D/A	2017-05-12 10:51:33 UTC
Amount To Be Raised $8,850,000 Associated Brokers / Dealers N/A CIK Number 0001688565 Filed Document 0001688565-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-12 10:51:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ping Emerging Markets Macro Fund, LP See All Filings	D/A	2017-05-12 10:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001531360 Filed Document 0001531360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:46:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Orienteer HV International Fund, L.P. See All Filings	D	2017-05-12 10:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706194 Filed Document 0001706194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:42:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GDAP Lux Corp. See All Filings	D	2017-05-12 10:29:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001705452 Filed Document 0001705452-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:29:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Multi-Strategy Portfolio Lightning, LLC See All Filings	D/A	2017-05-12 10:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001576354 Filed Document 0001704875-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monterrey Cove Holdings, LLC See All Filings	D	2017-05-12 10:10:17 UTC
Amount To Be Raised $17,726,310 Associated Brokers / Dealers N/A CIK Number 0001703677 Filed Document 0001703677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:10:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PHC Fund Ltd. See All Filings	D	2017-05-12 10:08:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706251 Filed Document 0001706251-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 10:08:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLR Equity Partners V Co-Invest, L.P. See All Filings	D	2017-05-12 09:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703611 Filed Document 0001140361-17-019927 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:51:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Managed Fund/Lynx Fund Ltd See All Filings	D/A	2017-05-12 09:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001577483 Filed Document 0001140361-17-019926 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Managed Fund/Jana Partners Fund Ltd See All Filings	D/A	2017-05-12 09:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001487966 Filed Document 0001140361-17-019924 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:45:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Managed Fund/Winton Capital Management Fund Ltd See All Filings	D/A	2017-05-12 09:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001468161 Filed Document 0001140361-17-019922 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Methuselah Funds, LLC See All Filings	D	2017-05-12 09:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706183 Filed Document 0001706183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:43:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Fund/Observatory Credit Markets Fund Ltd See All Filings	D/A	2017-05-12 09:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001435376 Filed Document 0001140361-17-019918 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:41:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Managed Fund/Ellington Fund Ltd See All Filings	D/A	2017-05-12 09:39:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001473801 Filed Document 0001140361-17-019916 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:39:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Managed Fund/Canyon Value Realization Fund Ltd See All Filings	D/A	2017-05-12 09:37:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001474651 Filed Document 0001140361-17-019913 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:37:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Managed Fund/Bridgewater Fund Ltd See All Filings	D/A	2017-05-12 09:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001467514 Filed Document 0001140361-17-019910 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:35:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Dedicated AQR Managed Futures Fund Ltd See All Filings	D/A	2017-05-12 09:33:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642342 Filed Document 0001140361-17-019908 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:33:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALKAMI TECHNOLOGY, INC, See All Filings	D/A	2017-05-12 09:18:47 UTC
Amount To Be Raised $42,500,000 Associated Brokers / Dealers N/A CIK Number 0001529274 Filed Document 0001209191-17-031702 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:18:47 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
8th Line Investments, LLC See All Filings	D	2017-05-12 09:08:25 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001688373 Filed Document 0001688373-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-12 09:08:25 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TME HOLDCO INC See All Filings	D/A	2017-05-12 08:52:29 UTC
Amount To Be Raised $424,565 Associated Brokers / Dealers NONE CIK Number 0001698457 Filed Document 0001698457-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-12 08:52:29 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GAMCO International SICAV See All Filings	D/A	2017-05-12 08:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641471 Filed Document 0000945621-17-000239 Exclusions or Exemptions 506b Accepted Date 2017-05-12 08:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCH IBERIAN CAPITAL FUND IV, FCR See All Filings	D	2017-05-12 08:22:46 UTC
Amount To Be Raised $382,388,298 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001643259 Filed Document 0001192482-17-000124 Exclusions or Exemptions 506b Accepted Date 2017-05-12 08:22:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perdurance Neutral Fund Ltd See All Filings	D/A	2017-05-12 08:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674407 Filed Document 0000945621-17-000238 Exclusions or Exemptions 506b Accepted Date 2017-05-12 08:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking MVI I LLC See All Filings	D/A	2017-05-12 08:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548458 Filed Document 0000902664-17-002298 Exclusions or Exemptions 506b Accepted Date 2017-05-12 08:01:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking MVI III LP See All Filings	D/A	2017-05-12 08:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548461 Filed Document 0000902664-17-002297 Exclusions or Exemptions 506b Accepted Date 2017-05-12 08:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking MVI II LLC See All Filings	D/A	2017-05-12 07:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548460 Filed Document 0000902664-17-002295 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPP-2012-1 Fund Ltd See All Filings	D/A	2017-05-12 07:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549721 Filed Document 0000902664-17-002293 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:48:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Vol (Offshore) Ltd. See All Filings	D/A	2017-05-12 07:48:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407476 Filed Document 0000902664-17-002292 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:48:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS-Capstone Fund Ltd. See All Filings	D/A	2017-05-12 07:46:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636171 Filed Document 0000902664-17-002291 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:46:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Vol (US) LP See All Filings	D/A	2017-05-12 07:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407445 Filed Document 0000902664-17-002290 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW Americas TOPS Long-Only Fund LP See All Filings	D/A	2017-05-12 07:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549725 Filed Document 0000902664-17-002289 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:41:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moon A/T Capital GCC Offshore Fund Ltd. See All Filings	D/A	2017-05-12 07:34:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619383 Filed Document 0000902664-17-002288 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:34:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
36 South Funds PLC See All Filings	D/A	2017-05-12 07:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512272 Filed Document 0000902664-17-002287 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOHINOOR CORE (DELAWARE), L.P. See All Filings	D/A	2017-05-12 07:28:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001516975 Filed Document 0000902664-17-002285 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:28:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-12 07:22:49 UTC
Amount To Be Raised $118,555 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-17-000158 Exclusions or Exemptions 506b Accepted Date 2017-05-12 07:22:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund