Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ProperFood, LLC See All Filings	D	2017-04-17 18:50:57 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001703008 Filed Document 0001703008-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:50:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RICH UNCLES LLC See All Filings	D	2017-04-17 18:50:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681602 Filed Document 0001144204-17-020770 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:50:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Lattice Biologics Ltd. See All Filings	D/A	2017-04-17 18:49:16 UTC
Amount To Be Raised $371,376 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:49:16 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Premium Income Trust See All Filings	D/A	2017-04-17 18:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570444 Filed Document 0001581129-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:47:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Chambers Point Fund I, LP See All Filings	D	2017-04-17 18:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703373 Filed Document 0001703373-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:47:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProperFood, LLC See All Filings	D	2017-04-17 18:45:12 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001703008 Filed Document 0001703008-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:45:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GS&A U.S. Equity Fund See All Filings	D/A	2017-04-17 18:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001581129-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RealtyShares 265, LLC See All Filings	D	2017-04-17 18:37:00 UTC
Amount To Be Raised $799,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001698914 Filed Document 0001698914-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:37:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2017-04-17 18:35:43 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:35:43 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
GS&A U.S. Equity Fund See All Filings	D/A	2017-04-17 18:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001581129-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:31:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PEABODY ENERGY CORP See All Filings	D	2017-04-17 18:30:49 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001064728 Filed Document 0001209191-17-027149 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:30:49 UTC Type of Offering D Industry Coal Mining Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Canadian Equity Trust See All Filings	D/A	2017-04-17 18:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570113 Filed Document 0001581129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
City Finance Co II LLC See All Filings	D/A	2017-04-17 18:15:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-17-000203 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CYRUS OPPORTUNITIES FUND II LTD See All Filings	D/A	2017-04-17 18:05:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436816 Filed Document 0001315863-17-000365 Exclusions or Exemptions 506b Accepted Date 2017-04-17 18:05:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund, Ltd. See All Filings	D/A	2017-04-17 17:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558006 Filed Document 0001558006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:54:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Research Group Holdings, LLC See All Filings	D	2017-04-17 17:52:23 UTC
Amount To Be Raised $10,471,108 Associated Brokers / Dealers N/A CIK Number 0001694201 Filed Document 0001694201-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:52:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RTC Fund I, L.P. See All Filings	D/A	2017-04-17 17:48:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001577688 Filed Document 0001577688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:48:57 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Verkada Inc. See All Filings	D	2017-04-17 17:43:01 UTC
Amount To Be Raised $2,660,000 Associated Brokers / Dealers N/A CIK Number 0001688873 Filed Document 0001688873-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:43:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D/A	2017-04-17 17:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Finance Co III LLC See All Filings	D/A	2017-04-17 17:40:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001605354 Filed Document 0000935836-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:40:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Orbis Health Solutions, LLC See All Filings	D	2017-04-17 17:31:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001475823 Filed Document 0001475823-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:31:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Flickswitch LLC See All Filings	C	2017-04-17 17:25:38 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001700426 Filed Document 0001644600-17-000059 Accepted Date 2017-04-17 17:25:38 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
YouScience, LLC See All Filings	D/A	2017-04-17 17:09:11 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001581380 Filed Document 0001581380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:09:11 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SoFi Prime Income Fund, LP See All Filings	D	2017-04-17 17:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SoFi Securities LLC and Raymond James & Associates CIK Number 0001702332 Filed Document 0001140361-17-016019 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:08:12 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROSC Equity Partners, LP See All Filings	D	2017-04-17 17:07:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001704058 Filed Document 0001704058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:07:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICON AIRCRAFT INC See All Filings	D	2017-04-17 17:03:44 UTC
Amount To Be Raised $157,000,000 Associated Brokers / Dealers N/A CIK Number 0001371079 Filed Document 0001371079-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:03:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund Plus, Ltd. See All Filings	D/A	2017-04-17 17:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456170 Filed Document 0001456170-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenville Surgery Center, LLC See All Filings	D	2017-04-17 17:00:52 UTC
Amount To Be Raised $152,600 Associated Brokers / Dealers N/A CIK Number 0000802461 Filed Document 0000802461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 17:00:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
biOasis Technologies Inc. See All Filings	D	2017-04-17 16:58:10 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001703978 Filed Document 0001176256-17-000127 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:58:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Other
Happier Camper, Inc. See All Filings	D	2017-04-17 16:46:06 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001677090 Filed Document 0001677090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:46:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG REDI, Ltd. See All Filings	D/A	2017-04-17 16:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515644 Filed Document 0001515644-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:45:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5T WEALTH PARTNERS, LP See All Filings	D/A	2017-04-17 16:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545723 Filed Document 0001562555-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:28:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroGenDX, LLC See All Filings	D	2017-04-17 16:27:13 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001703908 Filed Document 0001703908-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:27:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Grove JV Equity, LLC See All Filings	D	2017-04-17 16:24:51 UTC
Amount To Be Raised $6,125,882 Associated Brokers / Dealers N/A CIK Number 0001703882 Filed Document 0001703882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:24:51 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Healthy Ventures Fund I, L.P. See All Filings	D/A	2017-04-17 16:18:49 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001637865 Filed Document 0001637865-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN TE PARTNERS, LP See All Filings	D/A	2017-04-17 16:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548709 Filed Document 0000905718-17-000475 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Octane Partners, LLC See All Filings	D	2017-04-17 16:18:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001703840 Filed Document 0001703840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:18:05 UTC Type of Offering D Industry Agriculture Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
DTHERA SCIENCES See All Filings	D	2017-04-17 16:15:23 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers CRAFT CAPITAL MANAGEMENT LLC CIK Number 0001586372 Filed Document 0001586372-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:15:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ClariCare, Inc. See All Filings	D/A	2017-04-17 16:13:30 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0001618426 Filed Document 0001618426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:13:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NEWTYN PARTNERS, LP See All Filings	D/A	2017-04-17 16:10:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548707 Filed Document 0000905718-17-000473 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:10:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Propshop, Inc. See All Filings	D	2017-04-17 16:06:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001700984 Filed Document 0001700984-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:06:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Option To Acquire
Fero Labs, Inc. See All Filings	D	2017-04-17 16:02:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001703919 Filed Document 0001703919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 16:02:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grove at Alban Partners, LLC See All Filings	D	2017-04-17 15:52:36 UTC
Amount To Be Raised $6,674,117 Associated Brokers / Dealers N/A CIK Number 0001703885 Filed Document 0001703885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 15:52:36 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Flow Commerce Inc. See All Filings	D/A	2017-04-17 15:45:11 UTC
Amount To Be Raised $18,763,487 Associated Brokers / Dealers N/A CIK Number 0001697781 Filed Document 0001697781-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 15:45:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Invictus Opportunity Offshore Feeder, L.P. See All Filings	D/A	2017-04-17 15:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alpine Capital Advisors SpA, Optimus Capital LLP, Mercury Capital Advisors, LLC, and Trump Securities, LLC CIK Number 0001680997 Filed Document 0001315863-17-000364 Exclusions or Exemptions 506b Accepted Date 2017-04-17 15:44:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CGMS Structured Credit Coinvestment, L.P. See All Filings	D	2017-04-17 15:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696959 Filed Document 0001140361-17-015983 Exclusions or Exemptions 506b Accepted Date 2017-04-17 15:44:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
FQR Alternatives II, L.P. See All Filings	D/A	2017-04-17 15:42:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001306355 Filed Document 0001140361-17-015981 Exclusions or Exemptions 506b Accepted Date 2017-04-17 15:42:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresco News Inc See All Filings	D	2017-04-17 15:41:50 UTC
Amount To Be Raised $8,451,922 Associated Brokers / Dealers N/A CIK Number 0001703511 Filed Document 0001703511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 15:41:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CER Berlin RP Co-Investment, L.P. See All Filings	D	2017-04-17 15:41:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696953 Filed Document 0001140361-17-015980 Exclusions or Exemptions 506b Accepted Date 2017-04-17 15:41:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Invictus Opportunity Fund, L.P. See All Filings	D/A	2017-04-17 15:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers South 40 Ltd and Trump Securities, LLC CIK Number 0001680998 Filed Document 0001315863-17-000363 Exclusions or Exemptions 506b Accepted Date 2017-04-17 15:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity