Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCHRODER EMERGING MARKETS DEBT FUND, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P. See All Filings	D/A	2017-05-15 15:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001376186 Filed Document 0001376186-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHRODER INTERNATIONAL SMALL COMPANIES PORTFOLIO, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P. See All Filings	D/A	2017-05-15 15:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001388288 Filed Document 0001388288-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHRODER COMMODITY PORTFOLIO, a separate series of Schroder Investment Portfolios, L.P. See All Filings	D/A	2017-05-15 15:42:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001444216 Filed Document 0001444216-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:42:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IC Berkeley Partners IV, L.P. See All Filings	D/A	2017-05-15 15:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GREENHILL & CO., LLC CIK Number 0001671559 Filed Document 0001671559-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:42:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroder Alternative Rates Fund, L.P. See All Filings	D/A	2017-05-15 15:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001698076 Filed Document 0001698076-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:39:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concentric Long-Biased, LP See All Filings	D/A	2017-05-15 15:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031437 Filed Document 0001031437-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:38:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroder Multi-Cap Emerging Market Portfolio, L.P. See All Filings	D/A	2017-05-15 15:31:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001619242 Filed Document 0001619242-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:31:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cignifi Inc. See All Filings	D	2017-05-15 15:29:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001519436 Filed Document 0001519436-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:29:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Alternative Rates Fund Ltd See All Filings	D/A	2017-05-15 15:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001698075 Filed Document 0001698075-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:22:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peeks Social Ltd. See All Filings	D	2017-05-15 15:10:52 UTC
Amount To Be Raised $373,206 Associated Brokers / Dealers N/A CIK Number 0001702987 Filed Document 0001062993-17-002547 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:10:52 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
FPA APARTMENT OPPORTUNITY FUND VI-A, L.P. See All Filings	D	2017-05-15 15:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706006 Filed Document 0001706006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:04:36 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FPA Apartment Opportunity Fund VI, L.P. See All Filings	D	2017-05-15 15:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706005 Filed Document 0001706005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:02:36 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TRUE ANTHEM Corp See All Filings	D	2017-05-15 15:01:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001508666 Filed Document 0001508666-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:01:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCP G&N, LLC See All Filings	D	2017-05-15 15:00:57 UTC
Amount To Be Raised $3,926,260 Associated Brokers / Dealers None CIK Number 0001706363 Filed Document 0001683168-17-001245 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:00:57 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CCP Frankfort, LLC See All Filings	D	2017-05-15 15:00:38 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers None CIK Number 0001706179 Filed Document 0001683168-17-001244 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:00:38 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Higher Learning Technologies Inc. See All Filings	D/A	2017-05-15 15:00:06 UTC
Amount To Be Raised $12,089,355 Associated Brokers / Dealers N/A CIK Number 0001618794 Filed Document 0001618794-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-15 15:00:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2017-05-15 14:53:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:53:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westerly Partners QP, L.P. See All Filings	D/A	2017-05-15 14:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001607754 Filed Document 0001607754-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:52:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLAXIS GLOBAL PARTNERS II LP See All Filings	D/A	2017-05-15 14:51:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318600 Filed Document 0001318600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:51:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Imperfect Foods, Inc. See All Filings	D	2017-05-15 14:49:51 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001645225 Filed Document 0000908662-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:49:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Macro Ventures Fund I, LP See All Filings	D	2017-05-15 14:45:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001701855 Filed Document 0001701855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:45:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camino Brewing Company, LLC See All Filings	D	2017-05-15 14:44:21 UTC
Amount To Be Raised $1,226,624 Associated Brokers / Dealers N/A CIK Number 0001673511 Filed Document 0001673511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:44:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GC Opportunities I Private Fund, LP See All Filings	D/A	2017-05-15 14:43:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001696568 Filed Document 0001696568-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:43:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deer Creek Medical Partners, LLC See All Filings	D	2017-05-15 14:38:44 UTC
Amount To Be Raised $1,500,800 Associated Brokers / Dealers N/A CIK Number 0001706688 Filed Document 0001706688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:38:44 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
GLAXIS GLOBAL PARTNERS I LP See All Filings	D/A	2017-05-15 14:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318599 Filed Document 0001318599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
STREAMLINECALL, INC. See All Filings	D	2017-05-15 14:31:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706678 Filed Document 0001706678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:31:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Thread International PBC, Inc. See All Filings	D/A	2017-05-15 14:25:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001643788 Filed Document 0000898432-17-000573 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:25:10 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BioTrace Medical, Inc. See All Filings	D	2017-05-15 14:21:23 UTC
Amount To Be Raised $8,343,496 Associated Brokers / Dealers N/A CIK Number 0001600446 Filed Document 0001600446-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:21:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brightlight Capital Offshore Ltd. See All Filings	D/A	2017-05-15 14:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001648815 Filed Document 0000945621-17-000244 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:19:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTLIGHT CAPITAL PARTNERS LP See All Filings	D/A	2017-05-15 14:16:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001524953 Filed Document 0000945621-17-000243 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:16:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Heron Fund I, LP See All Filings	D	2017-05-15 14:15:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698365 Filed Document 0000935836-17-000249 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:15:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2DA Analytics, Inc. See All Filings	D	2017-05-15 14:11:41 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001706131 Filed Document 0001706131-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:11:41 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CanAm New York Regional Center LP VII See All Filings	D	2017-05-15 14:00:11 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001688916 Filed Document 0001688916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 14:00:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gate Labs Inc. See All Filings	D	2017-05-15 13:59:47 UTC
Amount To Be Raised $5,265,014 Associated Brokers / Dealers N/A CIK Number 0001706461 Filed Document 0001706461-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:59:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma U.S. All Cap Core Equity Cayman Fund, Ltd. See All Filings	D	2017-05-15 13:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706272 Filed Document 0000919574-17-004242 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:45:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lucideus Inc. See All Filings	D	2017-05-15 13:34:24 UTC
Amount To Be Raised $509,996 Associated Brokers / Dealers N/A CIK Number 0001700214 Filed Document 0001700214-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:34:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NiteHawk Pediatric Urgent Care, LLC See All Filings	D/A	2017-05-15 13:32:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607395 Filed Document 0001607395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:32:20 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Partners III Access Fund LP See All Filings	D/A	2017-05-15 13:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001667503 Filed Document 0001667503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:24:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRIVE TECH INC. See All Filings	D	2017-05-15 13:18:12 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001706277 Filed Document 0001706277-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:18:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Oricula Therapeutics LLC See All Filings	D	2017-05-15 13:15:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001590934 Filed Document 0001590934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:15:40 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Flex Logix Technologies, Inc. See All Filings	D	2017-05-15 13:12:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608647 Filed Document 0001706593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:12:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
K-LAWYERS, INC. See All Filings	C	2017-05-15 13:11:41 UTC
Financial Interest No Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001706237 Filed Document 0001213900-17-005172 Accepted Date 2017-05-15 13:11:41 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Common Stock State FLORIDA
NEWPORT CROWN LLC See All Filings	D/A	2017-05-15 13:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367820 Filed Document 0001659828-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT ABSOLUTE LLC See All Filings	D/A	2017-05-15 13:07:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102585 Filed Document 0001659828-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:07:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DTE Front Money Ltd Liability Co See All Filings	D	2017-05-15 13:03:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703961 Filed Document 0001703961-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:03:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
INVESTX SPV 23 - DPBX LIMITED PARTNERSHIP See All Filings	D/A	2017-05-15 12:59:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706624 Filed Document 0001706624-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-15 12:59:49 UTC Type of Offering D/A Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Quadratic Fund Ltd See All Filings	D/A	2017-05-15 12:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640620 Filed Document 0001640620-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sienna Biopharmaceuticals, Inc. See All Filings	D	2017-05-15 12:56:51 UTC
Amount To Be Raised $40,500,000 Associated Brokers / Dealers N/A CIK Number 0001656328 Filed Document 0001140361-17-020428 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:56:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Selery Fulfillment Inc. See All Filings	D	2017-05-15 12:54:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706476 Filed Document 0001706476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:54:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Sienna Biopharmaceuticals, Inc. See All Filings	D/A	2017-05-15 12:51:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001656328 Filed Document 0001140361-17-020423 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:51:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity