Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RL National Roofing Partners, LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001485113 Filed Document 0001485113-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PROFECTUS BIOSCIENCES INC See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $7,541,206 Associated Brokers / Dealers N/A CIK Number 0001444253 Filed Document 0001213900-14-002525 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PROVECTUS BIOPHARMACEUTICALS, INC. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0000315545 Filed Document 0000315545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Special Opportunities International Fund, L.P. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604661 Filed Document 0001604661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MoveIn Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001577004 Filed Document 0001577004-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nextgengolf, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606342 Filed Document 0001606342-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shuddle, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $2,649,997 Associated Brokers / Dealers N/A CIK Number 0001606166 Filed Document 0001606166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Flatrock Midstream Fund III-D, L.P. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605714 Filed Document 0001605714-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
T2 STRATEGIC REAL ESTATE INCOME FUND, LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AUSDAL FINANCIAL PARTNERS, INC. CIK Number 0001605647 Filed Document 0000913849-14-000144 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Today, LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001605880 Filed Document 0001605880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Bybrook Capital Fund LP See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605765 Filed Document 0000902664-14-002171 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioPharmX Corp See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001504167 Filed Document 0001504167-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FIRST NATIONAL BANCSHARES INC/KS/ See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $18,000 Associated Brokers / Dealers N/A CIK Number 0001455726 Filed Document 0001455726-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
BioClin Therapeutics, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001605096 Filed Document 0001605096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hashplex, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001605870 Filed Document 0001605870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rango Energy, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers N/A CIK Number 0001390778 Filed Document 0001183740-14-000144 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cortex Global Fund, LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001574664 Filed Document 0001315863-14-000265 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CalciMedica Inc See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $13,090,000 Associated Brokers / Dealers N/A CIK Number 0001385359 Filed Document 0001385359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Special Opportunities Fund, L.L.C. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604660 Filed Document 0001604660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TalentSky, Inc. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHENAVARI EUROPEAN STRUCTURED CREDIT FUND Ltd See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574625 Filed Document 0001574625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Provista Diagnostics Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001539252 Filed Document 0001539252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axiom Investors Trust II - Axiom International Small-Cap Equity Fund See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580017 Filed Document 0001580017-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Control Technologies, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602451 Filed Document 0001602451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CRP West 164th Street LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers Dominick and Dominick LLC, Stonehaven LLC, and Saxony Securities Inc. CIK Number 0001597102 Filed Document 0001597102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
COC HOLDCO, INC. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606034 Filed Document 0001405086-14-000145 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vapor Power International LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001605821 Filed Document 0001605821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Flatrock Midstream Fund III-C, L.P. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605705 Filed Document 0001605705-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bybrook Capital Master Fund LP See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605756 Filed Document 0000902664-14-002170 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breakthrough Products, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $17,347,836 Associated Brokers / Dealers N/A CIK Number 0001488401 Filed Document 0001104659-14-028427 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
High Resolution Energy, LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001588572 Filed Document 0001588572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
StelaGenomics, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,500,003 Associated Brokers / Dealers N/A CIK Number 0001534340 Filed Document 0001534340-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Drilling Partners III-B, LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Independent Financial Group LLC, Kalos Capital Inc., Centaurus Financial Inc., First Allied Securities, Inc., ProEquities Inc., Concorde Investment Services LLC, and American Portfolios Financial Services, Inc. CIK Number 0001582679 Filed Document 0001582679-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KeyMe, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $8,000,007 Associated Brokers / Dealers N/A CIK Number 0001566967 Filed Document 0001566967-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KEURIG GREEN MOUNTAIN, INC. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $105,496,860 Associated Brokers / Dealers N/A CIK Number 0000909954 Filed Document 0001104659-14-028546 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets $Over $100,000,000 Type of Security Equity
Geode Capital Partners LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308453 Filed Document 0000902664-14-002167 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sophono, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,010,750 Associated Brokers / Dealers N/A CIK Number 0001556460 Filed Document 0001556460-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Clifton Commodities Fund LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509504 Filed Document 0001509504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Global Micro Cap Equity Fund LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391745 Filed Document 0001391745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Industries Inc See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,797,428 Associated Brokers / Dealers N/A CIK Number 0001411115 Filed Document 0001411115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FREDRICKSBURG PARTNERSHIP See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,331,528 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001605648 Filed Document 0001605648-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
CONTENT PARTNERS FUND 3 LP See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001606047 Filed Document 0001140361-14-017164 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
AXIOM INVESTORS TRUST II - AXIOM U S SMALL CAP EQUITY PORTFOLIO See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376317 Filed Document 0001376317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INTERNATIONAL EQUITY FUND See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001127070 Filed Document 0001127070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM OFFSHORE OPPORTUNITY FUND LTD See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459293 Filed Document 0001459293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Investors Trust II -Axiom Emerging Markets Equity Fund See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406849 Filed Document 0001406849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INVESTORS TRUST II-AXIOM GLOBAL EQUITY FUND See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344772 Filed Document 0001344772-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exo Labs, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565418 Filed Document 0001565418-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ExchangeRight Net Leased Portfolio 6 DST See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001605823 Filed Document 0001605823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity