Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Civitas Hotel Alessandra Fund, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618988 Filed Document 0001315863-15-000338 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $3,512,256 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-15-000141 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wilmington Financial I, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638271 Filed Document 0001638271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Fresenius Medical Care CNA Kidney Centers, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $18,347,949 Associated Brokers / Dealers N/A CIK Number 0001638889 Filed Document 0001638889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Harvey Johnson EF Unit 4H, 5H & 6H Joint Venture See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $9,754,375 Associated Brokers / Dealers NA CIK Number 0001638669 Filed Document 0001638669-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
MatlinPatterson Global Opportunities Fund Ltd. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001543382 Filed Document 0001315863-15-000345 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Puma Fund-Of-Funds, Ltd. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers State Street Corporation CIK Number 0001577915 Filed Document 0000905718-15-000366 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MPA Asia Offshore Fund Ltd. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian D. Marvin, Adam T. Taylor, and Dace J. Blaskovitz CIK Number 0001573965 Filed Document 0000919574-15-003401 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BX Tac Opps II Onshore Feeder Fund LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001638636 Filed Document 0000950103-15-002778 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fusion Surplus Solutions Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers 0 CIK Number 0001639067 Filed Document 0001639067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Promise Foods, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,271,000 Associated Brokers / Dealers N/A CIK Number 0001638650 Filed Document 0001638650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CDK Investments Ltd. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Delphine Pariente CIK Number 0001514987 Filed Document 0001514987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDK Emerging Markets, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee CIK Number 0001489548 Filed Document 0001489548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDK GLOBAL SELECT LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Stephen Burke CIK Number 0001354401 Filed Document 0001354401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SeatGeek, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $62,000,000 Associated Brokers / Dealers N/A CIK Number 0001481915 Filed Document 0001231919-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
520 Broadway REIT LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001638836 Filed Document 0001638836-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flowhub,LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638811 Filed Document 0001638811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367596 Filed Document 0001625257-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lovetta #6-3 Prospect See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001638772 Filed Document 0001638772-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Arden Alternative Advisers SPC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310892 Filed Document 0000919574-15-003417 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCB Madison Co-Invest LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001636127 Filed Document 0001636127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amber Latin America LLC - Series Three See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001516066 Filed Document 0001516066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oberland Healthcare Access Fund, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584938 Filed Document 0001562555-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playground Ventures, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001636153 Filed Document 0001638842-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lynx Multi-Strategy Fund II, Ltd. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577914 Filed Document 0000905718-15-000360 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $353,310 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-15-000140 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Moms 1st Drs 2nd LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001638352 Filed Document 0001638352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Marck Corp See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001610309 Filed Document 0001610309-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Western Grace Distilling, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $498,518 Associated Brokers / Dealers N/A CIK Number 0001638307 Filed Document 0001638307-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Detection Group, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001602175 Filed Document 0001602175-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Income Plus Fund LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC and Barclays Capital Inc. CIK Number 0001438742 Filed Document 0000899140-15-000376 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MatlinPatterson Global Opportunities Fund L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001543381 Filed Document 0001315863-15-000346 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spongecell, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001542133 Filed Document 0000905718-15-000358 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Legend Advance Funding II, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Bradford Szczecinski CIK Number 0001638359 Filed Document 0001638359-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CCM OPPORTUNISTIC PARTNERS, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513523 Filed Document 0001513523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTRARIAN DISTRESSED REAL ESTATE DEBT FUND III, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $427,500,000 Associated Brokers / Dealers N/A CIK Number 0001634397 Filed Document 0001634397-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDK Capital (Bermuda) Ltd.-CDK Emerging Markets Fund See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas w. Keesee CIK Number 0001489547 Filed Document 0001489547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OncoTracker, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638332 Filed Document 0001638332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 73, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001639048 Filed Document 0001639048-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BX Tac Opps II Offshore Feeder Fund LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001638670 Filed Document 0000950103-15-002779 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raymond James New York Upstate Housing Opportunities Fund I L.L.C. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Sean M. Hannan and Michelle Ann Kraics CIK Number 0001636663 Filed Document 0001636663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
ZFERRAL, INC. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $2,798,434 Associated Brokers / Dealers N/A CIK Number 0001637457 Filed Document 0001637457-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RhinoCo LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001638679 Filed Document 0001638679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Goldfinch Capital Management Offshore, Ltd. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638463 Filed Document 0001315863-15-000341 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP Holding Inc. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,036 Associated Brokers / Dealers N/A CIK Number 0001425287 Filed Document 0001013762-15-000315 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Solexel, Inc. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $88,220,748 Associated Brokers / Dealers National Securities Corporation CIK Number 0001549837 Filed Document 0001549837-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas M&M Mezzanine Fund, LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638732 Filed Document 0001315863-15-000339 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
XZERES Corp. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001084597 Filed Document 0001255294-15-000232 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MD INVESTMENT LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,761,300 Associated Brokers / Dealers N/A CIK Number 0001423625 Filed Document 0001423625-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity