|
|
D/A |
2017-04-19 15:09:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barings Securities LLC
- CIK Number
- 0001379123
- Filed Document
- 0001379123-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 15:09:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-19 14:59:42 UTC |
- Amount To Be Raised
- $3,775,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001701674
- Filed Document
- 0001701674-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-04-19 14:59:42 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2017-04-19 14:59:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001704134
- Filed Document
- 0000905718-17-000477
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:59:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-19 14:55:02 UTC |
- Amount To Be Raised
- $70,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691183
- Filed Document
- 0001662908-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:55:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 14:51:09 UTC |
- Amount To Be Raised
- $12,971,512
- Associated Brokers / Dealers
- Synergy Capital I, LLC
- CIK Number
- 0001682118
- Filed Document
- 0001683168-17-000981
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:51:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-04-19 14:50:49 UTC |
- Amount To Be Raised
- $205,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579411
- Filed Document
- 0001579411-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:50:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-04-19 14:49:12 UTC |
- Amount To Be Raised
- $203,488
- Associated Brokers / Dealers
- Synergy Capital I, LLC
- CIK Number
- 0001682117
- Filed Document
- 0001683168-17-000979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:49:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 14:39:33 UTC |
- Amount To Be Raised
- $9,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559872
- Filed Document
- 0001625257-17-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:39:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-04-19 14:35:23 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704040
- Filed Document
- 0001704065-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:35:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 14:29:51 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704065
- Filed Document
- 0001704065-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:29:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-19 14:28:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659110
- Filed Document
- 0001659110-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:28:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-19 14:27:11 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Temenos Advisory, Inc.
- CIK Number
- 0001671193
- Filed Document
- 0001671193-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:27:11 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-19 14:25:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603209
- Filed Document
- 0000935836-17-000216
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:25:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-19 14:24:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Cristina T. Osmena
- CIK Number
- 0001497839
- Filed Document
- 0000935836-17-000215
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:24:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 14:09:12 UTC |
- Amount To Be Raised
- $1,456,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548958
- Filed Document
- 0001548958-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:09:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-04-19 14:07:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001429260
- Filed Document
- 0001578563-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:07:55 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-04-19 14:05:18 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703972
- Filed Document
- 0001703972-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:05:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-04-19 14:04:04 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702169
- Filed Document
- 0001702169-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 14:04:04 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:55:06 UTC |
- Amount To Be Raised
- $1,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704274
- Filed Document
- 0001704274-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:55:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:47:13 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600981
- Filed Document
- 0001600981-17-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-04-19 13:47:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:42:54 UTC |
- Amount To Be Raised
- $6,720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698870
- Filed Document
- 0000897069-17-000234
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:42:54 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:41:35 UTC |
- Amount To Be Raised
- $4,238,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702816
- Filed Document
- 0001144204-17-021002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:41:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:40:12 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704224
- Filed Document
- 0001704224-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:40:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 13:37:11 UTC |
- Amount To Be Raised
- $7,104,255
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704247
- Filed Document
- 0001704247-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:37:11 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Other
|
|
|
D |
2017-04-19 13:36:40 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Fordham Financial Management, Inc.
- CIK Number
- 0001019998
- Filed Document
- 0001683168-17-000975
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:36:40 UTC
- Type of Offering
- D
- Industry
- Investment Banking
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:35:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001704169
- Filed Document
- 0001704169-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:35:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 13:34:05 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704279
- Filed Document
- 0001704279-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:34:05 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:33:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702887
- Filed Document
- 0001702887-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:33:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:25:30 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703575
- Filed Document
- 0001703575-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:25:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:24:25 UTC |
- Amount To Be Raised
- $500,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415743
- Filed Document
- 0001415743-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:24:25 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:23:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703293
- Filed Document
- 0001703293-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:23:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 13:12:33 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Northeast Capital
- CIK Number
- 0001704287
- Filed Document
- 0001704287-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:12:33 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-04-19 13:11:19 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001514006
- Filed Document
- 0001446933-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 13:11:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-19 12:54:27 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647015
- Filed Document
- 0001647015-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:54:27 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-04-19 12:54:19 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704015
- Filed Document
- 0001704015-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-04-19 12:54:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 12:50:28 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647249
- Filed Document
- 0001647249-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:50:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 12:43:57 UTC |
- Amount To Be Raised
- $1,410,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670584
- Filed Document
- 0001670584-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:43:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-19 12:43:51 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647015
- Filed Document
- 0001647015-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:43:51 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-04-19 12:41:07 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- PHX Financial, Inc.
- CIK Number
- 0001704126
- Filed Document
- 0001213900-17-003973
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:41:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-19 12:34:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001600844
- Filed Document
- 0001600844-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:34:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 12:32:09 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704162
- Filed Document
- 0001704162-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-04-19 12:32:09 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-04-19 12:23:58 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- D.H. Hill Securities, LLLP
- CIK Number
- 0001703492
- Filed Document
- 0001703492-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:23:58 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-04-19 12:17:33 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704245
- Filed Document
- 0001704245-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:17:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-19 12:16:19 UTC |
- Amount To Be Raised
- $4,499,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703540
- Filed Document
- 0001703540-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:16:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-04-19 12:12:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001408858
- Filed Document
- 0001408858-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:12:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 12:03:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701869
- Filed Document
- 0001701869-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:03:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 12:01:49 UTC |
- Amount To Be Raised
- $6,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703774
- Filed Document
- 0001703774-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 12:01:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 11:58:58 UTC |
- Amount To Be Raised
- $4,195,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701067
- Filed Document
- 0001701067-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 11:58:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-19 11:57:01 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001440392
- Filed Document
- 0001440392-17-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-04-19 11:57:01 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|
|
|
D |
2017-04-19 11:51:50 UTC |
- Amount To Be Raised
- $5,991,975
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700148
- Filed Document
- 0001700148-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-19 11:51:50 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|