Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LRA SPV, LLC See All Filings	D	2017-05-16 14:21:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706818 Filed Document 0001706818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:21:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Philly Developmental LLC See All Filings	D	2017-05-16 14:10:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001706834 Filed Document 0001706834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:10:06 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Intentionet, Inc. See All Filings	D	2017-05-16 14:10:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706783 Filed Document 0001706783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:10:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark Mountainside GP, LLC See All Filings	D	2017-05-16 14:05:39 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001705597 Filed Document 0001705597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:05:39 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-16 14:02:14 UTC
Amount To Be Raised $18,170,000 Associated Brokers / Dealers Scott Seibel, Donald Harrington, and Monte Harrick CIK Number 0001135856 Filed Document 0001135856-17-000160 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:02:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TriCal Soil Solutions, Inc. See All Filings	D	2017-05-16 13:56:59 UTC
Amount To Be Raised $242,521,130 Associated Brokers / Dealers N/A CIK Number 0001706629 Filed Document 0001706629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:56:59 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-16 13:54:06 UTC
Amount To Be Raised $19,034,491 Associated Brokers / Dealers Scott Seibel, Donald Harrington, and Monte Harrick CIK Number 0001135856 Filed Document 0001135856-17-000159 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:54:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Calamar Senior Residences Fund III LLC See All Filings	D	2017-05-16 13:52:57 UTC
Amount To Be Raised $33,100,000 Associated Brokers / Dealers N/A CIK Number 0001706045 Filed Document 0001706045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:52:57 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NYIAX, INC. See All Filings	D/A	2017-05-16 13:47:27 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001679379 Filed Document 0001679379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:47:27 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsford Alpha Capture Fund, L.P. See All Filings	D/A	2017-05-16 13:44:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674829 Filed Document 0000935836-17-000253 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:44:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LPFA Holdings, LLC See All Filings	D/A	2017-05-16 13:44:29 UTC
Amount To Be Raised $6,538,600 Associated Brokers / Dealers Andrews Securities d/b/a LoHi Securities CIK Number 0001702736 Filed Document 0001702736-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:44:29 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JARDIN DE INVIERNO S.A. See All Filings	D/A	2017-05-16 13:37:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers ACKRELL CAPITAL, LLC CIK Number 0001704485 Filed Document 0001704485-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:37:25 UTC Type of Offering D/A Industry Agriculture Principal Place of Business URUGUAY Revenue or Assets Decline to Disclose Type of Security Debt
Sonendo, Inc. See All Filings	D	2017-05-16 13:36:05 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001407973 Filed Document 0001382963-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:36:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Secure Private Fund LLC See All Filings	D/A	2017-05-16 13:35:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001702169 Filed Document 0001702169-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:35:07 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Income CEF Fund See All Filings	D/A	2017-05-16 13:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549686 Filed Document 0001549686-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lepercq Financial Opportunities, a Series of Lepercq Series Fund LP See All Filings	D/A	2017-05-16 13:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674527 Filed Document 0001674527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:25:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVISTONE CRAMER CREEK, LLC See All Filings	D	2017-05-16 13:21:47 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706813 Filed Document 0001706813-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 13:21:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tortoise Direct Municipal Opportunities Fund, LP See All Filings	D/A	2017-05-16 13:18:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Montage Securities, LLC CIK Number 0001690081 Filed Document 0001690081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:18:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tile, Inc. See All Filings	D	2017-05-16 13:09:35 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001676171 Filed Document 0001676171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:09:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OMNIQUEST I LLC See All Filings	D/A	2017-05-16 13:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitchell S. Little II CIK Number 0001254309 Filed Document 0000919574-17-004373 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venator Partners US Fund LP See All Filings	D/A	2017-05-16 13:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642146 Filed Document 0001642146-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:03:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dipsea Capital Fund, LP See All Filings	D/A	2017-05-16 13:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643492 Filed Document 0001643492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 13:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERRAFORT FUND, LLC See All Filings	D	2017-05-16 12:55:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001706689 Filed Document 0001706689-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:55:21 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D	2017-05-16 12:53:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:53:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAIYO GREATER INDIA FUND LTD See All Filings	D/A	2017-05-16 12:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640640 Filed Document 0001640640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upfront Healthcare Services, Inc. See All Filings	D	2017-05-16 12:49:53 UTC
Amount To Be Raised $5,613,158 Associated Brokers / Dealers N/A CIK Number 0001706305 Filed Document 0001706305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:49:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OnPlan Holdings, LLC See All Filings	D/A	2017-05-16 12:47:04 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001635524 Filed Document 0001635524-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:47:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Invesco Institutional Trust Global Asset Allocation Strategy Fund See All Filings	D	2017-05-16 12:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703687 Filed Document 0001703687-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:44:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOAH CORP See All Filings	D	2017-05-16 12:28:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001373862 Filed Document 0001373862-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:28:23 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
ASSURANCE MEZZANINE FUND III, LP See All Filings	D	2017-05-16 12:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706791 Filed Document 0001706791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:28:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lightning Hybrids, LLC See All Filings	D/A	2017-05-16 12:20:56 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001560257 Filed Document 0001560257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:20:56 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SocialEdge, Inc. See All Filings	D	2017-05-16 12:19:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001701468 Filed Document 0001701468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:19:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Planned Return Strategy Fund, LP See All Filings	D/A	2017-05-16 12:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577458 Filed Document 0001577458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Fund Ltd See All Filings	D/A	2017-05-16 12:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001456621 Filed Document 0001456621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archstone Investments LLC See All Filings	D	2017-05-16 12:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706758 Filed Document 0001705589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 12:07:48 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
All Pro Funding III, LLC See All Filings	D/A	2017-05-16 11:54:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001639474 Filed Document 0001639474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:54:01 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Goldenwise Quant Multi-Strat Fund LLC See All Filings	D	2017-05-16 11:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706786 Filed Document 0001706786-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:50:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCS Investment Holdings LP See All Filings	D	2017-05-16 11:46:10 UTC
Amount To Be Raised $86,185,843 Associated Brokers / Dealers N/A CIK Number 0001703837 Filed Document 0000895345-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:46:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER DIVERSIFIED GROWTH PORTFOLIO, L.P. See All Filings	D/A	2017-05-16 11:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001613349 Filed Document 0001613349-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Fund, L.P. See All Filings	D/A	2017-05-16 11:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001463113 Filed Document 0001463113-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust C & I Balanced Risk Allocation Fund See All Filings	D	2017-05-16 11:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695336 Filed Document 0001695336-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:39:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penumbra-007 \| LLC See All Filings	D	2017-05-16 11:32:20 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001706151 Filed Document 0001706151-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:32:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sequel Capital Fund III, L.P. See All Filings	D/A	2017-05-16 11:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Placement Group, LLC CIK Number 0001673092 Filed Document 0001673092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:30:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Margate Capital Partners Fund Ltd See All Filings	D/A	2017-05-16 11:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686845 Filed Document 0001686845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:22:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Kadensa Fund See All Filings	D	2017-05-16 11:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706762 Filed Document 0001706762-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala P2 Fund LP See All Filings	D/A	2017-05-16 11:16:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607979 Filed Document 0001140361-17-020911 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:16:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MB DISLOCATION OPPORTUNITY FUND, LP See All Filings	D/A	2017-05-16 11:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454401 Filed Document 0001454401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Expedition Fund Ltd. See All Filings	D/A	2017-05-16 11:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672510 Filed Document 0001140361-17-020909 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Growth Equity Fund of the Invesco Institutional Trust See All Filings	D	2017-05-16 11:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695331 Filed Document 0001695331-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:11:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNT Holdings I Corp See All Filings	D/A	2017-05-16 11:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663470 Filed Document 0000895345-17-000204 Exclusions or Exemptions 506b Accepted Date 2017-05-16 11:08:10 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity