Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Benefit Street Partners Senior Secured Opportunities Fund (Non-US) L.P. See All Filings	D/A	2017-05-16 16:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP MORGAN (FAR EAST) LIMITED, SEOUL BRANCH, CASTLING INVESTMENT GROUP, and FAP USA, L.P. CIK Number 0001665701 Filed Document 0001665701-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIRTUSA CORP See All Filings	D	2017-05-16 16:29:26 UTC
Amount To Be Raised $108,000,000 Associated Brokers / Dealers N/A CIK Number 0001207074 Filed Document 0001207074-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:29:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Social Native, Inc. See All Filings	D	2017-05-16 16:25:26 UTC
Amount To Be Raised $8,282,000 Associated Brokers / Dealers N/A CIK Number 0001706779 Filed Document 0001706779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:25:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Achaogen Inc See All Filings	D	2017-05-16 16:24:49 UTC
Amount To Be Raised $9,999,976 Associated Brokers / Dealers N/A CIK Number 0001301501 Filed Document 0001140361-17-020998 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:24:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
hobbyDB Corp. See All Filings	D	2017-05-16 16:24:29 UTC
Amount To Be Raised $3,910,685 Associated Brokers / Dealers N/A CIK Number 0001706765 Filed Document 0001706765-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:24:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HF II Investments LLC See All Filings	D	2017-05-16 16:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706200 Filed Document 0001706200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:23:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RETREAT AT CHELSEA, LP See All Filings	D	2017-05-16 16:20:19 UTC
Amount To Be Raised $11,302,778 Associated Brokers / Dealers N/A CIK Number 0001706391 Filed Document 0001706391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:20:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PHFS VII SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D	2017-05-16 16:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001706419 Filed Document 0001706419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:15:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEadvisory Inc. See All Filings	D	2017-05-16 16:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672683 Filed Document 0001672683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:11:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SHARETHIS INC See All Filings	D/A	2017-05-16 16:11:11 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001430050 Filed Document 0001430050-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:11:11 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
InfraScale, Inc. See All Filings	D	2017-05-16 16:09:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590196 Filed Document 0001590196-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:09:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DropWise Technologies Corp. See All Filings	D	2017-05-16 16:07:03 UTC
Amount To Be Raised $3,599,949 Associated Brokers / Dealers N/A CIK Number 0001644369 Filed Document 0001644369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:07:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cue Inc. See All Filings	D	2017-05-16 16:04:24 UTC
Amount To Be Raised $15,475,000 Associated Brokers / Dealers N/A CIK Number 0001628945 Filed Document 0000897069-17-000307 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:04:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JBJ HOLDING, INC. See All Filings	D	2017-05-16 16:04:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001462984 Filed Document 0001462984-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:04:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fit3D, Inc. See All Filings	D	2017-05-16 16:03:32 UTC
Amount To Be Raised $10,988,113 Associated Brokers / Dealers N/A CIK Number 0001706655 Filed Document 0001706655-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:03:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medina Capital Fund II, LLC See All Filings	D	2017-05-16 16:03:32 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers N/A CIK Number 0001706135 Filed Document 0001706135-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:03:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CDF Investors LLC See All Filings	D	2017-05-16 16:01:24 UTC
Amount To Be Raised $2,027,000 Associated Brokers / Dealers N/A CIK Number 0001706683 Filed Document 0001706683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENDRIL NETWORKS, INC. See All Filings	D	2017-05-16 16:01:16 UTC
Amount To Be Raised $5,298,198 Associated Brokers / Dealers N/A CIK Number 0001307475 Filed Document 0001307475-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 16:01:16 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
6437 S Kenwood, LLC See All Filings	D	2017-05-16 15:52:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001706389 Filed Document 0001706389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:52:45 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Radiology Partners Holdings, LLC See All Filings	D	2017-05-16 15:49:34 UTC
Amount To Be Raised $200,021,140 Associated Brokers / Dealers N/A CIK Number 0001608716 Filed Document 0001608716-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:49:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cold Box Express, Inc. See All Filings	D/A	2017-05-16 15:42:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619568 Filed Document 0001619568-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:42:45 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Assay Depot Inc See All Filings	D	2017-05-16 15:41:30 UTC
Amount To Be Raised $24,078,619 Associated Brokers / Dealers N/A CIK Number 0001418269 Filed Document 0001418269-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:41:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pillar Value Fund Ltd See All Filings	D/A	2017-05-16 15:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FTI Capital Advisors, LLC, MMC Securities Corp., and Agecroft Partners, LLC CIK Number 0001607176 Filed Document 0001607176-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Fund See All Filings	D/A	2017-05-16 15:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652552 Filed Document 0001652552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z Capital Loan Opportunity Offshore Fund Ltd. See All Filings	D/A	2017-05-16 15:38:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548578 Filed Document 0001548578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:38:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniperus Insurance Opportunity Fund Ltd See All Filings	D/A	2017-05-16 15:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FTI Capital Advisors, LLC, MMC Securities Corp., J.P. Morgan Securities Inc., Agecroft Partners, LLC, FDX Capital, LLC, and Aon Bemnfield Securities, Inc, CIK Number 0001607170 Filed Document 0001607170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
AG Anson Holdings II, L.P. See All Filings	D	2017-05-16 15:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705191 Filed Document 0001705191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:33:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fractal Industries, Inc. See All Filings	D	2017-05-16 15:30:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649674 Filed Document 0001649674-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:30:25 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
ABCANN GLOBAL Corp See All Filings	D	2017-05-16 15:29:01 UTC
Amount To Be Raised $1,210,728 Associated Brokers / Dealers N/A CIK Number 0001706143 Filed Document 0001085037-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:29:01 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Private Equity Co-Investment Opportunities Fund I (Cayman) LP See All Filings	D	2017-05-16 15:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001706223 Filed Document 0001706211-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:28:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Muirfield Bay Harbor Holdings LLC See All Filings	D	2017-05-16 15:27:04 UTC
Amount To Be Raised $10,450,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001703635 Filed Document 0001703635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:27:04 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Appleton Retirement, LLC See All Filings	D	2017-05-16 15:25:47 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers None CIK Number 0001706703 Filed Document 0001706703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:25:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Private Equity Co-Investment Opportunities Fund I LP See All Filings	D	2017-05-16 15:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001706211 Filed Document 0001706211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Topwater Partners Offshore Ltd. See All Filings	D/A	2017-05-16 15:19:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001668037 Filed Document 0001668037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:19:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttonwood Select Opportunities QP Fund LLC See All Filings	D	2017-05-16 15:10:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001531534 Filed Document 0001531535-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:10:34 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood Select Opportunities Fund LLC See All Filings	D	2017-05-16 15:08:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001531535 Filed Document 0001531535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:08:23 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2017-05-16 15:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001548576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gainsight, Inc. See All Filings	D	2017-05-16 15:06:26 UTC
Amount To Be Raised $51,499,956 Associated Brokers / Dealers N/A CIK Number 0001591441 Filed Document 0001591441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:06:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nambia Rare Earths Inc. See All Filings	D	2017-05-16 15:04:08 UTC
Amount To Be Raised $75,288 Associated Brokers / Dealers N/A CIK Number 0001519457 Filed Document 0001519457-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:04:08 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PV Opportunity Fund V, LP See All Filings	D	2017-05-16 15:01:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706585 Filed Document 0001706585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:01:45 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BMHC Custodial Account, LLC See All Filings	D/A	2017-05-16 15:01:22 UTC
Amount To Be Raised $14,550,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001704628 Filed Document 0001704628-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 15:01:22 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Cold Box Express, LLC See All Filings	D	2017-05-16 14:56:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619568 Filed Document 0001619568-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:56:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ADW Capital Partners, L.P. See All Filings	D/A	2017-05-16 14:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511001 Filed Document 0001511001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Undisputed Boxing, Inc. See All Filings	D	2017-05-16 14:51:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706593 Filed Document 0001706593-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:51:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aira Tech Corp. See All Filings	D	2017-05-16 14:49:49 UTC
Amount To Be Raised $11,999,997 Associated Brokers / Dealers N/A CIK Number 0001664010 Filed Document 0001664010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:49:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Capital Enterprises LLC See All Filings	D	2017-05-16 14:49:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Venessa Sandoval and Julie Slesarik CIK Number 0001706569 Filed Document 0001642247-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-05-16 14:49:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
DivcoWest Fund V, LP See All Filings	D/A	2017-05-16 14:44:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001672221 Filed Document 0001672221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:44:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2017-05-16 14:42:33 UTC
Amount To Be Raised $11,459,580 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:42:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SMART RX SYSTEMS INC See All Filings	C/A	2017-05-16 14:41:06 UTC
Financial Interest None Filing Platform Jumpstart Micro, Inc Offering Amount $1,000,000 CIK Number 0001672227 Filed Document 0001672227-17-000003 Accepted Date 2017-05-16 14:41:06 UTC Type of Offering C/A Security Offered Amount 22,000 Security Offered Type Preferred Stock State FLORIDA
Great Indian Food Co See All Filings	D	2017-05-16 14:28:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001703725 Filed Document 0001703725-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-16 14:28:52 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity