Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MILLENNIUM ALPHA GLOBAL HOLDING GROUP Ltd See All Filings	D	2017-09-13 17:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716941 Filed Document 0001520138-17-000301 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:27:56 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PieShell, LLC See All Filings	C	2017-09-13 17:27:52 UTC
Financial Interest 5.0% of the Securities being issued in this Offering Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001715813 Filed Document 0001715813-17-000001 Accepted Date 2017-09-13 17:27:52 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Initialized Annex Associates L.P. See All Filings	D	2017-09-13 17:19:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716543 Filed Document 0001716543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:19:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CP JR Venture I, LP See All Filings	D	2017-09-13 17:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001715569 Filed Document 0001715569-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:17:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Initialized Annex L.P. See All Filings	D	2017-09-13 17:17:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716535 Filed Document 0001716535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:17:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Franklin and Cortlandt Vinyl LLC See All Filings	C/A	2017-09-13 17:16:06 UTC
Financial Interest The intermediary will receive SAFE Units in a principal amount that is equal to 2% (two percent) of the aggregate dollar amount of all revenue participation rights issued in the Offering. Filing Platform First Democracy VC Offering Amount $100,000 CIK Number 0001710938 Filed Document 0001710938-17-000005 Accepted Date 2017-09-13 17:16:06 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State FLORIDA
Energy Hunter Resources, Inc. See All Filings	1-A/A	2017-09-13 17:16:06 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001679073 Filed Document 0001567619-17-001957 Accepted Date 2017-09-13 17:16:06 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
DCM Cove HP Fund, LLC See All Filings	D	2017-09-13 17:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715381 Filed Document 0001715381-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:07:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOS Fund II, LP See All Filings	D/A	2017-09-13 17:06:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001714576 Filed Document 0001714576-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:06:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Penn Haven LLC See All Filings	D	2017-09-13 17:05:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677786 Filed Document 0001677786-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-13 17:05:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Oakmark International Equity L.P. See All Filings	D/A	2017-09-13 17:03:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124046 Filed Document 0001393725-17-000121 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:03:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Oakmark Global Equity L.P. See All Filings	D/A	2017-09-13 17:02:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406950 Filed Document 0001393725-17-000120 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:02:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Self-Storage Portfolio V DST See All Filings	D/A	2017-09-13 17:00:37 UTC
Amount To Be Raised $16,488,801 Associated Brokers / Dealers Christina S. Nielson, Timothy L. Stauffer, Corbin S. Thomas, Tom T. Teraoka, Joseph G. Michaletz, Marcia A. Geltman, Daniel P. Raupp, Damian J. Dering, Bryon J. Ishiwata, Delmar V. McKinney II, Dominick J. Sarinelli, Preston P. Mokris, James T. Walesa, Maureen L. Verduyn, Nicholas J. Gardner, Paul L. Roger, Inland Sercurities Corporation, and Mark L. Lopez CIK Number 0001714749 Filed Document 0001714749-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:00:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BIOS Fund II QP, LP See All Filings	D	2017-09-13 17:00:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001716869 Filed Document 0001716869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 17:00:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BREAKOUT VENTURES, L.P. See All Filings	D/A	2017-09-13 16:57:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674706 Filed Document 0001674706-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:57:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montage Talent, Inc. See All Filings	D	2017-09-13 16:56:47 UTC
Amount To Be Raised $8,235,397 Associated Brokers / Dealers N/A CIK Number 0001491330 Filed Document 0001042167-17-000101 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:56:47 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CP Venture I, LP See All Filings	D	2017-09-13 16:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001715568 Filed Document 0001715568-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:55:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Petriage, Inc. See All Filings	D	2017-09-13 16:54:53 UTC
Amount To Be Raised $249,500 Associated Brokers / Dealers N/A CIK Number 0001715648 Filed Document 0000927087-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:54:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Murrieta Town Center Investors, LLC See All Filings	D	2017-09-13 16:52:13 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Direct Realty Securities, Inc. CIK Number 0001716814 Filed Document 0001716814-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:52:13 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Basket Savings, Inc. See All Filings	D	2017-09-13 16:46:41 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001716756 Filed Document 0001716756-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:46:41 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Strouds Luxury Linens Inc. See All Filings	D	2017-09-13 16:31:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716084 Filed Document 0001716084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:31:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Groupay, Inc. See All Filings	D	2017-09-13 16:30:48 UTC
Amount To Be Raised $21,392,034 Associated Brokers / Dealers N/A CIK Number 0001560442 Filed Document 0001560442-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:30:48 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
READE STREET PARTNERS LP See All Filings	D/A	2017-09-13 16:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681853 Filed Document 0001405086-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:30:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LCRE Arrowood, LLC See All Filings	D	2017-09-13 16:25:59 UTC
Amount To Be Raised $1,715,000 Associated Brokers / Dealers N/A CIK Number 0001716948 Filed Document 0001716948-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:25:59 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EB-5 Equity Investor, LLC See All Filings	D	2017-09-13 16:24:03 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers NONE CIK Number 0001716343 Filed Document 0001716344-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-13 16:24:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FundersClub ACD LLC See All Filings	D	2017-09-13 16:21:44 UTC
Amount To Be Raised $223,811 Associated Brokers / Dealers N/A CIK Number 0001716036 Filed Document 0001716036-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:21:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund IX,LP See All Filings	D	2017-09-13 16:15:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS CORP. CIK Number 0001716446 Filed Document 0001716446-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:15:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM HG Advantage Fund LLC See All Filings	D	2017-09-13 16:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713552 Filed Document 0001713552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DDD Ventures LLC See All Filings	D	2017-09-13 16:08:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001715868 Filed Document 0001715868-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:08:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Storygize LLC See All Filings	D/A	2017-09-13 16:07:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:07:36 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Kineta, Inc. See All Filings	D	2017-09-13 16:02:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-13 16:02:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Midland Retirement, LLC See All Filings	D	2017-09-13 15:58:17 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers None CIK Number 0001716618 Filed Document 0001716618-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:58:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
InVisionApp Inc. See All Filings	D	2017-09-13 15:53:03 UTC
Amount To Be Raised $548,587 Associated Brokers / Dealers N/A CIK Number 0001538130 Filed Document 0001538130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:53:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EDG Orlando EB-5, LLC See All Filings	D	2017-09-13 15:48:22 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers NONE CIK Number 0001716344 Filed Document 0001716344-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-13 15:48:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
HLH, LLC See All Filings	D/A	2017-09-13 15:44:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001548123-17-000223 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:44:10 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Blanca Peak Capital LLC See All Filings	D	2017-09-13 15:32:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001716417 Filed Document 0001716417-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:32:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Debt Fund See All Filings	D	2017-09-13 15:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001716153 Filed Document 0001716153-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:31:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feed Alert Systems, Inc. See All Filings	D	2017-09-13 15:31:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001667663 Filed Document 0001667663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:31:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Wild Acre Brewing Co LLC See All Filings	D/A	2017-09-13 15:30:24 UTC
Amount To Be Raised $4,369,928 Associated Brokers / Dealers N/A CIK Number 0001635228 Filed Document 0001635228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:30:24 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Investment Grade Corporate Debt Fund See All Filings	D	2017-09-13 15:27:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001716154 Filed Document 0001716154-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:27:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3883 Flamingo Center, LLC See All Filings	D/A	2017-09-13 15:26:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers SANDLAPPER Securities, LLC, Timothy Sherer, Ryan Sherer, William Swayne, III, Independent Financial Group, Philip Oleson, Stewart Ginn, Jung Hung Lee, Yong Chang, Centaurus Financial, and Ahmad Hashemian CIK Number 0001705755 Filed Document 0001705755-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:26:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
YouStake, Inc. See All Filings	C	2017-09-13 15:24:47 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $535,000 CIK Number 0001690258 Filed Document 0001669191-17-000124 Accepted Date 2017-09-13 15:24:47 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Common Stock State NEVADA
MoneyLion Inc. See All Filings	D	2017-09-13 15:20:50 UTC
Amount To Be Raised $2,999,428 Associated Brokers / Dealers N/A CIK Number 0001692817 Filed Document 0001692817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:20:50 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIBOLO ENERGY COINVESTMENT II, LLC See All Filings	D	2017-09-13 15:20:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001716419 Filed Document 0001716419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:20:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Swrve Mobile, Inc. See All Filings	D	2017-09-13 15:18:53 UTC
Amount To Be Raised $28,429,394 Associated Brokers / Dealers N/A CIK Number 0001619641 Filed Document 0001619641-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:18:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CapStreet III, L.P. See All Filings	D/A	2017-09-13 15:17:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KNIGHT CAPITAL MARKETS LLC CIK Number 0001451241 Filed Document 0000899140-17-000574 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WCP Raleigh Student Housing LLC See All Filings	D	2017-09-13 15:14:53 UTC
Amount To Be Raised $2,362,000 Associated Brokers / Dealers None CIK Number 0001716734 Filed Document 0001716734-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-13 15:14:53 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
Araim Pharmaceuticals, Inc. See All Filings	D	2017-09-13 15:07:44 UTC
Amount To Be Raised $4,002,429 Associated Brokers / Dealers N/A CIK Number 0001625178 Filed Document 0001625178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:07:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Snow Lake China Offshore Long Fund, Ltd. See All Filings	D/A	2017-09-13 15:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653084 Filed Document 0001653084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smolboon One, a Series of Smolboon, LP See All Filings	D/A	2017-09-13 15:05:05 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001707995 Filed Document 0001707995-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-13 15:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund