Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Medpod Inc. See All Filings	D	2017-05-18 16:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632644 Filed Document 0001144204-17-028407 Exclusions or Exemptions 506b Accepted Date 2017-05-18 16:14:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fishpeople Seafood, Inc. See All Filings	D	2017-05-18 16:13:59 UTC
Amount To Be Raised $32,225,394 Associated Brokers / Dealers N/A CIK Number 0001705946 Filed Document 0001705946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 16:13:59 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FIRETHORN CAPITAL VALUE FUND LP See All Filings	D/A	2017-05-18 16:11:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433347 Filed Document 0001433347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 16:11:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockfolio, LLC See All Filings	D	2017-05-18 16:09:56 UTC
Amount To Be Raised $150,162 Associated Brokers / Dealers N/A CIK Number 0001618986 Filed Document 0001618986-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-05-18 16:09:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Camellia Funds LP See All Filings	D/A	2017-05-18 16:09:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656390 Filed Document 0001656390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 16:09:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crush Santa Barbara, LLC See All Filings	D	2017-05-18 16:07:35 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001707026 Filed Document 0001707026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 16:07:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COA Holdings, LLC See All Filings	D	2017-05-18 16:07:11 UTC
Amount To Be Raised $4,423,619 Associated Brokers / Dealers N/A CIK Number 0001706699 Filed Document 0001706699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 16:07:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Work-Bench Ventures II, LP See All Filings	D	2017-05-18 15:49:25 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001682257 Filed Document 0001682257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:49:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABE Resources Inc. See All Filings	D	2017-05-18 15:48:19 UTC
Amount To Be Raised $496,060 Associated Brokers / Dealers N/A CIK Number 0001700614 Filed Document 0001062993-17-002614 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:48:19 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Assets - IV, LLC See All Filings	D/A	2017-05-18 15:47:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001694595 Filed Document 0001694595-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:47:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SBRE I LLC See All Filings	D	2017-05-18 15:46:42 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001703849 Filed Document 0001703849-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:46:42 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Assets - IV, LLC See All Filings	D/A	2017-05-18 15:42:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001694595 Filed Document 0001694595-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Menlo Equities Absolute Return Fund LP See All Filings	D/A	2017-05-18 15:40:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DeBere Group Limited, SILVER LEAF PARTNERS, LLC, and SILVER PORTAL CAPITAL LLC CIK Number 0001672622 Filed Document 0001140361-17-021352 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:40:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Signal Peak Ventures III, L.P. See All Filings	D	2017-05-18 15:40:26 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001706996 Filed Document 0001706996-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:40:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Windmill Holdings, LLC See All Filings	D	2017-05-18 15:38:43 UTC
Amount To Be Raised $4,731,054 Associated Brokers / Dealers N/A CIK Number 0001707088 Filed Document 0001707088-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:38:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Menlo Equities Absolute Return Fund LP See All Filings	D/A	2017-05-18 15:37:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DeBere Group Limited, SILVER LEAF PARTNERS, LLC, and SILVER PORTAL CAPITAL LLC CIK Number 0001672622 Filed Document 0001140361-17-021351 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:37:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Menlo Equities Absolute Return Holdings LP See All Filings	D/A	2017-05-18 15:36:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672713 Filed Document 0001140361-17-021350 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:36:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Welch & Forbes Private Equity II, LLC- Series E See All Filings	D/A	2017-05-18 15:36:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702650 Filed Document 0001702650-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:36:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Namibia Rare Earths Inc. See All Filings	D/A	2017-05-18 15:25:14 UTC
Amount To Be Raised $75,288 Associated Brokers / Dealers N/A CIK Number 0001519457 Filed Document 0001519457-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:25:14 UTC Type of Offering D/A Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ConnectRN, Inc. See All Filings	D	2017-05-18 15:23:35 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001674479 Filed Document 0001674479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:23:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Cure Forward Corp. See All Filings	D/A	2017-05-18 15:20:28 UTC
Amount To Be Raised $4,499,997 Associated Brokers / Dealers N/A CIK Number 0001624526 Filed Document 0001624526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:20:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rocky River Partners, LP See All Filings	D/A	2017-05-18 15:19:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579205 Filed Document 0000919574-17-004418 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:19:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Maple Fund, LP (Series J) See All Filings	D	2017-05-18 15:15:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001707002 Filed Document 0001315863-17-000458 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:15:21 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BAILARD REAL ESTATE INVESTMENT TRUST, INC See All Filings	D/A	2017-05-18 15:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935457 Filed Document 0001706263-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:14:07 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clarip Inc. See All Filings	D	2017-05-18 15:13:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707119 Filed Document 0001707119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:13:12 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 289, LLC See All Filings	D	2017-05-18 15:05:22 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001706679 Filed Document 0001706679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:05:22 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
OpenRounds, Inc. See All Filings	D	2017-05-18 15:05:21 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001693284 Filed Document 0001693284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:05:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cheddar Inc. See All Filings	D	2017-05-18 15:04:24 UTC
Amount To Be Raised $18,999,998 Associated Brokers / Dealers N/A CIK Number 0001667357 Filed Document 0001667357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stem Cell Development Fund, LLC See All Filings	D/A	2017-05-18 15:03:31 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers NONE CIK Number 0001677387 Filed Document 0001677387-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:03:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EQUITABOWL, INC. See All Filings	D	2017-05-18 15:00:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544723 Filed Document 0001544723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 15:00:33 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CIPHERLOC Corp See All Filings	D	2017-05-18 14:54:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-17-005583 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:54:43 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CARELOGIC, INC. See All Filings	D	2017-05-18 14:53:50 UTC
Amount To Be Raised $154,189 Associated Brokers / Dealers N/A CIK Number 0001706387 Filed Document 0001706387-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:53:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Paper Bag, LLC See All Filings	D	2017-05-18 14:49:49 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001707010 Filed Document 0001707010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:49:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Delta Capital Growth Fund II, L.P. See All Filings	D	2017-05-18 14:49:43 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001706958 Filed Document 0001706958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:49:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Partners III LP See All Filings	D/A	2017-05-18 14:44:38 UTC
Amount To Be Raised $976,000,000 Associated Brokers / Dealers Growth Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Trestle Point, LLC, Gallatin Capital LLC, Eaton Partners, LLC, CV Brokerage, Inc., Park Hill Group LLC, and Profor Securities, LLC CIK Number 0001631284 Filed Document 0001631284-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:44:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latchable, Inc. See All Filings	D	2017-05-18 14:42:00 UTC
Amount To Be Raised $9,999,986 Associated Brokers / Dealers N/A CIK Number 0001615006 Filed Document 0001615006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:42:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VENZEE INC. See All Filings	D	2017-05-18 14:40:37 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001707083 Filed Document 0001707083-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:40:37 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
MCM-DHHS, LLC See All Filings	D	2017-05-18 14:40:31 UTC
Amount To Be Raised $16,240,000 Associated Brokers / Dealers Derek L. Copeland CIK Number 0001706526 Filed Document 0001461373-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:40:31 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP Opportunity Fund III LLC See All Filings	D	2017-05-18 14:40:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001706203 Filed Document 0001213900-17-005457 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:40:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspace SPE I, LLC See All Filings	D	2017-05-18 14:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703895 Filed Document 0001703895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:38:34 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF II Master Co-Investment Partners, L.P. See All Filings	D	2017-05-18 14:27:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001692356 Filed Document 0001692356-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:27:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspace GP, LLC See All Filings	D	2017-05-18 14:25:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703798 Filed Document 0001703798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:25:07 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Kids, Inc. See All Filings	C	2017-05-18 14:23:41 UTC
Financial Interest None Filing Platform Jumpstart Micro, Inc Offering Amount $80,000 CIK Number 0001691477 Filed Document 0001691477-17-000006 Accepted Date 2017-05-18 14:23:41 UTC Type of Offering C Security Offered Amount 200 Security Offered Type Preferred Stock State SOUTH CAROLINA
Menlo Ventures XIV, L.P. See All Filings	D	2017-05-18 14:18:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001705785 Filed Document 0001705785-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:18:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BVF-IV REIT See All Filings	D	2017-05-18 14:15:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Welchel, and Lori Mayfield CIK Number 0001706928 Filed Document 0001706928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:15:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital International Investments L.P. See All Filings	D/A	2017-05-18 14:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606629 Filed Document 0001606629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wymsical, LLC See All Filings	D	2017-05-18 14:13:37 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001652112 Filed Document 0001652112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:13:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Sojournix, Inc. See All Filings	D/A	2017-05-18 14:12:32 UTC
Amount To Be Raised $8,363,640 Associated Brokers / Dealers N/A CIK Number 0001674444 Filed Document 0001674444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:12:32 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tuttle Investments, LLC See All Filings	D	2017-05-18 14:11:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001706884 Filed Document 0001706884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:11:47 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CAMPBELL FUND TRUST See All Filings	D/A	2017-05-18 14:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, David A. Noyes & Company, Geneos Wealth Management, Inc., JAE Investments, Inc., Janney Montgomery Scott, LLC, Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc, RBC Capital Markets LLC, BB&T Scott & Stringfellow, Inc., Stephens, Inc., Stifel Nicolaus & Company, Incorporated, UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, American Portfolios Financial Services, Inc., Ameriprise Financial Services, Inc., Benjamin F. Edwards & Co., Inc., Berthel, Fisher & Company Financial Services, Inc., Davenport & Company LLC, First Allied Securities, FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., HighTower Securities, LLC, Hilliard Lyons, Inc., J.P. Morgan Clearing Corp., Cetera Advisors LLC, Purshe, Kaplan, Sterling Investments, Robert W. Baird & Co., Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Securities America, Inc., SII Investments, Inc., Spire Securities, LLC, Stephen A. Kohn & Associates, Ltd., Summit Brokerage Services, Inc., Thomas McDonald Partners LLC, USA FInancial Securities Corporation, VSR Financial Services, Inc., Wedbush Morgan Securities Inc., Arete Wealth Management, LLC, Lincoln Investment Planning, Inc., Mutual Securities, Inc., Titan Securities, KMS Financial Services, Inc., Oppenheimer & Co., Inc., D.H. HILL SECURITIES, LLLP, Ausdal Financial Partners, Inc., Kestra Investment Services, LLC, and Raymond James Financial Services, Inc. CIK Number 0001043951 Filed Document 0001043951-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-05-18 14:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund