Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wordstream, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $57,500 Associated Brokers / Dealers N/A CIK Number 0001492059 Filed Document 0001492059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LORUS THERAPEUTICS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers RBC Dominion Securities Inc., Roth Capital Partners, LLC, and Cormark Securities Inc. CIK Number 0000882361 Filed Document 0001439059-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pax8, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001539057 Filed Document 0001539057-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Off Broadway With Janis Ltd Liability Co See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001605889 Filed Document 0001605889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ICONIC THERAPEUTICS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $24,266,880 Associated Brokers / Dealers N/A CIK Number 0001226555 Filed Document 0001226555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PetroCap Partners II, L.P. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606192 Filed Document 0001606192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SR PHOENICIA INC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340183 Filed Document 0000943663-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHI Single Index Option Fund, LP See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Accelerated Capital Group, Inc. CIK Number 0001606203 Filed Document 0001606203-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Feeder Fund I, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605677 Filed Document 0001605677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Weebly, Inc See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001399711 Filed Document 0001399711-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Matchless 1791, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $10,964,702 Associated Brokers / Dealers N/A CIK Number 0001604987 Filed Document 0001604987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ORMET CIRCUITS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001160136 Filed Document 0001160136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,721,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-002967 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Nippon Dragon Resources Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $120,893 Associated Brokers / Dealers N/A CIK Number 0001606308 Filed Document 0001606308-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VERDANT POWER, INC. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001489004 Filed Document 0001489004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000115 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESG Domestic Opportunity Fund LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001518304 Filed Document 0000919574-14-002707 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Estate Assist, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001606220 Filed Document 0001606220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Snowball, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001605625 Filed Document 0001605625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bitmoon Computing, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $8,000,301 Associated Brokers / Dealers N/A CIK Number 0001605916 Filed Document 0001605916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Consumer Agent Portal, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001528076 Filed Document 0001192482-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DEEP WELL POWER LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Deep Well Power, LLC CIK Number 0001450540 Filed Document 0001450540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Electric Objects Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,703,348 Associated Brokers / Dealers N/A CIK Number 0001606340 Filed Document 0001606340-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Click With Me Now, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Albert H. Pleus CIK Number 0001560554 Filed Document 0001560554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Tempo Volatility Fund Ltd. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487736 Filed Document 0000950172-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Japan Fund, L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400682 Filed Document 0001095449-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAURASI CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557902 Filed Document 0000919574-14-002706 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Synexus Fund LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520727 Filed Document 0000919574-14-002698 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QT Holdings Corp. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605603 Filed Document 0001605603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
RegionalCare Hospital Partners Holdings, Inc. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468005 Filed Document 0001547953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SR PHOENICIA L P See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340187 Filed Document 0000943663-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLAR CAPITAL, L. P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091886 Filed Document 0001091886-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Asia Strategies Fund, Ltd. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001605710 Filed Document 0001461642-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clay Cove Urbana I, LLC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606027 Filed Document 0001606024-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
RATIONALWAVE ONSHORE EQUITY FUND LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222042 Filed Document 0001222042-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O3B NETWORKS Ltd See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $50,000,400 Associated Brokers / Dealers N/A CIK Number 0001436459 Filed Document 0001436459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wow Such Business, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606222 Filed Document 0001606222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
AMGH Holding Corp. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers N/A CIK Number 0001504494 Filed Document 0001504494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Plaza Fiesta Baceline, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001606354 Filed Document 0001606354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SILVER PALMS INVESTORS, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $4,250,100 Associated Brokers / Dealers N/A CIK Number 0001603538 Filed Document 0001603538-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Millburn Multi-Markets Fund L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Southwest Securities, Inc., and Comprehensive Asset Management and Servicing, Inc. CIK Number 0001468910 Filed Document 0001468910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VA Loan Captain, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001606082 Filed Document 0001606082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Namely, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Energy Telecom, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001096906-14-000526 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Master The Gap, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603546 Filed Document 0001603546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALIXTO GLOBAL OFFSHORE FUND, LTD. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606177 Filed Document 0000919574-14-002701 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CATALYST BIOSCIENCES INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,009,841 Associated Brokers / Dealers N/A CIK Number 0001270381 Filed Document 0001270381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ANTHEM UNITED INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606274 Filed Document 0001606274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity