Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DCA Capital Partners II, L.P. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001605937 Filed Document 0001605937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINCORA COPPER LTD See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $471,547 Associated Brokers / Dealers N/A CIK Number 0001527038 Filed Document 0001183740-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Private Equity, LLC See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001438089 Filed Document 0001438089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Retail, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001606448 Filed Document 0001606448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
TCRE Investor Series, LLC - Project Steeler Series See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606182 Filed Document 0001606182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Private Equity (Institutional TEI), LLC See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001492958 Filed Document 0001492958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crimson Physical Commodities Fund, LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485019 Filed Document 0001485019-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite New Mexico Holding Co LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Michael Scott Rickard CIK Number 0001606386 Filed Document 0001606386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lily by After-mouse.com LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001606297 Filed Document 0001606297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KWK Partners Offshore, Ltd. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490077 Filed Document 0001490077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True North Second Avenue, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $542,070 Associated Brokers / Dealers N/A CIK Number 0001606246 Filed Document 0001606246-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Makena Absolute Return Associates (Cayman), L.P. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAB Partners LLP CIK Number 0001548172 Filed Document 0001548172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRAL FEDERAL CORP See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers McDonald Partners LLC CIK Number 0001070680 Filed Document 0001070680-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Synack, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $7,499,995 Associated Brokers / Dealers N/A CIK Number 0001582684 Filed Document 0001140361-14-017399 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Private Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001606461 Filed Document 0000898432-14-000669 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobileCause, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $7,219,376 Associated Brokers / Dealers N/A CIK Number 0001588443 Filed Document 0001588443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4SeTV, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $12,500 Associated Brokers / Dealers N/A CIK Number 0001606375 Filed Document 0001606375-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
US NUCLEAR CORP. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001543623 Filed Document 0001262463-14-000354 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MySkin, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001436161 Filed Document 0000948830-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AvePoint, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $89,999,992 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001606113 Filed Document 0001606113-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Arcadia Biosciences, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $35,500,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001469443 Filed Document 0001469443-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MARF Holdings Blue, L.P. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548162 Filed Document 0001548162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SINAPIS PHARMA, INC. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001492347 Filed Document 0001492347-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CLOUD EQUITY GROUP FUND I, LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604828 Filed Document 0001604828-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knol Resources Corp. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $7,209,444 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001442791 Filed Document 0001140361-14-017437 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cognoptix, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001347741 Filed Document 0001140361-14-017451 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Scoutmob, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $3,837,779 Associated Brokers / Dealers N/A CIK Number 0001518272 Filed Document 0001518272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hickory Royalties, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $4,398,205 Associated Brokers / Dealers Emerson Equity, LLC CIK Number 0001606252 Filed Document 0001606252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Quest Resource Holding Corp See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $2,385,000 Associated Brokers / Dealers Matthew J. Nordgren and Cliff Melby CIK Number 0001442236 Filed Document 0001606500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KWK PARTNERS LP See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460406 Filed Document 0001460406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group Private Equity (Master Fund), LLC See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001447247 Filed Document 0001447247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Second Avenue Group, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $5,422,070 Associated Brokers / Dealers N/A CIK Number 0001606247 Filed Document 0001606247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plaza Fiesta Baceline Holdings I, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001606379 Filed Document 0001606379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Tendyne Holdings, Inc. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001557648 Filed Document 0001557648-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DigiPuppets LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593202 Filed Document 0001593202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiburon Saltwater Reclamation Fund II, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandlapper Securities, LLC CIK Number 0001605645 Filed Document 0001605645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Damballa, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $13,000,002 Associated Brokers / Dealers N/A CIK Number 0001359572 Filed Document 0001359572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Carroll Multifamily Real Estate Fund III, LP See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001598256 Filed Document 0001598256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GR Partners 2014, LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001606227 Filed Document 0001606227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Trumaker, Inc. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $6,519,930 Associated Brokers / Dealers N/A CIK Number 0001560125 Filed Document 0001231919-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meritus Communities Partners, LLLP See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $10,145,000 Associated Brokers / Dealers N/A CIK Number 0001606300 Filed Document 0000948830-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JMI VII DE AIV Blocker, L.P. See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606335 Filed Document 0001606335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY BANK MORTGAGE LLC See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised $88,500 Associated Brokers / Dealers N/A CIK Number 0001446874 Filed Document 0001446874-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Applied Nanotech Holdings, Inc See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891417 Filed Document 0001019687-14-001534 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PM Manager Fund, SPC-Segregated Portfolio 23 See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490021 Filed Document 0001565908-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ceterix Orthopaedics, Inc. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised $31,922,250 Associated Brokers / Dealers N/A CIK Number 0001565435 Filed Document 0001565435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIRIDIAN FUND, LTD. See All Filings	D/A	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463481 Filed Document 0001463481-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raphael Holding Co See All Filings	D	2014-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605620 Filed Document 0001605620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity