Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Element Digital Fund Ltd. See All Filings	D	2017-09-15 14:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715078 Filed Document 0001715078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:15:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Lighting Technologies, LLC See All Filings	D	2017-09-15 14:15:38 UTC
Amount To Be Raised $196,052,899 Associated Brokers / Dealers N/A CIK Number 0001716989 Filed Document 0001140361-17-035641 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:15:38 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Techotel, Inc. See All Filings	C/A	2017-09-15 14:15:17 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $107,000 CIK Number 0001640709 Filed Document 0001640709-17-000006 Accepted Date 2017-09-15 14:15:17 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
iSee, Inc. See All Filings	D	2017-09-15 14:12:36 UTC
Amount To Be Raised $2,736,986 Associated Brokers / Dealers N/A CIK Number 0001716222 Filed Document 0001716222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:12:36 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BIOWISH TECHNOLOGIES INTERNATIONAL INC. See All Filings	D	2017-09-15 14:08:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581101 Filed Document 0001581101-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:08:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Bancroft Woods, LLC See All Filings	D	2017-09-15 14:03:07 UTC
Amount To Be Raised $10,525,000 Associated Brokers / Dealers N/A CIK Number 0001671543 Filed Document 0001192482-17-000250 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:03:07 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CustomMade, Inc See All Filings	D	2017-09-15 14:01:51 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001716879 Filed Document 0001716879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 14:01:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GEF STL FUND (A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP) See All Filings	D/A	2017-09-15 13:55:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459225 Filed Document 0001458849-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:55:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patience DC Holdings III, LP See All Filings	D	2017-09-15 13:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716932 Filed Document 0001716932-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:54:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element Digital Fund Ltd. See All Filings	D	2017-09-15 13:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715078 Filed Document 0001715078-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:53:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMAGINAB, INC. See All Filings	D	2017-09-15 13:51:37 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001545875 Filed Document 0001545875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:51:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PieShell, LLC See All Filings	C/A	2017-09-15 13:45:07 UTC
Financial Interest 5.0% of the Securities being issued in this Offering Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001715813 Filed Document 0001715813-17-000002 Accepted Date 2017-09-15 13:45:07 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Cybrary, Inc. See All Filings	D	2017-09-15 13:43:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001652266 Filed Document 0001652266-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:43:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL ENDOWMENT FUND II, LP See All Filings	D/A	2017-09-15 13:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458795 Filed Document 0001458849-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:43:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redwood Bay Global Opportunity Fund, L.P. See All Filings	D/A	2017-09-15 13:41:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653300 Filed Document 0001653300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:41:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Six/Ten Group, LLC See All Filings	D	2017-09-15 13:37:02 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001593621 Filed Document 0001593621-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:37:02 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Partners Offshore, Ltd. See All Filings	D/A	2017-09-15 13:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perkins Fund Marketing, LLC CIK Number 0001559131 Filed Document 0001315863-17-000758 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Partners, L.P. See All Filings	D/A	2017-09-15 13:28:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corinthian Partners, LLC, Chardan Capital Markets, KJM Securities, Inc., and Perkins Fund Marketing, LLC CIK Number 0001520114 Filed Document 0001315863-17-000757 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:28:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL ENDOWMENT FUND I, LP See All Filings	D/A	2017-09-15 13:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458849 Filed Document 0001458849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:27:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Senior Loan Fund, L.P. See All Filings	D/A	2017-09-15 13:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526333 Filed Document 0000935836-17-000450 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Assette LLC See All Filings	D	2017-09-15 13:22:49 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001570939 Filed Document 0001570939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:22:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oxbow Fund (Onshore) Ltd See All Filings	D/A	2017-09-15 13:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652997 Filed Document 0001652997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:21:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-Trust See All Filings	D/A	2017-09-15 13:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653311 Filed Document 0001653311-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 13:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AWE Sonoma Woods LLC See All Filings	D	2017-09-15 12:57:28 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001717077 Filed Document 0001717077-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:57:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxbow Fund (Offshore) Ltd See All Filings	D/A	2017-09-15 12:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650558 Filed Document 0001650558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:52:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osmo Systems, Inc. See All Filings	D	2017-09-15 12:48:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001716708 Filed Document 0001716708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:48:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Long/Short Opportunities Onshore LP See All Filings	D/A	2017-09-15 12:46:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650038 Filed Document 0001315863-17-000756 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:46:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Meridian Income QP Fund, LP See All Filings	D/A	2017-09-15 12:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690055 Filed Document 0001690055-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-15 12:45:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners for Payment Relief DE IV, LLC See All Filings	D	2017-09-15 12:44:42 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001615595 Filed Document 0001615595-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-15 12:44:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Aperia Technologies, Inc. See All Filings	D	2017-09-15 12:40:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001526075 Filed Document 0001526075-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:40:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ratan SPV Fund, LLC See All Filings	D/A	2017-09-15 12:36:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619331 Filed Document 0001619331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:36:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - Hitchwood Capital Partners Series See All Filings	D/A	2017-09-15 12:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652003 Filed Document 0001652003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radius8, Inc. See All Filings	D	2017-09-15 12:32:14 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001667321 Filed Document 0001667321-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:32:14 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Tin Drum Holding Company, Inc. See All Filings	D	2017-09-15 12:27:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001664146 Filed Document 0001664146-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:27:50 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Qubed, Inc. See All Filings	D	2017-09-15 12:26:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001717113 Filed Document 0001717113-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:26:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TEGEAN OFFSHORE FUND LTD See All Filings	D/A	2017-09-15 12:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454541 Filed Document 0000919574-17-006773 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:24:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TEGEAN OFFSHORE FUND LTD See All Filings	D/A	2017-09-15 12:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454541 Filed Document 0000919574-17-006772 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:23:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
YORK ASIAN STRATEGIC METRIC FEEDER Ltd See All Filings	D	2017-09-15 12:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716331 Filed Document 0001144204-17-048194 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:22:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOC.AI Inc See All Filings	D	2017-09-15 12:20:25 UTC
Amount To Be Raised $2,275,000 Associated Brokers / Dealers N/A CIK Number 0001715349 Filed Document 0001715349-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-15 12:20:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
York Asian Strategic Metric Master, L.P. See All Filings	D	2017-09-15 12:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716329 Filed Document 0001144204-17-048192 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:19:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN FUND LP See All Filings	D/A	2017-09-15 12:19:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-17-006770 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:19:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MotiveAI Inc See All Filings	D	2017-09-15 12:18:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001716884 Filed Document 0001716884-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:18:17 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
RESOURCES CONNECTION INC See All Filings	D	2017-09-15 12:11:35 UTC
Amount To Be Raised $2,889,507 Associated Brokers / Dealers N/A CIK Number 0001084765 Filed Document 0001209191-17-052909 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:11:35 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2017-09-15 12:09:11 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:09:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ZEBRA Global Equity Advantage Fund, Ltd. See All Filings	D/A	2017-09-15 12:02:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648584 Filed Document 0001545650-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:02:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creisoft, Inc. See All Filings	D	2017-09-15 12:02:24 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001717058 Filed Document 0001717058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 12:02:24 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DETROIT AIRCRAFT Corp See All Filings	D	2017-09-15 11:56:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001717072 Filed Document 0001717072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 11:56:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Blue Water Energy Fund II, L.P. See All Filings	D/A	2017-09-15 11:55:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP ADVISORS LLC CIK Number 0001684256 Filed Document 0000899140-17-000576 Exclusions or Exemptions 506b Accepted Date 2017-09-15 11:55:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap Series See All Filings	D/A	2017-09-15 11:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652002 Filed Document 0001652002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 11:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERSON INDUSTRIAL PARTNERS, LLC See All Filings	D	2017-09-15 11:40:11 UTC
Amount To Be Raised $53,000,000 Associated Brokers / Dealers N/A CIK Number 0001716749 Filed Document 0001716749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-15 11:40:11 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other