Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ironwood Recovery Fund 2013 LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607011 Filed Document 0001607011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner JPGT Opportunities Fund, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001607725 Filed Document 0001607725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMARA MINING PLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $13,882,225 Associated Brokers / Dealers GRIFFITHS McBURNEY CORP. and PEEL HUNT INC. CIK Number 0001351690 Filed Document 0000898432-14-000736 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
Alpha Opportunities Fund, LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606752 Filed Document 0001606752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q ACTIVIST FUND LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001387101 Filed Document 0001140361-14-018522 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TFG Ames Pond Drive REIT, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers Advisory Group Equity Services, Ltd. CIK Number 0001606427 Filed Document 0001606427-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Resultly, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001581741 Filed Document 0001581741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
WILLIAM BLAIR GREEN TERRAIN FUND, L.P. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001163855 Filed Document 0001597352-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProNAi Therapeutics Inc See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $59,500,000 Associated Brokers / Dealers N/A CIK Number 0001290149 Filed Document 0001290149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pellucid Analytics, Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595021 Filed Document 0001595021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
KMD APPLICATIONS, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001545107 Filed Document 0001140361-14-018425 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Our Table Cooperative See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606955 Filed Document 0001606955-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Utah Valley Senior Living, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001606594 Filed Document 0001606594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Palo Verde Holdings Ltd. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $350,100 Associated Brokers / Dealers N/A CIK Number 0001462189 Filed Document 0001462189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business BERMUDA Revenue or Assets $Not Applicable Type of Security Other
Probiotic Holdings LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001307904 Filed Document 0001307904-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ZYME SOLUTIONS INC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001337891 Filed Document 0001243233-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Credit Collective, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607051 Filed Document 0001607051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midwest Mezzanine Fund V SBIC, LP See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CrossBay Capital Partners LLC CIK Number 0001581123 Filed Document 0001581123-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund Offshore, Ltd. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606026 Filed Document 0000950103-14-003171 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio V DST See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $36,957,331 Associated Brokers / Dealers Lawrence R. Fioroni, Jr. and Shawn M. Layton CIK Number 0001606661 Filed Document 0001606661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
FIG Watson B, GP See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001607378 Filed Document 0001354488-14-002323 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Field Dailies LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001606490 Filed Document 0000911959-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Penny Trail Express, Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001606907 Filed Document 0001606907-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
WILLIAM BLAIR BLUE TERRAIN TE FUND, L.P. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001323477 Filed Document 0001597352-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIONEYE OFFSHORE FUND LTD. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Gold and Simon Fischer CIK Number 0001456702 Filed Document 0001507943-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAVILE ROW MANAGED FUTURES T, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532124 Filed Document 0001532124-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Virgo Societas Partnership III (Offshore), L.P. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001575629 Filed Document 0000902664-14-002311 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Salsa Labs, Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001527597 Filed Document 0001527597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
2100 Xenon Managed Futures Fund LP See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001410893 Filed Document 0001410893-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stonetree Capital Fund IV, LP See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001518368 Filed Document 0000897069-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR BLACK TERRAIN TE FUND, L.P. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001427778 Filed Document 0001597352-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galway Metals Inc. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $1,057,822 Associated Brokers / Dealers N/A CIK Number 0001605649 Filed Document 0001605649-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Independent Feeding Device, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers none CIK Number 0001606714 Filed Document 0001606714-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
NLP Logix, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $175,319 Associated Brokers / Dealers N/A CIK Number 0001561868 Filed Document 0001561868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pharmacy Sale Leaseback DST See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $16,280,816 Associated Brokers / Dealers Inland Securities Corporation, Steven D. Meahan, Gary L. Pettus, William S. Sheehan, Lawrence R. Fiorini, Jr., Julia M. Carlson, Thomas F. Quinn, Louis F. Batmale, Dennis J. Loo, Dexter Loo, Juan C. Salazar, William LaPiana, George C. Merhoff, Jr., John G. Chess, Barry W. LeMay, Keith R. Gunther, Joral T. Schmalle, Patrick R. Conway, Daniel R. Raupp, and James T. Walesa CIK Number 0001599875 Filed Document 0001599875-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Raine Partners II LP See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001594261 Filed Document 0001594261-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy IV DST See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $9,921,950 Associated Brokers / Dealers Lawrence R. Fioroni, Jr. and Robert S. Smith CIK Number 0001603337 Filed Document 0001603337-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
1776 Seed Investors, LP See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001606491 Filed Document 0001606491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zealyst Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001568708 Filed Document 0001568708-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SHERMAN25 LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001608865 Filed Document 0001078782-14-000995 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
GLF Integrated Power Inc. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572927 Filed Document 0001572927-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keane Holdings Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001601028 Filed Document 0001601028-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Frontier Opportunities T, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602545 Filed Document 0001602545-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Physicians' Health Choice, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596021 Filed Document 0001596021-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Insightra Medical, Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001606764 Filed Document 0001606764-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Biscayne Pharmaceuticals Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001567845 Filed Document 0001294502-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Savile Row Diversified Hedge E, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498155 Filed Document 0001498155-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CONCHOID CAPITAL FUND LP See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606966 Filed Document 0001013594-14-000405 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Broadway 4D Theaters, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Jason Somerville and Jerome Kamer CIK Number 0001606713 Filed Document 0001606713-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Area 1 Security, Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $2,499,997 Associated Brokers / Dealers N/A CIK Number 0001606978 Filed Document 0001140361-14-019092 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity