Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fortem Resources Inc. See All Filings	D	2017-05-24 11:38:59 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001511164-17-000317 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:38:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
MCP Omni I Fund - Series I (for a Small Number Private Placement with Resale Restriction Among Qualified Institutional Investors) See All Filings	D/A	2017-05-24 11:38:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674950 Filed Document 0001013594-17-000407 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:38:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Windjammer Fund, LLC 3XL Series See All Filings	D	2017-05-24 11:37:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707071 Filed Document 0001707071-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:37:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdad Leveraged Co Fund, L.P. See All Filings	D/A	2017-05-24 11:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602514 Filed Document 0001602514-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:34:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCP Hyperion Fund - Series I See All Filings	D/A	2017-05-24 11:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674960 Filed Document 0001013594-17-000406 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
EHV II, LLC See All Filings	D	2017-05-24 11:31:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707276 Filed Document 0001707276-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:31:39 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Appian Investments II, LLC See All Filings	D	2017-05-24 11:29:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001707444 Filed Document 0001707444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:29:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Focus Sigma Fund - Series 1 See All Filings	D/A	2017-05-24 11:29:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674962 Filed Document 0001013594-17-000405 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:29:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
SDM Commodities, LP See All Filings	D/A	2017-05-24 11:26:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643453 Filed Document 0001643453-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:26:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windjammer Fund, LLC Standard Series See All Filings	D	2017-05-24 11:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706527 Filed Document 0001706527-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:26:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windjammer Fund, LLC 2XL Serie See All Filings	D	2017-05-24 11:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706877 Filed Document 0001706527-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:18:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transverse Medical, Inc. See All Filings	D	2017-05-24 11:16:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706334 Filed Document 0001706334-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:16:26 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
SAVILE ROW MLP PARTICIPANT FUND II LLC See All Filings	D/A	2017-05-24 11:11:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355071 Filed Document 0001015325-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:11:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
INSIGHT RX, INC. See All Filings	D/A	2017-05-24 11:08:27 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001705411 Filed Document 0001705411-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:08:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PF3, LLC See All Filings	D	2017-05-24 11:07:18 UTC
Amount To Be Raised $3,391,500 Associated Brokers / Dealers N/A CIK Number 0001626981 Filed Document 0001626981-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 11:07:18 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Summit Action Fund LLC, Opportunities Series See All Filings	D	2017-05-24 10:58:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001707274 Filed Document 0001707274-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cherwell Software, LLC See All Filings	D/A	2017-05-24 10:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636779 Filed Document 0001636779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:54:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Windjammer Fund, LLC Standard Series See All Filings	D	2017-05-24 10:49:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706527 Filed Document 0001706527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:49:32 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reno Student Housing, DST See All Filings	D/A	2017-05-24 10:47:24 UTC
Amount To Be Raised $42,471,000 Associated Brokers / Dealers Select Capital Corporation, Intercarolina Financial Services, Inc., Center Street Securities, Inc., Shopoff Securities, Inc., Investacorp, Inc., Dempsey Lord Smith, LLC, Sandlapper Securities, LLC, WestPark Capital, Inc., Crown Capital Securities, L.P., Independent Financial Group, LLC, ProEquities, Inc., Capital Financial Services, Inc., and Berthel, Fisher & Company Financial Services, Inc. CIK Number 0001693883 Filed Document 0001693883-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:47:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AESIR CREDIT PARTNERS, LP See All Filings	D/A	2017-05-24 10:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550201 Filed Document 0000919574-17-004505 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
iFund Key Income, LLC See All Filings	D	2017-05-24 10:45:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707346 Filed Document 0001707346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:45:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vaucluse Partners I-D, L.P. See All Filings	D	2017-05-24 10:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001707347 Filed Document 0001707350-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:41:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
James River Value Partners Fund LLC See All Filings	D	2017-05-24 10:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001705777 Filed Document 0001705777-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:36:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redwood Drawdown Offshore Fund II, L.P. See All Filings	D	2017-05-24 10:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706750 Filed Document 0001012975-17-000448 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:32:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Home Team Holdings, LLC See All Filings	D	2017-05-24 10:32:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595995 Filed Document 0001595995-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:32:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Lone Peak Partners Fund LP See All Filings	D/A	2017-05-24 10:26:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489381 Filed Document 0001489381-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:26:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redwood Drawdown Domestic Fund II, L.P. See All Filings	D	2017-05-24 10:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706716 Filed Document 0001012975-17-000447 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:22:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vaucluse Partners I-C, L.P. See All Filings	D	2017-05-24 10:19:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001707348 Filed Document 0001707350-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 10:19:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vaucluse Partners I-B, L.P. See All Filings	D	2017-05-24 09:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001707349 Filed Document 0001707350-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 09:54:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vaucluse Partners I-A, L.P. See All Filings	D	2017-05-24 09:31:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001707350 Filed Document 0001707350-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 09:31:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNCLOUD, INC. See All Filings	D	2017-05-24 09:12:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619119 Filed Document 0001065949-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-05-24 09:12:24 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MCSR Arlington Retail Invest, LP See All Filings	D	2017-05-24 08:51:56 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers N/A CIK Number 0001707253 Filed Document 0001707253-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 08:51:56 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Hathaway Activated Carbon, Inc. See All Filings	1-A/A	2017-05-24 08:40:45 UTC
Amount To Be Raised $100 Associated Brokers / Dealers FINRA Broker/Dealer CIK Number 0001681222 Filed Document 0001214659-17-003584 Accepted Date 2017-05-24 08:40:45 UTC Type of Offering 1-A/A Industry INDUSTRIAL ORGANIC CHEMICALS Offering Tier Tier1 Principal Place of Business TENNESSEE Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Agora523, LLC See All Filings	D	2017-05-24 07:41:38 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers n/a CIK Number 0001706807 Filed Document 0001706807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 07:41:38 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zoi, Inc. See All Filings	C/A	2017-05-23 21:13:02 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $99,999 CIK Number 0001701370 Filed Document 0001665160-17-000199 Accepted Date 2017-05-23 21:13:02 UTC Type of Offering C/A Security Offered Amount 47,619 Security Offered Type Common Stock State CALIFORNIA
Longfin Corp See All Filings	1-A/A	2017-05-23 20:34:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699683 Filed Document 0001699683-17-000010 Accepted Date 2017-05-23 20:34:49 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $298,786 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Gryphn Corp See All Filings	D	2017-05-23 20:32:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001545619 Filed Document 0001545619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 20:32:53 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Ledgestone Global Partners, L.P. See All Filings	D/A	2017-05-23 20:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628643 Filed Document 0001140361-17-022059 Exclusions or Exemptions 506b Accepted Date 2017-05-23 20:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birch Investment Partners, LLC See All Filings	D	2017-05-23 20:22:14 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001706891 Filed Document 0001706891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 20:22:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Sage Oak ALF I, LLC See All Filings	D	2017-05-23 20:21:39 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001707369 Filed Document 0001707369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 20:21:39 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
PhageTech, Inc. See All Filings	D	2017-05-23 20:19:08 UTC
Amount To Be Raised $4,012,500 Associated Brokers / Dealers N/A CIK Number 0001659912 Filed Document 0001659912-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 20:19:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Solutions International, Inc. See All Filings	D	2017-05-23 19:21:55 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001680159 Filed Document 0001680159-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 19:21:55 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Protoqual Learning Systems, LLC See All Filings	D	2017-05-23 19:19:38 UTC
Amount To Be Raised $100,001 Associated Brokers / Dealers N/A CIK Number 0001686536 Filed Document 0001686536-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 19:19:38 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gatewood Capital Opportunity Fund, L.P. See All Filings	D/A	2017-05-23 19:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652968 Filed Document 0001507943-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-05-23 19:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gatewood Capital Opportunity Fund (Cayman), L.P. See All Filings	D/A	2017-05-23 19:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652969 Filed Document 0001507943-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-05-23 19:17:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
America360, LLC See All Filings	D/A	2017-05-23 19:02:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ORCHARD SECURITIES, LLC CIK Number 0001609018 Filed Document 0001609018-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-23 19:02:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kaptyn Inc. See All Filings	D	2017-05-23 19:01:22 UTC
Amount To Be Raised $9,999,997 Associated Brokers / Dealers N/A CIK Number 0001707430 Filed Document 0001707430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 19:01:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Arden San Angelo RREAF L.P. See All Filings	D/A	2017-05-23 18:49:27 UTC
Amount To Be Raised $2,133,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001704491 Filed Document 0001704491-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-23 18:49:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dandelion Energy, Inc. See All Filings	D	2017-05-23 18:46:49 UTC
Amount To Be Raised $384,996 Associated Brokers / Dealers N/A CIK Number 0001707441 Filed Document 0001707441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 18:46:49 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Fund SICAV See All Filings	D	2017-05-23 18:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703756 Filed Document 0001703756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-23 18:30:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund