Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Montauk TriGuard Fund VI LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001603550 Filed Document 0001603550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lyxor/Bridgewater Fund Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001467514 Filed Document 0001140361-14-018386 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tullis Growth Fund, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001606950 Filed Document 0001606950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARCHMONT PARTNERS LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117707 Filed Document 0001264128-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medley Opportunity Fund II LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $581,022,700 Associated Brokers / Dealers Silver Leaf Partners, LLC and Pickwick Capital Partners, LLC CIK Number 0001525228 Filed Document 0000919574-14-002812 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Symphony CLO Opportunities Fund See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575547 Filed Document 0000935836-14-000274 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $8,040,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-003253 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Tucker Focus Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519020 Filed Document 0001264128-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVOLUTION NUTRITION, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001534645 Filed Document 0001534645-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Southern Station of Tennessee, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001607101 Filed Document 0001607101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
S Labs Holdings, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,776,323 Associated Brokers / Dealers N/A CIK Number 0001606045 Filed Document 0001606045-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rejuvenan Global Health, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,275,000 Associated Brokers / Dealers N/A CIK Number 0001605514 Filed Document 0001605514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MoBeam, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001490510 Filed Document 0001490510-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BASSWOOD FINANCIAL FUND, INC. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576092 Filed Document 0001405086-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST ROBINSON FINANCIAL CORP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,941,855 Associated Brokers / Dealers N/A CIK Number 0001035991 Filed Document 0001238351-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
49th Fund, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers James Kenworthy CIK Number 0001605523 Filed Document 0001605523-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets $Not Applicable Type of Security Equity
Acuity Systems, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001491038 Filed Document 0001491038-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BodeTree, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001572966 Filed Document 0001572966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2229 San Felipe Interests LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001607216 Filed Document 0001607216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Capital Partners III LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001606202 Filed Document 0001606202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Windpipe Corp See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555871 Filed Document 0001555871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/CFM Discus Fund Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001466073 Filed Document 0001140361-14-018380 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Droplr Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001578030 Filed Document 0001578030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AGECROFT PARTNERS, LLC CIK Number 0001509621 Filed Document 0000919574-14-002809 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monarch Capital Partners Offshore III LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001606201 Filed Document 0001606201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearview Tower Co II, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001607198 Filed Document 0001607198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Other
ARPEGGIO FUND See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138474 Filed Document 0000935836-14-000275 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERRA Agri Fund II, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers M.D. Sass Securities, LLC CIK Number 0001548835 Filed Document 0001548835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Startup Capital Ventures Fund II, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001603718 Filed Document 0001603718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealTech Holdings Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001577188 Filed Document 0001577188-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SCHF CAYMAN, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519799 Filed Document 0001519799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Holdings LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001584863 Filed Document 0001584863-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Declara, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $16,324,989 Associated Brokers / Dealers N/A CIK Number 0001606341 Filed Document 0001606341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookwood Morris Corporate Center, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $17,200,000 Associated Brokers / Dealers Brookwood Securities Partners, LLC CIK Number 0001596904 Filed Document 0001596904-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ATX Seed Ventures I, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001607164 Filed Document 0001607164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OFS Energy Fund III (Q), LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $122,108,000 Associated Brokers / Dealers N/A CIK Number 0001606870 Filed Document 0001140361-14-019616 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Berkshire Multifamily Value Plus Fund III, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers Greenhill & Co., L.L.C. CIK Number 0001568058 Filed Document 0001568058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SAGE SCIENCE INC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001338623 Filed Document 0001338623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chinus Fund, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463824 Filed Document 0001140361-14-018492 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marlmont Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001110028 Filed Document 0001543899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Hawaiian Gardens LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001606987 Filed Document 0001606987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Good Tastes, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001571010 Filed Document 0001571010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Canyon Value Realization Fund Ltd See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001474651 Filed Document 0001140361-14-018384 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
JC IRVING PARENT, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $467,900 Associated Brokers / Dealers N/A CIK Number 0001606879 Filed Document 0001606879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Portfolios, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001546504 Filed Document 0000947871-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis P2P Income Fund, Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580292 Filed Document 0000935836-14-000276 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ocean Thermal Energy Corp See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001531272 Filed Document 0001531272-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity