Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Icagen-T, Inc. See All Filings	D	2017-05-25 06:04:52 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001707449 Filed Document 0001213900-17-005836 Exclusions or Exemptions 506b Accepted Date 2017-05-25 06:04:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Icagen, Inc. See All Filings	D	2017-05-25 06:03:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001518520 Filed Document 0001213900-17-005834 Exclusions or Exemptions 506b Accepted Date 2017-05-25 06:03:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Fund EQ - RRA, a series of Equidate Investments LLC See All Filings	D/A	2017-05-24 21:51:24 UTC
Amount To Be Raised $5,375,403 Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001676065 Filed Document 0001674878-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:51:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-DPU, a series of Equidate Investments LLC See All Filings	D	2017-05-24 21:45:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001707488 Filed Document 0001674878-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:45:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rose Capital Fund I, LP See All Filings	D	2017-05-24 21:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707224 Filed Document 0001707224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pilot Growth Equity Fund II, L.P. See All Filings	D	2017-05-24 21:34:47 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001707069 Filed Document 0001707069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:34:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MD Collab Inc. See All Filings	D/A	2017-05-24 21:29:57 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001699927 Filed Document 0001699927-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:29:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SAG-19-Fund, a series of AX-ExNt-Funds, LLC See All Filings	D	2017-05-24 21:19:56 UTC
Amount To Be Raised $179,990 Associated Brokers / Dealers N/A CIK Number 0001703506 Filed Document 0001703506-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:19:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Density, a series of Jason's Syndicate, LLC See All Filings	D	2017-05-24 21:18:35 UTC
Amount To Be Raised $496,540 Associated Brokers / Dealers N/A CIK Number 0001704839 Filed Document 0001674878-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:18:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ - LQA, a series of Equidate Investments LLC See All Filings	D/A	2017-05-24 21:14:25 UTC
Amount To Be Raised $1,065,127 Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001674878 Filed Document 0001674878-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:14:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-WOY-48-Fund, a series of AX-BuAl-Funds, LLC See All Filings	D	2017-05-24 21:12:00 UTC
Amount To Be Raised $854,500 Associated Brokers / Dealers N/A CIK Number 0001704580 Filed Document 0001704580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:12:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roc Asia Pacific Private Equity Fund III L.P See All Filings	D	2017-05-24 21:07:43 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Network 1 Financial Securities Inc and Coronado Investments, LLC CIK Number 0001706307 Filed Document 0001706307-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:07:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TGW-14-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-05-24 21:06:46 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001704576 Filed Document 0001704576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:06:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Nvgton-II-Fund, a series of AngelList-SeSh-Funds, LLC See All Filings	D	2017-05-24 21:03:04 UTC
Amount To Be Raised $80,048 Associated Brokers / Dealers N/A CIK Number 0001706110 Filed Document 0001706110-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 21:03:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-WUI-53-Fund, a series of AX-SoGe-Funds, LLC See All Filings	D	2017-05-24 20:52:19 UTC
Amount To Be Raised $235,000 Associated Brokers / Dealers N/A CIK Number 0001705574 Filed Document 0001705574-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:52:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OHJ-28-Fund, a series of AX-RN-Funds, LLC See All Filings	D	2017-05-24 20:39:15 UTC
Amount To Be Raised $129,700 Associated Brokers / Dealers N/A CIK Number 0001705366 Filed Document 0001705366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:39:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AGV-18-Fund, a series of AngelList-IC-Funds, LLC See All Filings	D	2017-05-24 20:34:41 UTC
Amount To Be Raised $108,490 Associated Brokers / Dealers N/A CIK Number 0001703638 Filed Document 0001703638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:34:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ABE-28-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2017-05-24 20:31:16 UTC
Amount To Be Raised $152,500 Associated Brokers / Dealers N/A CIK Number 0001705364 Filed Document 0001705364-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:31:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BQM-14-Fund, a series of AngelList-S2Al-Funds, LLC See All Filings	D	2017-05-24 20:28:28 UTC
Amount To Be Raised $87,992 Associated Brokers / Dealers N/A CIK Number 0001703639 Filed Document 0001703639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:28:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DG7, a series of DG Funds, LLC See All Filings	D	2017-05-24 20:25:25 UTC
Amount To Be Raised $108,005 Associated Brokers / Dealers N/A CIK Number 0001704045 Filed Document 0001704045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:25:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-FRO-19-Fund, a series of AX-RamRes-Funds, LLC See All Filings	D	2017-05-24 20:23:05 UTC
Amount To Be Raised $89,460 Associated Brokers / Dealers N/A CIK Number 0001704570 Filed Document 0001704570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:23:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RDC-123-Fund, a series of AngelList-BW-Funds, LLC See All Filings	D	2017-05-24 20:18:15 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001706817 Filed Document 0001706817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:18:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ADK-13-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-05-24 20:11:56 UTC
Amount To Be Raised $285,500 Associated Brokers / Dealers N/A CIK Number 0001706116 Filed Document 0001706116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:11:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Los Carneros Opportunity, LP See All Filings	D	2017-05-24 20:11:15 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001707586 Filed Document 0001707586-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:11:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Breast Microseed, Inc. See All Filings	D/A	2017-05-24 20:07:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607763 Filed Document 0001607763-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:07:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
A-ZDT-29-Fund, a series of AngelList-AdTe-Funds, LLC See All Filings	D	2017-05-24 20:06:02 UTC
Amount To Be Raised $323,266 Associated Brokers / Dealers N/A CIK Number 0001697357 Filed Document 0001697357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:06:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SDV-23-Fund, a series of AX-BrFl-Funds, LLC See All Filings	D	2017-05-24 20:01:43 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001705365 Filed Document 0001705365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 20:01:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breast Microseed, Inc. See All Filings	D	2017-05-24 19:53:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607763 Filed Document 0001607763-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 19:53:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MAGNEGAS CORP See All Filings	D	2017-05-24 19:48:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001353487 Filed Document 0001144204-17-029406 Exclusions or Exemptions 506b Accepted Date 2017-05-24 19:48:40 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Ballinger Fund LLC See All Filings	D	2017-05-24 19:35:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001582388 Filed Document 0001582388-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 19:35:49 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Davidis Film, Inc. See All Filings	D	2017-05-24 19:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707587 Filed Document 0001707587-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 19:24:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Balfour Pacific Real Estate IV, Limited Partnership See All Filings	D	2017-05-24 19:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707223 Filed Document 0001013594-17-000411 Exclusions or Exemptions 506b Accepted Date 2017-05-24 19:06:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FlexGen Power Systems, Inc. See All Filings	D	2017-05-24 18:43:53 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001650491 Filed Document 0001650491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:43:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BitFusion.io Inc. See All Filings	D	2017-05-24 18:43:31 UTC
Amount To Be Raised $6,762,214 Associated Brokers / Dealers N/A CIK Number 0001632447 Filed Document 0001632447-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:43:31 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Unbound Technologies, Inc. See All Filings	D	2017-05-24 18:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707453 Filed Document 0001707453-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 18:28:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ePar, LLC See All Filings	D/A	2017-05-24 18:20:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001518923 Filed Document 0001518923-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:20:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Atavium, Inc. See All Filings	D	2017-05-24 18:18:49 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001707489 Filed Document 0001707489-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:18:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 292, LLC See All Filings	D	2017-05-24 18:15:49 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001707199 Filed Document 0001707199-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:15:49 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Apptegy Inc. See All Filings	D	2017-05-24 18:11:18 UTC
Amount To Be Raised $5,675,000 Associated Brokers / Dealers N/A CIK Number 0001651340 Filed Document 0001651340-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:11:18 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
EarLens Corp See All Filings	D/A	2017-05-24 18:10:14 UTC
Amount To Be Raised $77,274,197 Associated Brokers / Dealers N/A CIK Number 0001490171 Filed Document 0001490171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 18:10:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIZ.AI, INC. See All Filings	D	2017-05-24 17:59:30 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001686122 Filed Document 0001686122-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:59:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CesiumAstro Inc. See All Filings	D	2017-05-24 17:50:03 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001707363 Filed Document 0001707363-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:50:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Rail Services Inc. See All Filings	D	2017-05-24 17:44:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000764897 Filed Document 0000764897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:44:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RAF 3 LLC See All Filings	D	2017-05-24 17:39:40 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001706192 Filed Document 0001706192-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:39:40 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
LITHIA MOTORS INC See All Filings	D	2017-05-24 17:20:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001023128 Filed Document 0001023128-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:20:51 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $Over $100,000,000 Type of Security Equity
NeXtGen Biologics, INC See All Filings	D/A	2017-05-24 17:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001620524 Filed Document 0001620524-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:20:27 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
RD Legal Finance, LLC, Series PMPI See All Filings	D/A	2017-05-24 17:09:30 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001695600 Filed Document 0001697996-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:09:30 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
SandPointe Asset Management, LLC See All Filings	D/A	2017-05-24 17:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649843 Filed Document 0001649843-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:08:19 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff 2017 Private Equity Partnership, L.P. See All Filings	D	2017-05-24 17:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707382 Filed Document 0001707382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-24 17:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Irrovation LLC See All Filings	D	2017-05-24 17:05:00 UTC
Amount To Be Raised $318,750 Associated Brokers / Dealers N/A CIK Number 0001707555 Filed Document 0001707555-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-05-24 17:05:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity