Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shadow Hills LP, a California limited partnership See All Filings	D	2017-05-03 13:44:52 UTC
Amount To Be Raised $12,344,454 Associated Brokers / Dealers U.S. Bancorp Community Development Corporation CIK Number 0001704309 Filed Document 0001704309-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:44:52 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
AperioHealth, Inc. See All Filings	D	2017-05-03 13:43:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001705602 Filed Document 0001705602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:43:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
REED'S, INC. See All Filings	D	2017-05-03 13:41:54 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers Wunderlich Securities Inc CIK Number 0001140215 Filed Document 0001140215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:41:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2017-05-03 13:40:42 UTC
Amount To Be Raised $1,779,067 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:40:42 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Legal & General Russell 1000 Fund, LLC See All Filings	D/A	2017-05-03 13:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667979 Filed Document 0001679275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2017-05-03 13:38:13 UTC
Amount To Be Raised $58,800 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:38:13 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Eagle's View Diversified Opportunities Fund, L.P. See All Filings	D/A	2017-05-03 13:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499876 Filed Document 0001504397-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONTRATADO LTD See All Filings	D	2017-05-03 13:33:50 UTC
Amount To Be Raised $192,782 Associated Brokers / Dealers N/A CIK Number 0001705429 Filed Document 0001705429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:33:50 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2017-05-03 13:33:03 UTC
Amount To Be Raised $1,985,564 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:33:03 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Shawnee Investors 1, LLC See All Filings	D	2017-05-03 13:33:01 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001705646 Filed Document 0001705646-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:33:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-05-03 13:32:46 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers Jim Van Epps CIK Number 0001343394 Filed Document 0001343394-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:32:46 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Eagle's View Capital Partners, L.P. See All Filings	D/A	2017-05-03 13:30:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Rice, Courtney Clark, Thomas H Mahoney IV, and Robert Evans CIK Number 0001504397 Filed Document 0001504397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:30:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2017-05-03 13:28:54 UTC
Amount To Be Raised $8,550,245 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:28:54 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
SAN FELASCO NURSERIES, INC. See All Filings	D	2017-05-03 13:28:17 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001679814 Filed Document 0001679814-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:28:17 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Smart Hotels Five Three LLC See All Filings	D	2017-05-03 13:27:08 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001695616 Filed Document 0001695616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:27:08 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Broadway Gold Mining Ltd. See All Filings	D	2017-05-03 13:25:43 UTC
Amount To Be Raised $724,680 Associated Brokers / Dealers N/A CIK Number 0001694449 Filed Document 0001694449-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:25:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CGP Net Lease Mezz Equity I, L.P. See All Filings	D	2017-05-03 13:25:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001705229 Filed Document 0001705229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:25:27 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Glasshouse SPC See All Filings	D	2017-05-03 13:17:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001676192 Filed Document 0001676192-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:17:53 UTC Type of Offering D Industry Environmental Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SimUCare Inc. See All Filings	D	2017-05-03 13:15:13 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001705502 Filed Document 0001705502-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:15:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Rick Marini I, LP See All Filings	D/A	2017-05-03 13:08:13 UTC
Amount To Be Raised $878,803 Associated Brokers / Dealers N/A CIK Number 0001683483 Filed Document 0001683483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metamorphosis Wines, LLC See All Filings	D	2017-05-03 13:07:23 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001704543 Filed Document 0001704543-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 13:07:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Korth Direct Mortgage LLC See All Filings	D	2017-05-03 12:38:45 UTC
Amount To Be Raised $1,059,000 Associated Brokers / Dealers N/A CIK Number 0001695963 Filed Document 0001695963-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-03 12:38:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blackstone Opportunity Fund, LLC See All Filings	D	2017-05-03 12:33:36 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001705482 Filed Document 0001705482-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 12:33:36 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
635 Old Post, LLC See All Filings	D/A	2017-05-03 12:31:54 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Nobles and Richards, Inc. CIK Number 0001675401 Filed Document 0001675401-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-03 12:31:54 UTC Type of Offering D/A Industry Construction Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Bottles Group, LLC See All Filings	D	2017-05-03 12:28:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001705483 Filed Document 0001705483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 12:28:44 UTC Type of Offering D Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Hayward Hotel First Mortgage Investors, LP See All Filings	D	2017-05-03 12:27:58 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001705540 Filed Document 0001705540-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 12:27:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
HLH, LLC See All Filings	D/A	2017-05-03 12:22:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-05-03 12:22:07 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
S3 Global Multi-Strategy Fund LLC See All Filings	D/A	2017-05-03 12:07:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464172 Filed Document 0001464172-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 12:07:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Little Brown Box Pizza, LLC See All Filings	D	2017-05-03 12:06:57 UTC
Amount To Be Raised $12,388,541 Associated Brokers / Dealers N/A CIK Number 0001547550 Filed Document 0001547550-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 12:06:57 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Outset Medical, Inc. See All Filings	D	2017-05-03 12:03:00 UTC
Amount To Be Raised $76,483,991 Associated Brokers / Dealers N/A CIK Number 0001484612 Filed Document 0001484612-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 12:03:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAM PARTNERS, L.P. See All Filings	D/A	2017-05-03 11:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., SWORD SECURITIES LLC, and TRESTLE POINT, LLC CIK Number 0000944774 Filed Document 0000919574-17-003729 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:52:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capitol of Texas Bancshares, Inc. See All Filings	D	2017-05-03 11:36:48 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001705390 Filed Document 0001705390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:36:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tellus Partners I-A, LLC See All Filings	D	2017-05-03 11:35:38 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001705347 Filed Document 0001015325-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:35:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Camden Credit Opportunity Fund, LLC - Series I See All Filings	D	2017-05-03 11:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705311 Filed Document 0001140361-17-018031 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:29:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRCM Onshore I, L.P. See All Filings	D/A	2017-05-03 11:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001200418 Filed Document 0001200418-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:23:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGM Enterprises, LLC See All Filings	D	2017-05-03 11:21:26 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001701564 Filed Document 0001701564-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 11:21:26 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Avanath Affordable Housing III, LLC See All Filings	D/A	2017-05-03 10:57:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673879 Filed Document 0001673879-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:57:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Element Capital Partners Fund See All Filings	D	2017-05-03 10:48:51 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001705479 Filed Document 0001705479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:48:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Marker TuneIn LP See All Filings	D	2017-05-03 10:43:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001705608 Filed Document 0001705608-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TANNOR PARTNERS CREDIT FUND II, LP See All Filings	D/A	2017-05-03 10:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521442 Filed Document 0001012975-17-000362 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Structured Credit Fund, L.P. See All Filings	D/A	2017-05-03 10:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C and Morgan Stanley Smith Barney LLC CIK Number 0001675495 Filed Document 0001675495-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:30:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Associes Magnum Search Capital Partners, LP See All Filings	D	2017-05-03 10:27:25 UTC
Amount To Be Raised $1,603,805 Associated Brokers / Dealers N/A CIK Number 0001704629 Filed Document 0001704629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:27:25 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OPUS POINT HEALTHCARE INNOVATIONS FUND, L.P. See All Filings	D/A	2017-05-03 10:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469584 Filed Document 0001469584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tamarind Hill Fund, LLC See All Filings	D	2017-05-03 10:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705305 Filed Document 0001705305-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:23:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NB Molly Barr, DST See All Filings	D	2017-05-03 10:22:41 UTC
Amount To Be Raised $11,299,699 Associated Brokers / Dealers Brian Nelson, Cory Thomas, Mike Culwell, LESLIE PAPPAS, SUSAN GITT, STEPHEN HOLT, ED FERNANDEZ, JERRY HAYDEN, DAVID DAHILL, CECILIA HO, MICHAEL CRUZ, ROBERT TWEED, JAMES LAMONT, JIM WHITSON, BRUCE BEETZ, DAVID GILLIMORE, WILLIAM HOOP, KIM HART, and PATTY FRANKLIN CIK Number 0001703553 Filed Document 0001703553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:22:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LakeWater Total Return Opportunity Fund, L.P. See All Filings	D/A	2017-05-03 10:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cedi Capital Markets, LLC and Pinnacle Investments, LLC CIK Number 0001490162 Filed Document 0001490162-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:10:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermeer Global Partners I LP See All Filings	D	2017-05-03 10:10:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001705507 Filed Document 0001705507-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 10:10:01 UTC Type of Offering D Industry Investing Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Propel (gel-e) LLC See All Filings	D	2017-05-03 09:47:39 UTC
Amount To Be Raised $218,000 Associated Brokers / Dealers N/A CIK Number 0001703533 Filed Document 0001703533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 09:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Saints Episcopal Church See All Filings	D	2017-05-03 09:35:53 UTC
Amount To Be Raised $1,132,000 Associated Brokers / Dealers N/A CIK Number 0001703929 Filed Document 0001703929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 09:35:53 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
T.S.S. Parent, LLC See All Filings	D	2017-05-03 09:31:14 UTC
Amount To Be Raised $13,956,220 Associated Brokers / Dealers N/A CIK Number 0001705304 Filed Document 0001705304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-03 09:31:14 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity