Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
White Oaks Flexible Strategies Fund SP See All Filings	D/A	2017-09-20 12:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672814 Filed Document 0001299872-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-20 12:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indicator Fund 1, L.P. See All Filings	D/A	2017-09-20 12:17:37 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001684939 Filed Document 0001684939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 12:17:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BirchBioMed Inc. See All Filings	D/A	2017-09-20 12:14:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001670747 Filed Document 0001670747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 12:14:28 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WIC VALUE FUND L P See All Filings	D/A	2017-09-20 12:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000830296 Filed Document 0000830296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 12:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE OAKS AGGRESSIVE GROWTH FUND SP See All Filings	D/A	2017-09-20 12:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672804 Filed Document 0001299872-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-20 12:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Moderate Growth Fund, LLC See All Filings	D/A	2017-09-20 11:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299871 Filed Document 0001299872-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:49:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LEVCO PARTNERS L.P. See All Filings	D/A	2017-09-20 11:47:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466178 Filed Document 0000919574-17-006843 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:47:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
J. Goldman, L.P. See All Filings	D/A	2017-09-20 11:42:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219102 Filed Document 0001219102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:42:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Low Volatility Fund, LLC See All Filings	D/A	2017-09-20 11:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299872 Filed Document 0001299872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Onovative, LLC See All Filings	D	2017-09-20 11:35:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001665013 Filed Document 0001665013-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:35:14 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
ViaTouch Media, Inc. See All Filings	D	2017-09-20 11:31:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714893 Filed Document 0001714893-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:31:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wiltshire LCP LLC See All Filings	D	2017-09-20 11:29:15 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001716427 Filed Document 0001716428-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-20 11:29:15 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Broadview Partners LP See All Filings	D/A	2017-09-20 11:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412168 Filed Document 0001412168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:25:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Freedom Fund, LLC See All Filings	D/A	2017-09-20 11:23:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672274 Filed Document 0001299868-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:23:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cross Shore Investors, Ltd. See All Filings	D	2017-09-20 11:22:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fair Haven Partners, LLC, Arthur Wood Company, and AMERIPRISE FINANCIAL SERVICES, INC. CIK Number 0001717015 Filed Document 0000919574-17-006841 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:22:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WOODMONT INVESTMENTS LTD See All Filings	D/A	2017-09-20 11:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116631 Filed Document 0001116631-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:17:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
977 Stuyvesant LCP LLC See All Filings	D	2017-09-20 11:17:06 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001716428 Filed Document 0001716428-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-20 11:17:06 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Flexible Strategies Fund, LLC See All Filings	D/A	2017-09-20 11:16:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001299868-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LaSalle Property Fund REIT, Inc. See All Filings	D	2017-09-20 11:14:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001717450 Filed Document 0001717450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:14:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OCA Silver Lake V TE LLC See All Filings	D	2017-09-20 11:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717282 Filed Document 0001717282-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:08:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAKOTA REAL ESTATE INVESTMENT TRUST See All Filings	1-A/A	2017-09-20 11:08:23 UTC
Amount To Be Raised $19,999,972 Associated Brokers / Dealers To be determined CIK Number 0001074922 Filed Document 0001104659-17-058006 Accepted Date 2017-09-20 11:08:23 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier1 Principal Place of Business NORTH DAKOTA Revenue or Assets $41,171,146 State of Jurisdiction NORTH DAKOTA Type of Security Equity (common or preferred stock)
White Oaks Alternative Strategies Fund, LLC See All Filings	D/A	2017-09-20 11:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 11:06:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Audax Senior Loan Fund I (Offshore), L.P. See All Filings	D	2017-09-20 10:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samsung Securities Co., Ltd. CIK Number 0001716875 Filed Document 0001716875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 10:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Aggressive Growth Fund, LLC See All Filings	D/A	2017-09-20 10:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299869 Filed Document 0001299869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 10:53:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
McGraw Conglomerate Corp. See All Filings	1-A/A	2017-09-20 10:46:16 UTC
Amount To Be Raised $0 Associated Brokers / Dealers 2 percent - 8 percent of Offering Price CIK Number 0001692780 Filed Document 0001477932-17-004622 Accepted Date 2017-09-20 10:46:16 UTC Type of Offering 1-A/A Industry CONSTRUCTION, MINING & MATERIALS HANDLING MACHINERY & EQUIP Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Riverdale Osborne Towers Partner Inc. See All Filings	D	2017-09-20 10:18:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001717432 Filed Document 0001717432-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 10:18:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Threat Stack, Inc. See All Filings	D	2017-09-20 10:12:46 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001585081 Filed Document 0001585081-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-20 10:12:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COVEPOINT EMERGING MARKETS MACRO FUND, L.P. See All Filings	D/A	2017-09-20 10:06:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322802 Filed Document 0000919574-17-006839 Exclusions or Exemptions 506b Accepted Date 2017-09-20 10:06:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NWS Real Estate Partners Fund (Cayman) Ltd. See All Filings	D/A	2017-09-20 09:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644824 Filed Document 0001644824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 09:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riley Exploration - Permian, LLC See All Filings	D	2017-09-20 09:55:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701036 Filed Document 0001701036-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-20 09:55:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Ryno Zoo, LLC See All Filings	D	2017-09-20 09:52:07 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001692858 Filed Document 0001692858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 09:52:07 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Digital Social Retail, Inc. See All Filings	D	2017-09-20 09:34:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697714 Filed Document 0001465818-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-09-20 09:34:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
16 DECLARATION OF WAR/EAGLE SOUND, LLC See All Filings	D	2017-09-20 09:15:43 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001717301 Filed Document 0001717301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-20 09:15:43 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Little Iron River Club See All Filings	D	2017-09-19 21:19:57 UTC
Amount To Be Raised $436,263 Associated Brokers / Dealers N/A CIK Number 0001548587 Filed Document 0001548587-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-09-19 21:19:57 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TYPHOON STUDIOS INC. See All Filings	D	2017-09-19 21:05:11 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001717294 Filed Document 0001183740-17-000172 Exclusions or Exemptions 506b Accepted Date 2017-09-19 21:05:11 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Electromedical Technologies, Inc See All Filings	1-A	2017-09-19 20:47:46 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001715819 Filed Document 0001144204-17-048745 Accepted Date 2017-09-19 20:47:46 UTC Type of Offering 1-A Industry ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $914,989 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Brightwood Capital Offshore Fund IV, LP See All Filings	D/A	2017-09-19 20:10:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001684890 Filed Document 0001684890-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 20:10:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightwood Capital Fund IV, LP See All Filings	D/A	2017-09-19 19:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001684892 Filed Document 0001684892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 19:50:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightwood Capital Offshore Feeder Fund IV, L.P. See All Filings	D/A	2017-09-19 19:19:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001684891 Filed Document 0001684891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 19:19:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZuLoo, Inc. See All Filings	D/A	2017-09-19 19:06:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698813 Filed Document 0001698813-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 19:06:45 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
DashBid Media Inc. See All Filings	D/A	2017-09-19 19:04:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654173 Filed Document 0001654173-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 19:04:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pegasus Solar Inc See All Filings	D	2017-09-19 19:03:26 UTC
Amount To Be Raised $8,625,725 Associated Brokers / Dealers N/A CIK Number 0001647465 Filed Document 0001647465-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 19:03:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eSalt Media Technologies, LLC See All Filings	D	2017-09-19 18:46:59 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers None CIK Number 0001716643 Filed Document 0001716643-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 18:46:59 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
eSalt Media Technologies, LLC See All Filings	D	2017-09-19 18:38:03 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers None CIK Number 0001716643 Filed Document 0001716643-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 18:38:03 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Secured Real Estate Income Fund II, LLC See All Filings	1-A/A	2017-09-19 18:33:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678107 Filed Document 0001445866-17-001329 Accepted Date 2017-09-19 18:33:57 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Piphany, LLC See All Filings	D/A	2017-09-19 18:30:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702497 Filed Document 0001702497-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 18:30:44 UTC Type of Offering D/A Industry Retailing Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
SBB Research Group Polysight I LLC See All Filings	D/A	2017-09-19 18:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610812 Filed Document 0001610812-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 18:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SBB Research Group Investors IV LLC See All Filings	D/A	2017-09-19 18:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581246 Filed Document 0001581246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 18:24:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SBB Research Group Investors III LLC See All Filings	D/A	2017-09-19 18:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581245 Filed Document 0001581245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 18:21:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SBB Research Group Investors II LLC See All Filings	D/A	2017-09-19 18:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581243 Filed Document 0001581243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 18:18:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity