Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Saphena Medical, Inc. See All Filings	D	2017-05-30 16:55:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001570417 Filed Document 0001570417-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:55:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Fund XV, LLC See All Filings	D	2017-05-30 16:52:16 UTC
Amount To Be Raised $1,345,895 Associated Brokers / Dealers None CIK Number 0001697881 Filed Document 0001697881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:52:16 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Fynd Inc. See All Filings	D	2017-05-30 16:51:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001707563 Filed Document 0001591408-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:51:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sandhill Crane Partners, LLC See All Filings	D/A	2017-05-30 16:43:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Griffin Securities, Inc. CIK Number 0001609231 Filed Document 0000897069-17-000342 Exclusions or Exemptions 506c Accepted Date 2017-05-30 16:43:12 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OHP II LP See All Filings	D	2017-05-30 16:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707706 Filed Document 0001707706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:41:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rain City Capital, LLC See All Filings	D/A	2017-05-30 16:40:09 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001512803 Filed Document 0001512803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:40:09 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CAPITAL RETURNS LP See All Filings	D/A	2017-05-30 16:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Securities, Hastings Capital Group, LLC, and Pickwick Capital Partners, LLC CIK Number 0001270715 Filed Document 0001493264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:36:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommuniCare Technology, Inc. See All Filings	D/A	2017-05-30 16:34:01 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001594455 Filed Document 0001594455-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:34:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
COLLECTIVE INNOVATION, INC. See All Filings	D	2017-05-30 16:33:52 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001671510 Filed Document 0001461859-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:33:52 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub MQM LLC See All Filings	D	2017-05-30 16:24:06 UTC
Amount To Be Raised $168,716 Associated Brokers / Dealers N/A CIK Number 0001707091 Filed Document 0001707091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:24:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LLC See All Filings	D	2017-05-30 16:19:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001707696 Filed Document 0001707696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:19:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trez Capital US Real Estate Debt Fund I, LP See All Filings	D	2017-05-30 16:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707074 Filed Document 0001707074-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:15:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Packager Corp. See All Filings	D	2017-05-30 16:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707941 Filed Document 0001707941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:08:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hyalex Orthopaedics, Inc. See All Filings	D	2017-05-30 16:05:59 UTC
Amount To Be Raised $16,390,013 Associated Brokers / Dealers N/A CIK Number 0001707580 Filed Document 0001707580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:05:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Laguna Blends Inc. See All Filings	D	2017-05-30 16:04:46 UTC
Amount To Be Raised $3,300,814 Associated Brokers / Dealers N/A CIK Number 0001655332 Filed Document 0001183740-17-000090 Exclusions or Exemptions 506b Accepted Date 2017-05-30 16:04:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FGIRW LLC See All Filings	D	2017-05-30 15:54:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001707924 Filed Document 0001707924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:54:34 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MHPI VII, LLC See All Filings	D/A	2017-05-30 15:48:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001703281 Filed Document 0001703281-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-30 15:48:30 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DDJ Strategic Income Plus Fund, L.P. See All Filings	D/A	2017-05-30 15:44:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491013 Filed Document 0001491013-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:44:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ancor Pledge Fund XI, LLC See All Filings	D	2017-05-30 15:35:21 UTC
Amount To Be Raised $6,038,000 Associated Brokers / Dealers N/A CIK Number 0001707940 Filed Document 0001707940-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:35:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HOOPER HOLMES INC See All Filings	D/A	2017-05-30 15:34:25 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0000741815 Filed Document 0000741815-17-000040 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:34:25 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Wellspring Opportunistic Credit Master Fund L.P. See All Filings	D/A	2017-05-30 15:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643253 Filed Document 0001643253-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:34:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellspring Opportunistic Credit Fund Ltd. See All Filings	D/A	2017-05-30 15:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643240 Filed Document 0001643240-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:24:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sportsyard, Inc. See All Filings	D	2017-05-30 15:22:14 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001707896 Filed Document 0001707896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:22:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Rogue Sports, Inc. See All Filings	D	2017-05-30 15:18:08 UTC
Amount To Be Raised $2,596,488 Associated Brokers / Dealers N/A CIK Number 0001707853 Filed Document 0001707853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:18:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
vSpatial, Inc. See All Filings	D	2017-05-30 15:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707476 Filed Document 0001707476-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-30 15:15:26 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Nuage Priority Fund See All Filings	D	2017-05-30 15:08:12 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001707435 Filed Document 0001707435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:08:12 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FFI Holdings I Corp See All Filings	D	2017-05-30 15:03:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634583 Filed Document 0000895345-17-000223 Exclusions or Exemptions 506b Accepted Date 2017-05-30 15:03:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIGP Clifton Glen, LLC See All Filings	D	2017-05-30 14:51:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001707918 Filed Document 0001707918-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:51:18 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Wireless Holdings Ltd See All Filings	D	2017-05-30 14:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors (America) LLC CIK Number 0001707659 Filed Document 0000905729-17-000216 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:50:29 UTC Type of Offering D Industry Investing Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Tampa Bay Banking Co See All Filings	D	2017-05-30 14:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707724 Filed Document 0001707724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:50:23 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MVP LS FUND XIX LLC See All Filings	D/A	2017-05-30 14:49:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001696759 Filed Document 0001667302-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
INTELICARE HEALTH SERVICES, LLC See All Filings	D/A	2017-05-30 14:42:54 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001591726 Filed Document 0001591726-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:42:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
West Street Portfolios LLC See All Filings	D/A	2017-05-30 14:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001354794 Filed Document 0001140361-17-022754 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XXXIV LLC See All Filings	D/A	2017-05-30 14:34:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667302 Filed Document 0001667302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GOF II Feeder B, L.P. See All Filings	D	2017-05-30 14:30:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001707078 Filed Document 0001707078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:30:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockin' The Wall Studios, LLC See All Filings	D/A	2017-05-30 14:28:41 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers n/a CIK Number 0001512365 Filed Document 0001512365-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:28:41 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
BAF LATAM CREDIT FUND See All Filings	D	2017-05-30 14:27:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707888 Filed Document 0000919574-17-004606 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:27:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOF II Feeder A, L.P. See All Filings	D	2017-05-30 14:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001707068 Filed Document 0001707068-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:26:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Augusta Partners, LLC See All Filings	D	2017-05-30 14:25:20 UTC
Amount To Be Raised $2,539,348 Associated Brokers / Dealers N/A CIK Number 0001707740 Filed Document 0001707740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:25:20 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Serra Capital III, LP See All Filings	D/A	2017-05-30 14:24:24 UTC
Amount To Be Raised $32,405,000 Associated Brokers / Dealers N/A CIK Number 0001672232 Filed Document 0001672232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ELUX INC. See All Filings	D	2017-05-30 14:23:53 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001707841 Filed Document 0001461859-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:23:53 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Glendon Opportunities Fund II, L.P. See All Filings	D	2017-05-30 14:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001707077 Filed Document 0001707077-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:22:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Abris CEE Mid-Market Fund III LP See All Filings	D/A	2017-05-30 14:20:00 UTC
Amount To Be Raised $382,031,536 Associated Brokers / Dealers Kevin Johnson CIK Number 0001675765 Filed Document 0001144204-17-030054 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:20:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Dynamic Insurance Dedicated Fund LLC See All Filings	D/A	2017-05-30 14:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001491740 Filed Document 0001140361-17-022749 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:19:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hound Labs, Inc. See All Filings	D	2017-05-30 14:18:59 UTC
Amount To Be Raised $8,094,650 Associated Brokers / Dealers N/A CIK Number 0001661147 Filed Document 0001661147-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:18:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Distillery District, LLC See All Filings	D	2017-05-30 14:18:20 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001707341 Filed Document 0001140361-17-022747 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:18:20 UTC Type of Offering D Industry Residential Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Managers (Asia Concentrated) LLC See All Filings	D/A	2017-05-30 14:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001348149 Filed Document 0001140361-17-022745 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:17:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tactical Trading Managers (Concentrated) LLC See All Filings	D/A	2017-05-30 14:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001397662 Filed Document 0001140361-17-022743 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Non-US microCap Equity Fund, LLC See All Filings	D/A	2017-05-30 14:14:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001632994 Filed Document 0001632994-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:14:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Driven Managers (Concentrated) LLC See All Filings	D/A	2017-05-30 14:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001424439 Filed Document 0001140361-17-022740 Exclusions or Exemptions 506b Accepted Date 2017-05-30 14:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund