Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sphera Global Healthcare Fund See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544727 Filed Document 0001607479-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA ENERGY PROJECT, LLLP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001587997 Filed Document 0001587997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Coferon, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Working Capital Partners, Ltd See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524900 Filed Document 0001524900-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gigwalk Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,139,061 Associated Brokers / Dealers N/A CIK Number 0001519017 Filed Document 0001243233-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sevo Nutraceuticals, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers n/a CIK Number 0001552703 Filed Document 0001552703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Spreedly, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $499,793 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001579202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SANDERSON INTERNATIONAL VALUE FUND See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231844 Filed Document 0001231844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR COMMODITY LONG/SHORT FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001500452 Filed Document 0001382963-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno Therapeutics, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $97,000,000 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ecotrust Forests II, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001577624 Filed Document 0001577624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SANDERSON INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277934 Filed Document 0001277934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund I, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $23,314,288 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BASELINE ULTRA CORE, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607382 Filed Document 0001607382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAMPLAIN MID CAP FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455594 Filed Document 0001455594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Math Venture Partners, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001606838 Filed Document 0001606838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIFT BASIN RESOURCES CORP. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $73,421 Associated Brokers / Dealers N/A CIK Number 0001486798 Filed Document 0001183740-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity 2014 LS Fund, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dee Wayne Cullum CIK Number 0001607569 Filed Document 0001607569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McLaughlin's Beverage, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001607594 Filed Document 0001607594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
DRONE AVIATION HOLDING CORP. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001178727 Filed Document 0001013762-14-000499 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1810 Manager, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607616 Filed Document 0001607616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
VIA Motors International, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001607799 Filed Document 0000911959-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Amici Healthcare Offshore, Ltd. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599667 Filed Document 0000902664-14-002496 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Makeda Capital LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607523 Filed Document 0001607523-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIFENEXUS, INC. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001485965 Filed Document 0001485965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sphera Global Healthcare US Fund, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544728 Filed Document 0001607479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BuildDirect.com Technologies Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,949,200 Associated Brokers / Dealers N/A CIK Number 0001576159 Filed Document 0001576159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Lyrical Foods, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $7,450,604 Associated Brokers / Dealers N/A CIK Number 0001607580 Filed Document 0001607580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIP Phoenix Global Real Estate Fund II Feeder 2013 LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001581492 Filed Document 0001578105-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BASELINE ENCORE, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607379 Filed Document 0001607379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Peak Traders, LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413624 Filed Document 0001413624-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
simplifyMD, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $952,000 Associated Brokers / Dealers N/A CIK Number 0001533651 Filed Document 0001533651-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
NeoStem, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0000320017 Filed Document 0000905718-14-000195 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gigwalk Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,139,061 Associated Brokers / Dealers N/A CIK Number 0001519017 Filed Document 0001243233-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $828,750 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
scubaba.com, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607532 Filed Document 0000906555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NiteHawk Pediatric Urgent Care, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607395 Filed Document 0001607395-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EDF Ventures Opportunity Fund, Limited Partnership See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001607555 Filed Document 0001607555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
European Special Opportunities Credit Co Sarl See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606221 Filed Document 0000902664-14-002383 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guard911 LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001607440 Filed Document 0001607440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PANDOODLE CORP. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,186,127 Associated Brokers / Dealers N/A CIK Number 0001470179 Filed Document 0001470179-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
New Continuum Holdings Corp See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582655 Filed Document 0001213900-14-003141 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BH Logistics, LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $25,990,000 Associated Brokers / Dealers N/A CIK Number 0001607167 Filed Document 0001607167-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Financial Services Opportunities Cayman Fund, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604224 Filed Document 0000902664-14-002388 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STEEZE LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001607573 Filed Document 0001607573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Worley & Bush Co See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $24,475,000 Associated Brokers / Dealers N/A CIK Number 0001496753 Filed Document 0001496753-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TIDEMARK SYSTEMS, INC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $29,409,056 Associated Brokers / Dealers N/A CIK Number 0001472426 Filed Document 0001472426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Montana Urological Services LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $79,578 Associated Brokers / Dealers N/A CIK Number 0001534102 Filed Document 0001534102-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VEC Investments, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/a CIK Number 0001607485 Filed Document 0001607485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
O'Rourke Holdings LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001607044 Filed Document 0000950138-14-000431 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity