|
|
D/A |
2017-05-04 18:22:58 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001333344
- Filed Document
- 0001333344-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 18:22:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-04 18:10:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001084729
- Filed Document
- 0001084729-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 18:10:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-04 18:10:14 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, DFPG Investments, Inc, DFPG Investments, Inc, Woodbury Financial Services, Inc, 1st Global Capital Corporation, Concorde Investment Services, LLC, Independent Financial Group, Boustead Securities, LLC, Silver Portal Capital, LLC, Colorado Financial Service Corp, 1st Global Capital Corporation, 1st Global Capital Corporation, and lndependent Financial Group, LLC
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 18:10:14 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 18:09:36 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705599
- Filed Document
- 0001705600-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 18:09:36 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-05-04 18:03:29 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572965
- Filed Document
- 0001572965-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 18:03:29 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2017-05-04 18:00:31 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705893
- Filed Document
- 0001705893-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 18:00:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 17:55:07 UTC |
- Amount To Be Raised
- $23,008,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705890
- Filed Document
- 0001140361-17-018502
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:55:07 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 17:50:13 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Hotel Barons STG, LLC
- CIK Number
- 0001705395
- Filed Document
- 0001705395-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:50:13 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-05-04 17:42:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705581
- Filed Document
- 0001705581-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:42:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-04 17:35:16 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698199
- Filed Document
- 0001698199-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:35:16 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-05-04 17:31:18 UTC |
- Amount To Be Raised
- $2,825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705600
- Filed Document
- 0001705600-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:31:18 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-05-04 17:29:56 UTC |
- Amount To Be Raised
- $41,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705829
- Filed Document
- 0001705829-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:29:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 17:20:05 UTC |
- Amount To Be Raised
- $74,210
- Associated Brokers / Dealers
- Cormark Securities (USA) Limited, GMP Securities L.P., Haywood Securities Inc., and National Bank Financial Inc.
- CIK Number
- 0001470385
- Filed Document
- 0001140361-17-018489
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:20:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 17:12:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576092
- Filed Document
- 0001405086-17-000087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:12:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 17:11:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001519641
- Filed Document
- 0001405086-17-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:11:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 17:08:26 UTC |
- Amount To Be Raised
- $42,618,490
- Associated Brokers / Dealers
- Commerce Street Capital, LLC
- CIK Number
- 0001703358
- Filed Document
- 0001703358-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:08:26 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 17:06:43 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705856
- Filed Document
- 0001705856-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:06:43 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 17:02:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504196
- Filed Document
- 0001504196-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:02:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-04 17:02:28 UTC |
- Amount To Be Raised
- $10,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655814
- Filed Document
- 0001655814-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 17:02:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 16:57:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504195
- Filed Document
- 0001504195-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:57:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-04 16:54:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co., Inc., Family Management Securities, LLC, Papamarkou Wellner & Co., Inc., and Primary Capital, LLC
- CIK Number
- 0001297812
- Filed Document
- 0000919574-17-003759
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:54:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-04 16:54:42 UTC |
- Amount To Be Raised
- $19,749,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705705
- Filed Document
- 0001705705-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:54:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 16:53:43 UTC |
- Amount To Be Raised
- $40,764,095
- Associated Brokers / Dealers
- Sprott Global Resource Investments, Ltd.
- CIK Number
- 0001387964
- Filed Document
- 0000950142-17-000956
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:53:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 16:52:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550475
- Filed Document
- 0001550475-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:52:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-04 16:48:54 UTC |
- Amount To Be Raised
- $54,858,510
- Associated Brokers / Dealers
- David B. Levinson, Silver Portal Capital LLC, Eric S. Scaff, Thomas J. Ealy, James P. Cunningham, Gregory T. Shields, Nathaniel M. Kuhn, Jeffrey F. Hatfield, Kenneth C. Carrico, William A. Morrow, Timothy L. Stauffer, Michael J D'Epagnier, Daniel P. Raupp, Kurt W. Whitesell, Peter A. Finnegan, Preston P. Mokris, Christina S. Nielson, Jeffrey J. Arburn, Dieter G. Bollman, Daniel J. Mercer, Manuel Ramos, Kyle H. Imholte, Brian D. Vosberg, Jason A. Salmon, Ronald L. Gay, Roger B. Deal, James L. Duchene Jr., Jonathan R. Creighton, Dennis F. Baker, Craig R. Sicker, Michele E. Tremblay, Elizabeth L. Friant, Steven S. Meahan, Jason Steele, Armando G. Roman, Leon H. Levinson, William S. Sheehan, Michael D. Puls, Robert S. Smith, Paul B. Abbou, Jason P. Connolly, Darren P. Speight, Kirk D. Dobson, David K. Hays, Karl L. Hambrecht, and Christina S. Nielson
- CIK Number
- 0001701369
- Filed Document
- 0001701369-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:48:54 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-05-04 16:48:22 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- MERCURY CAPITAL ADVISORS, LLC
- CIK Number
- 0001705512
- Filed Document
- 0001705512-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:48:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 16:47:59 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- MDB Capital Group, LLC and Paulson Investment Company, LLC
- CIK Number
- 0001695357
- Filed Document
- 0000905718-17-000532
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:47:59 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 16:47:42 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- MERCURY CAPITAL ADVISORS, LLC
- CIK Number
- 0001705542
- Filed Document
- 0001705542-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:47:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 16:47:02 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- MERCURY CAPITAL ADVISORS, LLC
- CIK Number
- 0001705506
- Filed Document
- 0001705506-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:47:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 16:43:14 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705590
- Filed Document
- 0001705590-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-05-04 16:43:14 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-05-04 16:41:52 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705772
- Filed Document
- 0001705772-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:41:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 16:38:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592134
- Filed Document
- 0001592134-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-05-04 16:38:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2017-05-04 16:30:21 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705780
- Filed Document
- 0001705780-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:30:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 16:29:34 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Chardan Capital Markets, LLC, Noble Capital Markets, Inc., and Colorado Financial Service Corporation
- CIK Number
- 0001538217
- Filed Document
- 0001553350-17-000487
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:29:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-05-04 16:14:24 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Robert Goodmanson, M&A Securities Group, First Liberties Financial, KCD Financial, Inc., Freedom Investors Corp., JRL Capital Corporation, D.H. Hill Securities, LLLP, Primex, Center Street Securities, Inc., Sandlapper Securities, LLC, Sunbelt Securities, Inc., Capital Financial Services, Inc., McDermott Investment Services, LLC, Feltl & Company, Trustmont Financial Group, Inc., Sigma Financial Corporation, Parkland Securities, LLC, IBN Financial Services, Inc., Cape Securities, Inc., Richfield Orion International, Inc., Landolt Securities, Inc., Western International Securities, Inc., and Whitehall-Parker Securities, Inc.
- CIK Number
- 0001584939
- Filed Document
- 0001209191-17-029988
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:14:24 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 16:00:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705779
- Filed Document
- 0001705779-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 16:00:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-04 15:52:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001449482
- Filed Document
- 0001449482-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:52:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-04 15:52:43 UTC |
- Amount To Be Raised
- $6,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705187
- Filed Document
- 0001705187-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:52:43 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-05-04 15:48:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654321
- Filed Document
- 0001654321-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:48:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-04 15:44:35 UTC |
- Amount To Be Raised
- $4,999,985
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705664
- Filed Document
- 0001705664-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:44:35 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 15:43:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499538
- Filed Document
- 0001499538-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:43:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-04 15:39:57 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- International Assets Advisory, LLC
- CIK Number
- 0001653933
- Filed Document
- 0001653933-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:39:57 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 15:31:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542205
- Filed Document
- 0001542205-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:31:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 15:28:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559325
- Filed Document
- 0001315863-17-000405
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:28:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 15:27:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501571
- Filed Document
- 0001501571-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:27:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-04 15:26:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596251
- Filed Document
- 0001315863-17-000404
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:26:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2017-05-04 15:24:40 UTC |
- Financial Interest
- The intermediary will acquire a preferred equity for the issuer valued at 5% of the amount raised through SI Securities, LLC.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001690222
- Filed Document
- 0001644600-17-000087
- Accepted Date
- 2017-05-04 15:24:40 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 2,174,858
- Security Offered Type
- Preferred Stock
- State
- CALIFORNIA
|
|
|
D/A |
2017-05-04 15:20:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459041
- Filed Document
- 0001674125-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:20:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-04 15:10:14 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429393
- Filed Document
- 0001393905-17-000118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:10:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-05-04 15:05:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Agecroft Partners, LLC
- CIK Number
- 0001580742
- Filed Document
- 0001652684-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-04 15:05:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|