Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
STERLING GROUP CREDIT FUND, L.P. See All Filings	D	2017-09-21 17:10:18 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001713200 Filed Document 0001713200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 17:10:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Pacific Alternatives Fund I, LP See All Filings	D	2017-09-21 17:09:24 UTC
Amount To Be Raised $18,737,500 Associated Brokers / Dealers N/A CIK Number 0001715238 Filed Document 0000927087-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-09-21 17:09:24 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Knightscope, Inc. See All Filings	D	2017-09-21 17:04:24 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001600983 Filed Document 0001600983-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-21 17:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apartment Jet, Inc. See All Filings	D	2017-09-21 16:48:35 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001717573 Filed Document 0001717573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:48:35 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Aviation Opportunities Fund II (iCapital) L.P. See All Filings	D	2017-09-21 16:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001717511 Filed Document 0000897069-17-000469 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:47:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PatientWisdom, Inc. See All Filings	D	2017-09-21 16:38:00 UTC
Amount To Be Raised $4,856,654 Associated Brokers / Dealers N/A CIK Number 0001717655 Filed Document 0001717655-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:38:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GRO Biosciences Inc. See All Filings	D/A	2017-09-21 16:34:26 UTC
Amount To Be Raised $2,099,998 Associated Brokers / Dealers N/A CIK Number 0001715412 Filed Document 0001715412-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:34:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OPGEN INC See All Filings	D	2017-09-21 16:33:07 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:33:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PIXEL VELOCITY INC See All Filings	D	2017-09-21 16:32:19 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers Daroth Capital Advisors LLC CIK Number 0001375069 Filed Document 0001375069-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:32:19 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson Holdco Inc. See All Filings	D	2017-09-21 16:21:47 UTC
Amount To Be Raised $6,124,787 Associated Brokers / Dealers N/A CIK Number 0001707518 Filed Document 0000950172-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:21:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Hills Capital Investors, LLC See All Filings	D/A	2017-09-21 16:21:47 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001454422 Filed Document 0001454422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STERRX, LLC See All Filings	D	2017-09-21 16:16:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001670452 Filed Document 0001670452-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:16:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pillar 5 Life Settlement Fund L.P. See All Filings	D	2017-09-21 16:07:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers none CIK Number 0001717566 Filed Document 0001717566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:07:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
ACASS Systems LLC See All Filings	D	2017-09-21 16:07:18 UTC
Amount To Be Raised $1,562,089 Associated Brokers / Dealers N/A CIK Number 0001717382 Filed Document 0001717382-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:07:18 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
PROMINENCE ATX LLC See All Filings	D	2017-09-21 16:06:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716020 Filed Document 0001716020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:06:48 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Appian Two, LLC See All Filings	D	2017-09-21 16:03:35 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001717542 Filed Document 0001717542-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:03:35 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CirculoGene Theranostics, LLC See All Filings	D	2017-09-21 16:02:24 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001646728 Filed Document 0001646728-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:02:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
GRAND MOUNTAIN BANCSHARES INC See All Filings	D/A	2017-09-21 15:59:36 UTC
Amount To Be Raised $5,619,208 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001380993 Filed Document 0000927089-17-000340 Exclusions or Exemptions 506c Accepted Date 2017-09-21 15:59:36 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Razzor Energy Redfork/Skinner 2017-B Joint Venture See All Filings	D	2017-09-21 15:46:24 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers n/a CIK Number 0001717614 Filed Document 0001717614-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 15:46:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Securrency, Inc. See All Filings	D	2017-09-21 15:38:03 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001675534 Filed Document 0001675534-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-21 15:38:03 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hawksfield Investment Partners, LP See All Filings	D/A	2017-09-21 15:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652131 Filed Document 0001652131-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 15:36:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Misen Inc. See All Filings	D	2017-09-21 15:18:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716868 Filed Document 0001716868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 15:18:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TSWR DEVELOPMENT SWD PORTFOLIO I, DST See All Filings	D/A	2017-09-21 15:04:57 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers Sandlapper Securities, Trawnegan Gall, Ryan Sherer, Timothy Sherer, Forrest James, Peter Chernin, Chris Miller, Robin Naylor, Emerson Equity, LLC, John Harvey, Kevin Nevin, and Natalia Nevin CIK Number 0001669072 Filed Document 0001669072-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-09-21 15:04:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Three Little Stooges Productions LLC See All Filings	C/A	2017-09-21 15:01:16 UTC
Financial Interest The intermediary will receive revenue participation rights in a principal amount that is equal to 2% (two percent) of the aggregate dollar amount of all revenue participation rights issued in the Offering. Filing Platform First Democracy VC Offering Amount $1,000,000 CIK Number 0001711429 Filed Document 0001711429-17-000005 Accepted Date 2017-09-21 15:01:16 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
LOTTOGOPHER HOLDINGS INC See All Filings	D	2017-09-21 14:56:13 UTC
Amount To Be Raised $142,480 Associated Brokers / Dealers N/A CIK Number 0001699928 Filed Document 0001183740-17-000174 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:56:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lomas peAk Fund, LP See All Filings	D/A	2017-09-21 14:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571087 Filed Document 0001571087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:48:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
16 HARD SPUN/LOVING VINDICATION, LLC See All Filings	D	2017-09-21 14:46:24 UTC
Amount To Be Raised $219,500 Associated Brokers / Dealers N/A CIK Number 0001717627 Filed Document 0001717626-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:46:24 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Lomas Capital, Ltd. See All Filings	D/A	2017-09-21 14:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559262 Filed Document 0001559262-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:45:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomas Capital, LP See All Filings	D/A	2017-09-21 14:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559263 Filed Document 0001559263-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHAROS HOSPITALITY, LLC See All Filings	D/A	2017-09-21 14:42:25 UTC
Amount To Be Raised $3,060,000 Associated Brokers / Dealers N/A CIK Number 0001596185 Filed Document 0001596185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:42:25 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kindred Holdings, Inc. See All Filings	D/A	2017-09-21 14:37:57 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001717602 Filed Document 0001717602-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:37:57 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
16 ENGLISH CHANNEL/GINGHAM & LACE, LLC See All Filings	D	2017-09-21 14:35:14 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001717626 Filed Document 0001717626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:35:14 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Italian Cafe, LLC See All Filings	C/A	2017-09-21 14:33:23 UTC
Financial Interest None Filing Platform crowdsourcefunded.com Offering Amount $1,000,000 CIK Number 0001684321 Filed Document 0001684321-17-000007 Accepted Date 2017-09-21 14:33:23 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State ILLINOIS
Wild Sales Holdco, LLC See All Filings	D	2017-09-21 14:27:39 UTC
Amount To Be Raised $8,366,500 Associated Brokers / Dealers N/A CIK Number 0001717571 Filed Document 0001717571-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:27:39 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
16 QUALITY ROAD/CLOSING RANGE, LLC See All Filings	D	2017-09-21 14:26:31 UTC
Amount To Be Raised $161,000 Associated Brokers / Dealers N/A CIK Number 0001717616 Filed Document 0001717616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:26:31 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
WFP Opportunity Fund, LLC See All Filings	D/A	2017-09-21 14:22:41 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586797 Filed Document 0001586797-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-21 14:22:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UAD New Carrollton Commercial I, LP See All Filings	D	2017-09-21 14:19:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717372 Filed Document 0001717372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:19:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ProtoKinetix, Inc. See All Filings	D	2017-09-21 14:18:30 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:18:30 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kindred Holdings, Inc. See All Filings	D	2017-09-21 14:13:32 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001717602 Filed Document 0001717602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:13:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WFP Income Fund, LLC See All Filings	D/A	2017-09-21 14:13:20 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586795 Filed Document 0001586795-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-21 14:13:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tilos Therapeutics, Inc. See All Filings	D	2017-09-21 14:06:41 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001678508 Filed Document 0001678508-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:06:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fairway America, LLC See All Filings	D	2017-09-21 14:05:49 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001646298 Filed Document 0001646298-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Koru Careers, Inc. See All Filings	D	2017-09-21 14:03:31 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001586914 Filed Document 0001586914-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:03:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Galton Onshore Mortgage Recovery Fund IV, L.P. See All Filings	D	2017-09-21 13:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001717323 Filed Document 0001717323-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:58:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA MARKET NEUTRAL OFFSHORE FUND LTD. See All Filings	D/A	2017-09-21 13:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001615535 Filed Document 0000919574-17-006870 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:52:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital International Ltd. See All Filings	D/A	2017-09-21 13:48:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502358 Filed Document 0001502358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:48:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanley Grove LLC See All Filings	C/A	2017-09-21 13:45:31 UTC
Financial Interest None Filing Platform MinnowCfunding LLC Offering Amount CIK Number 0001705496 Filed Document 0001665872-17-000004 Accepted Date 2017-09-21 13:45:31 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Preferred Stock State CALIFORNIA
VUV Analytics, Inc. See All Filings	D	2017-09-21 13:45:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001605336 Filed Document 0001209191-17-053562 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nuka Enterprises, LLC See All Filings	D/A	2017-09-21 13:44:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660101 Filed Document 0001660101-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:44:50 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Galton Offshore Mortgage Recovery Fund IV, Ltd. See All Filings	D	2017-09-21 13:39:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001717421 Filed Document 0001717323-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:39:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund