Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stellus Credit Master Fund II, LLC See All Filings	D	2017-05-05 16:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704905 Filed Document 0001140361-17-018629 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
BlueCart, Inc. See All Filings	D	2017-05-05 16:51:37 UTC
Amount To Be Raised $10,063,562 Associated Brokers / Dealers N/A CIK Number 0001649303 Filed Document 0001649303-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:51:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stellus Credit Offshore Fund II, LP See All Filings	D	2017-05-05 16:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704859 Filed Document 0001140361-17-018627 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Cornerstone Fund 1 LLC See All Filings	D	2017-05-05 16:45:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001704087 Filed Document 0001704087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:45:17 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SPRINGBANK VALUE PARTNERS LP See All Filings	D/A	2017-05-05 16:33:07 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Frank Edwards CIK Number 0001144903 Filed Document 0001144903-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Edusim LLC See All Filings	D	2017-05-05 16:22:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619871 Filed Document 0001619871-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:22:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BluePrint Bio, Inc. See All Filings	D	2017-05-05 16:21:23 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001704121 Filed Document 0001704121-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:21:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MedAware Systems, Inc. See All Filings	D	2017-05-05 16:20:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers John Gallo CIK Number 0001592576 Filed Document 0001592576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:20:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ChromaDex Corp. See All Filings	D	2017-05-05 16:11:35 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Ladenburg Thalmann and Co. Inc. CIK Number 0001386570 Filed Document 0001415889-17-000702 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:11:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SeedPlus Singapore, L.P. See All Filings	D/A	2017-05-05 16:05:01 UTC
Amount To Be Raised $19,176,554 Associated Brokers / Dealers N/A CIK Number 0001648450 Filed Document 0001648450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MicrobeDx, Inc. See All Filings	D	2017-05-05 16:04:26 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Trapeze Capital Corp. CIK Number 0001701959 Filed Document 0001701959-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 16:04:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ubiquity University See All Filings	D/A	2017-05-05 15:58:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001559778 Filed Document 0001559778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:58:07 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celvum Capital Fund, L.P. See All Filings	D/A	2017-05-05 15:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673057 Filed Document 0001673057-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-05 15:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laneaxis, Inc. See All Filings	D	2017-05-05 15:45:20 UTC
Amount To Be Raised $611,000 Associated Brokers / Dealers N/A CIK Number 0001702255 Filed Document 0001702255-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:45:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Parametric, Research Affiliates Systematic Global Macro Master Fund, Ltd. See All Filings	D	2017-05-05 15:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705353 Filed Document 0000350797-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:33:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zing Venture, LLC See All Filings	D	2017-05-05 15:33:09 UTC
Amount To Be Raised $1,215,000 Associated Brokers / Dealers N/A CIK Number 0001696147 Filed Document 0001696147-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:33:09 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Ally Bridge Group Innovation Capital Partners III, L.P. See All Filings	D/A	2017-05-05 15:32:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674513 Filed Document 0001674513-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:32:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
Saranas Inc. See All Filings	D	2017-05-05 15:30:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001615461 Filed Document 0001615461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:30:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
500 Startups Canada, L.P. See All Filings	D	2017-05-05 15:30:30 UTC
Amount To Be Raised $21,800,000 Associated Brokers / Dealers N/A CIK Number 0001682134 Filed Document 0001682134-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-05 15:30:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PFM Oncology Opportunities Fund, L.P. See All Filings	D/A	2017-05-05 15:30:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610252 Filed Document 0001610252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:30:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magenta Therapeutics, Inc. See All Filings	D	2017-05-05 15:27:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001690585 Filed Document 0001690585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:27:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EH Braintree, LP See All Filings	D	2017-05-05 15:22:01 UTC
Amount To Be Raised $7,312,814 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001705413 Filed Document 0001705413-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-05 15:22:01 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PFM Diversified Offshore Institutional Fund, Ltd. See All Filings	D/A	2017-05-05 15:11:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525893 Filed Document 0001525893-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:11:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outstanding Businesses Limited Partnership See All Filings	D/A	2017-05-05 15:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295148 Filed Document 0001295148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 15:00:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
VALUE PRESERVATION LP See All Filings	D/A	2017-05-05 14:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455852 Filed Document 0001455852-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:57:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Ares ICOF III Fund (Delaware) LP See All Filings	D/A	2017-05-05 14:55:57 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001664549 Filed Document 0001664549-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:55:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMAP QMS Fund Ltd See All Filings	D	2017-05-05 14:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705821 Filed Document 0001705821-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:54:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares ICOF III Fund (Cayman) LP See All Filings	D/A	2017-05-05 14:53:52 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001684350 Filed Document 0001684350-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:53:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northfield Hotel Properties LLC See All Filings	D	2017-05-05 14:50:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001703091 Filed Document 0001615594-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:50:16 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PFM Global Long Alpha Offshore Fund, Ltd. See All Filings	D/A	2017-05-05 14:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616592 Filed Document 0001616592-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finanical Ascent TE Limited Partnership See All Filings	D/A	2017-05-05 14:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596819 Filed Document 0001596819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:41:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Byte Foods, Inc. See All Filings	D	2017-05-05 14:33:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660235 Filed Document 0001660235-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:33:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Data Collective IV, L.P. See All Filings	D/A	2017-05-05 14:32:03 UTC
Amount To Be Raised $234,000,000 Associated Brokers / Dealers N/A CIK Number 0001664972 Filed Document 0001697161-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cornershop See All Filings	D	2017-05-05 14:28:18 UTC
Amount To Be Raised $20,999,984 Associated Brokers / Dealers N/A CIK Number 0001672523 Filed Document 0001672642-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:28:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PFM DIVERSIFIED OFFSHORE FUND LTD See All Filings	D/A	2017-05-05 14:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424503 Filed Document 0001424503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:23:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FirePoint Solutions, Inc. See All Filings	D	2017-05-05 14:23:41 UTC
Amount To Be Raised $2,230,445 Associated Brokers / Dealers N/A CIK Number 0001661412 Filed Document 0001661412-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:23:41 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Darling Media, Inc. See All Filings	C	2017-05-05 14:22:45 UTC
Financial Interest First Democracy VC LLC shall receive 1% (one percent) of the securities issued at the time of closing as compensation in the form of a warrant with the term to be not less than 10 years. Filing Platform FIRST DEMOCRACY VC Offering Amount $1,000,000 CIK Number 0001705463 Filed Document 0001705463-17-000001 Accepted Date 2017-05-05 14:22:45 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
Monarx, Inc. See All Filings	D	2017-05-05 14:20:51 UTC
Amount To Be Raised $3,400,034 Associated Brokers / Dealers N/A CIK Number 0001705790 Filed Document 0001705790-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:20:51 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Carilina Spinal, Limited Partnership See All Filings	D	2017-05-05 14:13:01 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001705885 Filed Document 0001705885-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-05 14:13:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PFM Diversified Offshore Fund A.I., Ltd. See All Filings	D/A	2017-05-05 14:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498889 Filed Document 0001498889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Oncology Opportunities Offshore Fund, Ltd. See All Filings	D/A	2017-05-05 14:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613402 Filed Document 0001613402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRV VI, L.P. See All Filings	D	2017-05-05 14:00:56 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001697161 Filed Document 0001697161-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 14:00:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PFM Healthcare Opportunities Offshore Fund, Ltd. See All Filings	D/A	2017-05-05 13:46:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619341 Filed Document 0001619341-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 13:46:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC PE/VC Index Fund, LP See All Filings	D	2017-05-05 13:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685292 Filed Document 0001315863-17-000406 Exclusions or Exemptions 506b Accepted Date 2017-05-05 13:46:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PFM Healthcare Emerging Growth Offshore Fund, Ltd. See All Filings	D/A	2017-05-05 13:40:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643516 Filed Document 0001643516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 13:40:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somerset Holdings, LLC See All Filings	D	2017-05-05 13:37:12 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001705945 Filed Document 0001705945-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-05 13:37:12 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Alpha Fund, L.P. See All Filings	D/A	2017-05-05 13:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350989 Filed Document 0000935836-17-000231 Exclusions or Exemptions 506b Accepted Date 2017-05-05 13:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATH EX, Inc. See All Filings	D	2017-05-05 13:36:46 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001705898 Filed Document 0001705898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-05 13:36:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Dynamic Overseas Fund, L.P. See All Filings	D/A	2017-05-05 13:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428121 Filed Document 0000935836-17-000230 Exclusions or Exemptions 506b Accepted Date 2017-05-05 13:36:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2017-05-05 13:31:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-17-024767 Exclusions or Exemptions 506b Accepted Date 2017-05-05 13:31:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity