Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PiC20 Group, LLC See All Filings	D	2017-09-22 16:40:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715415 Filed Document 0001715415-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:40:47 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
SENVEST PARTNERS, LTD. See All Filings	D/A	2017-09-22 16:38:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488191 Filed Document 0000919574-17-006889 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:38:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS LP See All Filings	D/A	2017-09-22 16:35:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050413 Filed Document 0000919574-17-006886 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:35:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Generate Capital, Inc. See All Filings	D	2017-09-22 16:29:43 UTC
Amount To Be Raised $199,000,000 Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001717486 Filed Document 0001717486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:29:43 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RedbudCommonsPlus, LLC See All Filings	D	2017-09-22 16:27:23 UTC
Amount To Be Raised $4,120,892 Associated Brokers / Dealers N/A CIK Number 0001717685 Filed Document 0001717685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:27:23 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
DispatchHealth Holdings, Inc. See All Filings	D	2017-09-22 16:27:13 UTC
Amount To Be Raised $31,956,509 Associated Brokers / Dealers N/A CIK Number 0001716854 Filed Document 0001716854-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:27:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alkane Truck Company, Inc See All Filings	C/A	2017-09-22 16:26:41 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $999,996 CIK Number 0001687706 Filed Document 0001665160-17-000414 Accepted Date 2017-09-22 16:26:41 UTC Type of Offering C/A Security Offered Amount 5,867 Security Offered Type Common Stock State SOUTH CAROLINA
AQR EMERGING EQUITIES FUND II, L.P. See All Filings	D	2017-09-22 16:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714352 Filed Document 0001714352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:22:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta, Inc. See All Filings	D	2017-09-22 16:22:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:22:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NW Life Funds, LP See All Filings	D	2017-09-22 16:19:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001581025 Filed Document 0001461859-17-000026 Exclusions or Exemptions 506c Accepted Date 2017-09-22 16:19:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
EFG E-Commerce See All Filings	D/A	2017-09-22 16:16:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001712591 Filed Document 0001712591-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:16:33 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sarissa Capital Catapult Fund LLC See All Filings	D	2017-09-22 16:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716725 Filed Document 0001716725-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-22 16:14:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Longford Capital Fund II, LP See All Filings	D/A	2017-09-22 16:08:36 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Oakpoint Solutions, LLC CIK Number 0001699903 Filed Document 0001699903-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:08:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Private Debt Fund Note Issuer 2.0, LLC See All Filings	D/A	2017-09-22 16:07:55 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Guggenheim Funds Distributors, LLC CIK Number 0001665415 Filed Document 0001665479-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-22 16:07:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Investment Holdings, Inc. See All Filings	1-A/A	2017-09-22 16:04:58 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001697831 Filed Document 0001477932-17-004657 Accepted Date 2017-09-22 16:04:58 UTC Type of Offering 1-A/A Industry LUMBER & WOOD PRODUCTS (NO FURNITURE) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Tempo Management, LLC See All Filings	D	2017-09-22 15:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716922 Filed Document 0001716922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:57:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DUNE REAL ESTATE PARTNERS IV EIV LLC See All Filings	D	2017-09-22 15:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714912 Filed Document 0001714912-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:54:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CB-D Ribbit Opportunity I, LLC See All Filings	D	2017-09-22 15:49:59 UTC
Amount To Be Raised $8,424,490 Associated Brokers / Dealers N/A CIK Number 0001715278 Filed Document 0001715278-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:49:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apttus Corp See All Filings	D	2017-09-22 15:49:26 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001714431 Filed Document 0001714431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:49:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CleverFoodies, Inc. See All Filings	D	2017-09-22 15:45:43 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001649260 Filed Document 0001649260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:45:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
OPER, LLC See All Filings	C/A	2017-09-22 15:42:51 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001689103 Filed Document 0001665160-17-000413 Accepted Date 2017-09-22 15:42:51 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MISSOURI
Adeo Health Science, Inc. See All Filings	D	2017-09-22 15:42:16 UTC
Amount To Be Raised $3,078,553 Associated Brokers / Dealers N/A CIK Number 0001645127 Filed Document 0001645127-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:42:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hampshire Waterford LLC See All Filings	D	2017-09-22 15:41:15 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001717476 Filed Document 0001717476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:41:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SCI Packaging Investor Holdings LLC See All Filings	D/A	2017-09-22 15:39:24 UTC
Amount To Be Raised $544,051,000 Associated Brokers / Dealers N/A CIK Number 0001683234 Filed Document 0001683234-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:39:24 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Phytonix Corp See All Filings	D/A	2017-09-22 15:38:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001502870 Filed Document 0001502870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:38:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Navya Network, Inc. See All Filings	D	2017-09-22 15:38:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001510058 Filed Document 0001510058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:38:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Guggenheim Private Debt Fund 2.0-I, LLC See All Filings	D/A	2017-09-22 15:34:27 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credite Suisse Securities (USA) LLC and Guggenheim Funds Distributors, LLC CIK Number 0001682341 Filed Document 0001665479-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUNE REAL ESTATE FUND IV LP See All Filings	D	2017-09-22 15:22:12 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers HODES WEILL SECURITIES, LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001714625 Filed Document 0001714625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:22:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Holding Company, LLC See All Filings	D	2017-09-22 15:17:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716923 Filed Document 0001716923-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:17:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PILOT BANCSHARES INC See All Filings	D	2017-09-22 15:15:44 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000946608 Filed Document 0001415889-17-001561 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:15:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blume Honey Water LLC See All Filings	D	2017-09-22 15:10:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645727 Filed Document 0001645727-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:10:45 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
E14 2017 Fund, LP See All Filings	D	2017-09-22 15:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717523 Filed Document 0001717523-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 15:07:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerial Topco, L.P. See All Filings	D	2017-09-22 14:57:53 UTC
Amount To Be Raised $400,930,000 Associated Brokers / Dealers N/A CIK Number 0001717582 Filed Document 0001717582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:57:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Minjar, Inc. See All Filings	D	2017-09-22 14:56:40 UTC
Amount To Be Raised $1,897,119 Associated Brokers / Dealers N/A CIK Number 0001716548 Filed Document 0001716548-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:56:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProAxion, Inc. See All Filings	D	2017-09-22 14:56:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001717413 Filed Document 0001717413-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:56:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
innoBright Technologies Inc. See All Filings	D	2017-09-22 14:52:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001634265 Filed Document 0001634265-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:52:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HFX Funding Depositor, LLC See All Filings	D/A	2017-09-22 14:51:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Lori Mayfield, Scott Harrison, and Phyllis Johnson CIK Number 0001717541 Filed Document 0001717541-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:51:01 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Guggenheim Private Debt Fund 2.0, Ltd. See All Filings	D/A	2017-09-22 14:43:53 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Guggenheim Fund Distributors, LLC CIK Number 0001665479 Filed Document 0001665479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ciminelli Buffalo Renaissance Fund, L.P. See All Filings	D	2017-09-22 14:40:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001717242 Filed Document 0001717242-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:40:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Terrestrial Energy Inc. See All Filings	D	2017-09-22 14:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASPERION GROUP LLC CIK Number 0001657352 Filed Document 0001657352-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:38:21 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Heights Associates,LLC See All Filings	D/A	2017-09-22 14:36:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001716712 Filed Document 0001716712-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-09-22 14:36:41 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Capital Dynamics Clean Energy & Infrastructure VI A, SCSp See All Filings	D	2017-09-22 14:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001717467 Filed Document 0001717467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:36:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Promaxo, Inc. See All Filings	D	2017-09-22 14:35:49 UTC
Amount To Be Raised $7,560,000 Associated Brokers / Dealers N/A CIK Number 0001716053 Filed Document 0001716053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:35:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MarqMetrix, Inc. See All Filings	D	2017-09-22 14:35:22 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001717228 Filed Document 0001717228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:35:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
StartUP Productions, LLC See All Filings	D	2017-09-22 14:26:13 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001540125 Filed Document 0001540125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:26:13 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Managed by Q Inc See All Filings	D	2017-09-22 14:22:17 UTC
Amount To Be Raised $820,934 Associated Brokers / Dealers N/A CIK Number 0001609467 Filed Document 0001609467-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:22:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rhumbix, Inc. See All Filings	D	2017-09-22 14:21:57 UTC
Amount To Be Raised $7,350,001 Associated Brokers / Dealers N/A CIK Number 0001652117 Filed Document 0001652117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:21:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Energy Opportunities Holdings, LP See All Filings	D	2017-09-22 14:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001717670 Filed Document 0001717670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFX Funding Depositor, LLC See All Filings	D	2017-09-22 14:07:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick Whelchel, Lori Mayfield, Scott Harrison, and Phyllis Johnson CIK Number 0001717541 Filed Document 0001717541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:07:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 174 See All Filings	D	2017-09-22 14:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001716843 Filed Document 0001716843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-22 14:03:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund